AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.4 |
Non-Discretionary | $0.0 |
Total | $0.4 |
Client | AUM |
---|---|
Retail | $0.3 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $0.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 87 | $0.0 |
Average Individual AUM | $372,764 | |
HNW | 96 | $0.3 |
Average HNW AUM | $3,247,670 | |
Retail Total | 183 | $0.3 |
Average Retail AUM | $1,880,911 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB | EL PASO-TX-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.4 |
Retail SMA AUM | $0.3 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 47% | $0.2 |
Equity Non-Exch | 1% | $0.0 |
Govt Agency | 24% | $0.1 |
Municipal | 1% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 1% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 16% | $0.1 |
Other Pools | 0% | $0.0 |
Cash | 9% | $0.0 |
Other | 1% | $0.0 |
Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
ZUNA, LLC | $0.3 | 306113 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
ERIKA BERKENHOFF | EDMONDS | WA | S63|1996-12-04 | CHARTERED FINANCIAL ANALYST | |||||
AALOK SHAH | EDMONDS | WA | S63|2001-09-28|S65|2016-08-04 | CERTIFIED FINANCIAL PLANNER | |||||
MICHAEL GILL-MORE | EDMONDS | WA | S63|1999-10-18 | CHARTERED FINANCIAL ANALYST | |||||
HANS BERKENHOFF | EDMONDS | WA | S63|1987-08-19 | CHARTERED FINANCIAL ANALYST | |||||
CARRIE HEPBURN | EDMONDS | WA | S65|2017-04-24 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
2024-04-02 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
2023-04-04 | $0.4 | $0.0 | 13% | 4 | 0 | 0% |
2022-04-01 | $0.4 | $0.0 | 2% | 4 | 0 | 0% |
2021-04-05 | $0.4 | $0.1 | 14% | 5 | -1 | -20% |
2020-04-01 | $0.3 | $0.1 | 20% | 4 | 0 | 0% |
2019-04-01 | $0.3 | $0.1 | 43% | 4 | 0 | 0% |
2018-04-02 | $0.3 | $0.1 | 46% | 3 | 1 | 33% |
2017-04-01 | $0.3 | $0.2 | 65% | 4 | 0 | 0% |
2016-04-01 | $0.2 | $0.2 | 72% | 3 | 1 | 33% |
2015-04-01 | $0.3 | $0.1 | 50% | 3 | 1 | 33% |
2014-04-01 | $0.3 | $0.1 | 56% | 3 | 1 | 33% |
2013-04-01 | $0.2 | $0.2 | 81% | 3 | 1 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
WA, CA-03/06/2020, NH-03/20/2008, OR-03/16/2015, TX-04/28/2015, WA-08/28/1991 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV