GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.

Latest filing: May 22, 2024 (161 days ago)

AUM

$55,806,224,976
57% change vs. 1 year ago
-6% change vs. 3 years ago
13% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

154
7% change vs. 1 year ago
8% change vs. 3 years ago
-2% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

MINATO-KU, TOKYO,
TORANOMON HILLS STATION TOWER 6-1, MINATO-KU, TOKYO, , JAPAN, 105-5543

Client AUM

Discretion AUM
Discretionary $55.8
Non-Discretionary $0.0
Total $55.8
Client AUM
Retail $0.0
Pooled $32.3
Institutional $23.5
Total $55.8
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 3 $0.0
Average HNW AUM $6,919,766
Retail Total 3 $0.0
Average Retail AUM $6,919,766

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BANK OF NEW YORK MELLON NEW YORK-NY-USA $13.6
BROWN BROTHERS HARRIMAN & CO. NEW YORK-NY-USA $2.8
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $2.1
THE MASTER TRUST BANK OF JAPAN TOKYO--JPN $1.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $23.5
Retail SMA AUM $0.0
Institutional SMA AUM $23.5
Asset Class % AUM
Equity Exch 9% $2.1
Equity Non-Exch 0% $0.0
Govt Agency 3% $0.7
Municipal 0% $0.0
Sovereign 33% $7.8
IG Credit 11% $2.6
HY Credit 13% $3.1
Derivatives 1% $0.2
Investment Companies 0% $0.0
Other Pools 15% $3.5
Cash 1% $0.2
Other 14% $3.3
Total 100% $23.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
GOLDMAN SACHS ASSET MANAGEMENT, L.P. $1,661.3 107738
GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL $405.2 107715
GOLDMAN SACHS & CO. LLC $222.7 broker-dealer, municipal advisor 361
THE AYCO COMPANY, L.P. $25.9 106693
GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED $16.4 286066
GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. $14.4 broker-dealer 286067
ROCATON INVESTMENT ADVISORS, LLC $13.0 120451
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC $11.3 107850
APTITUDE INVESTMENT MANAGEMENT LP $6.1 159070
VF VIII ESC ADVISORS LLC $0.0 -
QIAN KUN FUTURES CO., LTD. $0.0 broker-dealer -
GOLDMAN SACHS VSS ADVISORS LLC $0.0 -
GOLDMAN SACHS SERVICES PRIVATE LIMITED $0.0 -
GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED FUND II GP, L.L.C. $0.0 -
GOLDMAN SACHS (SINGAPORE) PTE. $0.0 broker-dealer -
GOLDMAN SACHS CANADA INC $0.0 broker-dealer -
GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE HOLDINGS ADVISORS, INC. $0.0 -
PRIVATE EQUITY MANAGERS (2015) OFFSHORE ADVISORS $0.0 -
GOLDMAN SACHS PH ADVISORS, L.L.C. $0.0 -
GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE FUNDS GP, L.L.C. $0.0 -
GOLDMAN SACHS AUSTRALIA PTY LTD $0.0 broker-dealer -
GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC $0.0 -
GOLDMAN SACHS FINANCIAL MARKETS PTY LTD $0.0 broker-dealer -
PRIVATE EQUITY CO-INVESTMENT PARTNERS OFFSHORE ADVISORS, INC. $0.0 -
GOLDMAN SACHS MEXICO, CASA DE BOLSA, S.A. DE C.V. $0.0 broker-dealer -
WEST STREET FUNDS MASTER UNIT TRUST $0.0 -
WEST STREET STRATEGIC SOLUTIONS GP (E) S.A R.L. $0.0 -
GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE ADVISORS, INC. $0.0 -
GOLDMAN SACHS (ASIA) SECURITIES LIMITED $0.0 broker-dealer -
WEST STREET/NJ BSL CREDIT ADVISORS LLC $0.0 -
PRIVATE EQUITY MANAGERS 2015 ADVISORS LLC $0.0 -
GOLDMAN SACHS SAUDI ARABIA $0.0 broker-dealer -
GOLDMAN SACHS (ASIA) FINANCE $0.0 broker-dealer -
GOLDMAN SACHS (ASIA) L.L.C. $0.0 broker-dealer -
GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE HOLDINGS ADVISORS, LLC $0.0 -
J. ARON & COMPANY LLC $0.0 broker-dealer -
VNT / BROAD STREET ENERGY ACCESS ADVISORS LLC $0.0 -
ARROW REINSURANCE COMPANY, LIMITED $0.0 -
GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. $0.0 -
GOLDMAN SACHS BANK AG $0.0 broker-dealer -
GSAM (GLOBAL MANAGER SERIES CAYMAN GP) LTD $0.0 -
GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE LIMITED $0.0 broker-dealer -
GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE ADVISORS, INC. $0.0 -
GOLDMAN SACHS ACCESS FUNDS GP, LLC $0.0 -
GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE HOLDINGS ADVISORS, INC. $0.0 -
GOLDMAN SACHS PARIS INC. ET CIE $0.0 broker-dealer -
GOLDMAN SACHS GLOBAL SERVICES II LIMITED $0.0 -
THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE $0.0 trust company -
PEP XI ADVISORS, L.L.C. $0.0 -
THE GOLDMAN SACHS GROUP, INC. $0.0 -
APTITUDE PARTNERS FUND GP LLC $0.0 -
GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD $0.0 broker-dealer -
GOLDMAN SACHS INTERNATIONAL $0.0 broker-dealer -
OOO GOLDMAN SACHS BANK $0.0 broker-dealer -
THE AYCO SERVICES INSURANCE AGENCY, INC. $0.0 -
GOLDMAN SACHS BANK USA $0.0 -
GOLDMAN SACHS FUTURES PTE LTD $0.0 broker-dealer -
AC RES ADVISORS, L.L.C. $0.0 -
TE 4 ACCESS ADVISORS $0.0 -
GOLDMAN SACHS JAPAN CO., LTD. $0.0 broker-dealer -
OT ACCESS LLC $0.0 -
MB ADVISORS LTD $0.0 -
GOLDMAN SACHS BANK EUROPE SE $0.0 broker-dealer -
SENIOR CREDIT FUND (UCR) ADVISORS LLC $0.0 -
SENIOR CREDIT (UWF) ADVISORS LLC $0.0 -
GS PE HARVEST GP II A INC $0.0 -
GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE OFFSHORE ADVISORS, INC. $0.0 -
GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II OFFSHORE ADVISORS, LLC $0.0 -
GOLDMAN SACHS INTERNATIONAL BANK $0.0 broker-dealer -
THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION $0.0 trust company -
GS PE HARVEST GP I C LLC $0.0 -
GS PE HARVEST GP I A INC $0.0 -
ASL ACCESS ADVISORS LLC $0.0 -
PRIVATE EQUITY CO-INVESTMENT PARTNERS ADVISORS LLC $0.0 -
GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV ADVISORS, L.L.C. $0.0 -
GS INVESTMENT STRATEGIES CANADA INC. $0.0 -
FOLIO INVESTMENTS, INC. $0.0 broker-dealer 48015
GOLDMAN SACHS DO BRASIL BANCO MULTIPLO S/A $0.0 -
GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 2011 ADVISORS L.L.C. $0.0 -
GSAM STRATEGIST PORTFOLIOS, LLC $0.0 109683
GOLDMAN SACHS PEM 2014 ADVISORS LLC $0.0 -
GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, L.L.C. $0.0 -
GS MEZZANINE ADVISORS V, L.L.C. $0.0 -
BROAD STREET PARTNERS LUX GP, S.A R.L. $0.0 -
PEA ENHANCED FACILITY AGGREGATOR LP $0.0 -
GOLDMAN SACHS PEM 2011 ADVISORS LLC $0.0 -
GSAM HOLDINGS LLC $0.0 -
GSAM HOLDINGS II LLC $0.0 -
PES EMPLOYEE AGGREGATOR LP $0.0 -
PRIVATE EQUITY MANAGERS 2013 ADVISORS L.L.C. $0.0 -
WEST STREET EP GP, LLC $0.0 -
BROAD STREET LOAN PARTNERS IV UNLEVERED ADVISORS, S.A R.L. $0.0 -
PES OPPORTUNITIES ADVISORS, INC. $0.0 -
MERCER ALLIED COMPANY, L.P. $0.0 broker-dealer 37404
GOLDMAN SACHS ASSET MANAGEMENT BELGIUM S.A. $0.0 -
VF IX SLP AGGREGATOR LP $0.0 -
STRATEGIC INVESTORS XI ACCESS LLC $0.0 -
GOLDMAN SACHS SERVICES (HONG KONG) LIMITED $0.0 -
BROAD STREET SENIOR CREDIT PARTNERS ADVISOR, L.L.C. $0.0 -
WEST STREET/NJ PRIVATE CREDIT PARTNERSHIP GP ADVISORS LLC $0.0 -
VINTAGE VIII B OFFSHORE HOLDINGS LP $0.0 -
DST OPPORTUNITIES II ACCESS LLC $0.0 -
PRIVATE REAL ESTATE MANAGERS: 2011 ADVISORS LLC $0.0 -
GOLDMAN SACHS (CHINA) L.L.C. $0.0 -
GOLDMAN SACHS ASSET MANAGEMENT SCHWEIZ GMBH $0.0 -
GS UI ADVISORS LIMITED $0.0 -
GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND OFFSHORE ADVISORS, INC. $0.0 -
PRIVATE EQUITY MANAGERS 2012 ADVISORS L.L.C. $0.0 -
GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED $0.0 broker-dealer -
PRIVATE EQUITY MANAGERS (2016) OFFSHORE ADVISORS $0.0 -
PRIVATE EQUITY MANAGERS 2016 ADVISORS LLC $0.0 -
GOLDMAN SACHS TL PROGRAM ADVISORS, INC. $0.0 -
GOLDMAN SACHS PCO ADVISORS LLC $0.0 -
GS MERCHANT BANKING ACCESS 2006 ADVISORS, L.L.C. $0.0 -
GOLDMAN SACHS PROMOCION DE PRODUCTOS FINANCIEROS S.A. $0.0 -
GOLDMAN SACHS ALTERNATIVE ASSETS S.A R.L $0.0 -
GOLDMAN SACHS EP ADVISORS LLC $0.0 -
GOLDMAN SACHS DO BRASIL CORRETORA DE TITULOS E VALORES MOBILIARIOS S/A $0.0 broker-dealer -
GOLDMAN SACHS EUROPE LIMITED $0.0 -
CLLF ADVISORS LLC $0.0 -
WEST STREET GCPD GP, LLC $0.0 -
WEST STREET SENIOR CREDIT PARTNERS III ADVISOR, L.L.C. $0.0 -
GOLDMAN SACHS LENDING PARTNERS LLC $0.0 -
MBD ADVISORS, L.L.C. $0.0 -
GOLDMAN SACHS PEP X ADVISORS, L.L.C. $0.0 -
BROAD STREET SENIOR CREDIT PARTNERS OFFSHORE ADVISOR, LTD. $0.0 -
VINTAGE VIII B2 OFFSHORE FOREIGN INCOME BLOCKER LTD $0.0 -
VNT FUND VA ADVISORS LLC $0.0 -
VINTAGE VIII FOREIGN INCOME BLOCKER LLC $0.0 -
GOLDMAN SACHS FINANCIAL MARKETS, L.P. $0.0 broker-dealer 47340
VINTAGE VIII EMPLOYEE OFFSHORE INVESTMENTS LTD $0.0 -
WEST STREET STRATEGIC SOLUTIONS GP, L.L.C. $0.0 -
GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE LIMITED $0.0 -
GOLDMAN SACHS PH PRIVATE EQUITY ADVISORS LLC $0.0 -
GOLDMAN SACHS NEW ZEALAND LIMITED $0.0 broker-dealer -
CO-INVEST AGGREGATOR GP LTD $0.0 -
GOLDMAN SACHS COLLECTIVE TRUST $0.0 trust company -
THE AYCO SERVICES AGENCY, L.P. $0.0 -
GS PE HARVEST GP I E INC $0.0 -
GOLDMAN SACHS (INDIA) SECURITIES PRIVATE LIMITED $0.0 broker-dealer -
MULTI-MANAGER ACCESS ADVISORS LLC $0.0 -
PECP III ESC ADVISORS LLC $0.0 -
PH PE AGGREGATOR GP LTD $0.0 -
STRATEGIC VALUE CAPITAL SOLUTIONS II ACCESS LLC $0.0 -
VF IX ESC ADVISORS LLC $0.0 -
NN INVESTMENT PARTNERS TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH S.A. $0.0 -
VENN HYPOTHEKEN B.V. $0.0 -
GOLDMAN SACHS BELEGGERSGIRO B.V. $0.0 broker-dealer -
GSAM STABLE VALUE, LLC $0.0 105997
VINTAGE VIII B FOREIGN INCOME BLOCKER LLC $0.0 -
VINTAGE VIII OFFSHORE HOLDINGS LP $0.0 -
VINTAGE VII AB HOLDINGS LP $0.0 -
VINTAGE REAL ESTATE PARTNERS II FOREIGN INCOME BLOCKER LLC $0.0 -
WEST STREET PRIVATE CREDIT PARTNERS (A) GP ADVISORS, LLC $0.0 -
GOLDMAN SACHS ASSET MANAGEMENT B.V. $0.0 -
VINTAGE VIII EMPLOYEE OFFSHORE US INVESTMENTS LLC $0.0 -
VINTAGE VIII EMPLOYEE FOREIGN INCOME BLOCKER LLC $0.0 -
BATTERY VENTURES OPPORTUNITIES ACCESS OFFSHORE LP $0.0 -
BROAD STREET SENIOR CREDIT PARTNERS II ADVISOR, L.L.C. $0.0 -
WEST STREET TFL CREDIT PARTNERS GP, S.A R.L. $0.0 -
GSAM GEN-PAR, L.L.C. $0.0 -
MD VII PE ACCESS ADVISORS LLC $0.0 -
GS PE HARVEST GP I D INC $0.0 -
WEST STREET CT PRIVATE CREDIT ADVISORS, L.L.C. $0.0 -
WEST STREET CO-INVESTMENT PARTNERS (C) GP, L.L.C. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
SHANDLING, JUDITH, LEAH CHIEF COMPLIANCE OFFICER - US MATTERS
BATER, GARETH, WILLIAM DIRECTOR
LEE, HUNG KE DIRECTOR
TSUTSUMI, KENRO REPRESENTATIVE DIRECTOR AND PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $55.8 $0.0 0% 154 0 0%
2024-04-02 $55.8 $0.0 0% 154 0 0%
2023-04-04 $35.6 $20.2 57% 144 10 7%
2022-04-01 $47.4 $8.4 18% 134 20 15%
2021-04-05 $59.7 -$3.9 -6% 143 11 8%
2020-04-01 $55.8 $0.0 0% 142 12 8%
2019-04-01 $49.3 $6.5 13% 157 -3 -2%
2018-04-02 $57.1 -$1.3 -2% 151 3 2%
2017-04-01 $47.9 $7.9 16% 144 10 7%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV