GYL FINANCIAL SYNERGIES, LLC
Latest filing: Oct 11, 2024 (191 days ago)
AUM
$6,069,342,027
15% change vs. 1 year ago
28% change vs. 3 years ago
59% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
69
13% change vs. 1 year ago
86% change vs. 3 years ago
92% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WEST HARTFORD, CT
75 ISHAM ROAD, WEST HARTFORD, CT, UNITED STATES, 06107
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.4 |
| Non-Discretionary | $1.7 |
| Total | $6.1 |
| Client | AUM |
|---|---|
| Retail | $3.5 |
| Pooled | $0.0 |
| Institutional | $2.6 |
| Total | $6.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,077 | $0.5 |
| Average Individual AUM | $422,862 | |
| HNW | 804 | $3.0 |
| Average HNW AUM | $3,774,813 | |
| Retail Total | 1,881 | $3.5 |
| Average Retail AUM | $1,855,594 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $3.4 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.1 |
| Retail SMA AUM | $3.5 |
| Institutional SMA AUM | $2.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 27% | $1.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 9% | $0.5 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 47% | $2.9 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.4 |
| Other | 0% | $0.0 |
| Total | 99% | $6.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| SENTINEL PENSION ADVISORS INC | $9.0 | 109901 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
27 active
| Name | Title |
|---|---|
| GOLDBERG, GERALD, BARRY | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER |
| YOLLES, JONATHAN, STUART | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER |
| LEPORE, MICHAEL, JOSEPH | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES |
| MCDONALD, CLAIRE, FOSTER | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT |
| KARADIMAS, PETER, AUGUSTUS | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR |
| MCBRIDE, JOSEPH, BERNARD | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR |
| GELB, RACHEL, MARYN | MANAGING DIRECTOR - CHRO |
| CIOTOLI, MELISSA, A | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR |
| GREEN, MICHAEL, LAWRENCE | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR |
| BRIER, JOSHUA, I | COO |
| CADENA, ROSA, DIANA | CHIEF COMPLIANCE OFFICER |
| MARSDEN, VINCENT, JOHN | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR |
| GIVENTER, CRAIG, MITCHELL | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES |
| COHEN, AARON | MANAGING DIRECTOR AND CO-FOUNDER |
| HOTALING, BRUCE, T | MANAGING DIRECTOR AND CO-FOUNDER |
| GOLDBERG, JOSHUA, SAMUEL | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR |
ADVDB.CO • SOURCE: SEC
Representatives
41 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GRAY STANGLER | WEST HARTFORD | CT | S63|2015-07-14|S65|2023-07-20 | ||||||
| BRUCE HOTALING | WEST HARTFORD | CT | S63|1993-11-17|S65|1993-11-26 | CHARTERED FINANCIAL ANALYST | |||||
| CAROLINE KEENAN | WEST HARTFORD | CT | S63|1991-05-01|S65|2022-10-21 | ||||||
| SCOTT BOGAN | WEST HARTFORD | CT | S63|1996-08-15|S65|2000-10-11 | ||||||
| STEVEN ULBRICH | WEST HARTFORD | CT | S66|2020-10-16 | ||||||
| EKATERINI ROBERTS | WEST HARTFORD | CT | S63|2007-02-08 | CERTIFIED FINANCIAL PLANNER | |||||
| AARON COHEN | WEST HARTFORD | CT | S63|1995-10-27|S65|1994-12-07 | ||||||
| JUSTINE FREDERICKS | WEST HARTFORD | CT | S63|2002-06-11|S65|2018-08-20 | ||||||
| BRIAN MARSHALL | WEST HARTFORD | CT | S63|1997-05-15|S66|2003-05-27 | ||||||
| MELISSA CIOTOLI | WEST HARTFORD | CT | S66|2008-04-10 | CERTIFIED FINANCIAL PLANNER | |||||
| LEE BATTEN | WEST HARTFORD | CT | S66|2014-05-09 | ||||||
| MICHAEL GREEN | WEST HARTFORD | CT | S63|1999-10-04|S66|2003-06-20 | CERTIFIED FINANCIAL PLANNER | |||||
| SHARNI CUTAJAR | WEST HARTFORD | CT | S65|2023-02-27 | ||||||
| WENDY DUNCAN | WEST HARTFORD | CT | S63|1998-09-15|S65|2017-05-16 | ||||||
| DELMY LOPEZ CORDERO | WEST HARTFORD | CT | S65|2023-11-03 | ||||||
| THEODORE MARRINAN | WEST HARTFORD | CT | S65|2023-03-17 | ||||||
| JENNIE WILBER | WEST HARTFORD | CT | CERTIFIED FINANCIAL PLANNER | ||||||
| PETER KARADIMAS | WEST HARTFORD | CT | S66|2013-08-12 | ||||||
| JOSEPH MCBRIDE | WEST HARTFORD | CT | S63|2002-05-30|S65|1998-08-22 | ||||||
| CHRISTOPHER RAFFERTY | WEST HARTFORD | CT | S66|2007-08-21 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, AZ-01/02/2019, CA-12/21/2018, CO-01/02/2019, CT-08/01/2016, DC-01/02/2019, DE-11/16/2021, FL-12/21/2018, GA-07/15/2019, IL-01/10/2019, MA-12/21/2018, MD-08/01/2016, ME-01/02/2019, MN-03/29/2023, MO-07/15/2019, MT-11/16/2021, NC-01/02/2019, NH-12/21/2018, NJ-01/10/2019, NY-12/21/2018, OR-07/15/2019, PA-01/02/2019, RI-12/21/2018, SC-01/02/2019, TN-09/03/2024, TX-08/01/2016, UT-01/02/2019, VA-08/01/2016, VT-01/02/2019, WA-07/15/2019, WI-08/28/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV