SENTINEL PENSION ADVISORS INC
Latest filing: Sep 26, 2024 (205 days ago)
AUM
$9,011,646,599
0% change vs. 1 year ago
-14% change vs. 3 years ago
21% change vs. 5 years ago
176% change vs. 10 years ago
Employee Count
54
0% change vs. 1 year ago
12% change vs. 3 years ago
17% change vs. 5 years ago
80% change vs. 10 years ago
Main Office
WAKEFIELD, MA
100 QUANNAPOWITT PKWY, WAKEFIELD, MA, UNITED STATES, 01880
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.4 |
| Non-Discretionary | $6.6 |
| Total | $9.0 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $8.2 |
| Total | $9.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,431 | $0.3 |
| Average Individual AUM | $216,930 | |
| HNW | 152 | $0.5 |
| Average HNW AUM | $2,990,070 | |
| Retail Total | 1,583 | $0.8 |
| Average Retail AUM | $483,208 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.0 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $8.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 100% | $9.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $9.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE COLONY GROUP, LLC | $21.5 | 159289 | |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | $11.3 | 282241 | |
| CONNECTUS WEALTH, LLC | $8.7 | 310912 | |
| EDGE CAPITAL GROUP, LLC | $6.4 | 297596 | |
| CRESTWOOD ADVISORS GROUP, LLC | $5.7 | 286243 | |
| BORDEAUX WEALTH ADVISORS LLC | $4.4 | 287758 | |
| FOSTER DYKEMA CABOT & PARTNERS, LLC | $1.7 | 300282 | |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $1.4 | 317377 | |
| BROWNLIE & BRADEN ADVISORS, LLC | $0.3 | 288879 | |
| SENTINEL SECURITIES, INC. | $0.0 | broker-dealer | 110942 |
| GW & WADE, LLC | $0.0 | 105394 | |
| TELEMUS CAPITAL, LLC | $0.0 | 168794 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
52 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALAN PFEFFER | WAKEFIELD | MA | S63|2010-04-26|S65|2011-07-01 | ||||||
| KIMBERLY PEPOLI | WAKEFIELD | MA | S65|2023-03-03 | ||||||
| JOYCE CLOUTHIER | WAKEFIELD | MA | S65|2015-11-06 | ||||||
| ROBERT DIMASE | WAKEFIELD | MA | S63|2001-12-11|S65|2006-05-10 | ||||||
| BRIAN LOPEZ | WAKEFIELD | MA | S63|2016-03-16|S65|2017-06-28 | ||||||
| LAWRENCE RAYMOND | WAKEFIELD | MA | S63|1983-12-08|S65|1996-12-18 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| JAMES CARNEVALE | WAKEFIELD | MA | S63|1996-02-27 | CERTIFIED FINANCIAL PLANNER | |||||
| GREGORY PEZZA | WAKEFIELD | MA | S65|2021-11-10 | ||||||
| NATHAN GURCHAK | WAKEFIELD | MA | S66|2022-05-25 | ||||||
| JAMES NESTOR | WAKEFIELD | MA | S63|1995-08-11|S65|1996-03-25 | ||||||
| MATTHEW CLEARY | WAKEFIELD | MA | S66|2011-07-15 | ||||||
| DAVID BATCHELDER | WAKEFIELD | MA | S65|1999-12-08 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| JAMES DAILEY | WAKEFIELD | MA | S66|2013-09-07 | ||||||
| RYAN CAMPAGNA | WAKEFIELD | MA | S63|2003-07-16|S66|2003-07-21 | ||||||
| MATTHEW PERKINS | WAKEFIELD | MA | S63|2000-09-11|S65|2010-07-02 | ||||||
| FABIANA PEREIRA | WAKEFIELD | MA | S63|2017-06-27|S65|2023-03-24 | ||||||
| MICHAEL DIBACCO | WAKEFIELD | MA | S63|2012-07-23|S65|2015-06-12 | CERTIFIED FINANCIAL PLANNER | |||||
| EILEEN GREENSPAN | WAKEFIELD | MA | S65|2012-04-23 | ||||||
| JAMES O'BRIEN | WAKEFIELD | MA | S63|2012-11-19|S65|2024-03-29 | ||||||
| BRETT SCHNEIDER | WAKEFIELD | MA | S63|2001-09-22|S65|2012-06-01|S66|2007-10-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $9.0 | $0.0 | 0% | 54 | 0 | 0% |
| 2024-04-02 | $9.0 | $0.0 | 0% | 54 | 0 | 0% |
| 2023-04-04 | $8.3 | $0.7 | 8% | 51 | 3 | 6% |
| 2022-04-01 | $10.5 | -$1.5 | -14% | 48 | 6 | 12% |
| 2021-04-05 | $8.5 | $0.6 | 7% | 45 | 9 | 20% |
| 2020-04-01 | $7.5 | $1.6 | 21% | 46 | 8 | 17% |
| 2019-04-01 | $4.9 | $4.1 | 83% | 35 | 19 | 54% |
| 2018-04-02 | $4.9 | $4.1 | 85% | 30 | 24 | 80% |
| 2017-04-01 | $3.6 | $5.4 | 148% | 32 | 22 | 69% |
| 2016-04-01 | $3.6 | $5.5 | 153% | 30 | 24 | 80% |
| 2015-04-01 | $3.3 | $5.8 | 176% | 30 | 24 | 80% |
| 2014-04-01 | $2.7 | $6.3 | 237% | 33 | 21 | 64% |
| 2013-04-01 | $2.1 | $6.9 | 328% | 33 | 21 | 64% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AL-03/31/2021, AR-08/23/2023, AZ-02/23/2011, CA-02/23/2011, CO-05/23/2017, CT-03/28/2008, DC-02/23/2011, DE-08/23/2023, FL-11/14/2003, GA-02/23/2011, HI-05/05/2021, ID-01/03/2022, IL-01/04/2021, IN-04/21/2020, KS-04/21/2020, KY-11/15/2021, LA-03/30/2016, MA-10/28/1998, MD-02/23/2011, ME-02/23/2011, MI-03/30/2016, MN-03/31/2023, MO-09/27/2016, MS-03/29/2024, NC-02/23/2011, NH-11/17/2006, NJ-03/23/2011, NM-07/27/2020, NV-08/23/2023, NY-01/04/2011, OH-01/04/2021, OK-04/21/2020, OR-09/08/2016, PA-02/23/2011, PR-04/06/2023, RI-11/17/2006, SC-01/04/2022, TN-02/23/2011, TX-02/23/2011, UT-05/23/2017, VA-02/23/2011, VT-05/22/2017, WA-05/23/2017, WI-01/02/2020, WV-05/23/2017, WY-04/21/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV