HARBOUR INVESTMENT MANAGEMENT L.L.C.

Latest filing: Feb 09, 2024 (264 days ago)
View on IAPD
Adviser Website

AUM

$415,531,728
13% change vs. 1 year ago
14% change vs. 3 years ago
43% change vs. 5 years ago
56% change vs. 10 years ago

Employee Count

4
0% change vs. 1 year ago
-20% change vs. 3 years ago
0% change vs. 5 years ago
33% change vs. 10 years ago

Main Office

EDMONDS, WA
152 3RD AVE S, EDMONDS, WA, UNITED STATES, 98020-8442

Client AUM

Discretion AUM
Discretionary $0.4
Non-Discretionary $0.0
Total $0.4
Client AUM
Retail $0.3
Pooled $0.0
Institutional $0.1
Total $0.4
Retail Accounts AUM
Individual 87 $0.0
Average Individual AUM $372,764
HNW 96 $0.3
Average HNW AUM $3,247,670
Retail Total 183 $0.3
Average Retail AUM $1,880,911

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB EL PASO-TX-USA $0.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.4
Retail SMA AUM $0.3
Institutional SMA AUM $0.1
Asset Class % AUM
Equity Exch 47% $0.2
Equity Non-Exch 1% $0.0
Govt Agency 24% $0.1
Municipal 1% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 16% $0.1
Other Pools 0% $0.0
Cash 9% $0.0
Other 1% $0.0
Total 100% $0.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ZUNA, LLC $0.3 306113

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

4 active

Name Title
BERKENHOFF, ERIKA, LYNNE PORTFOLIO MANAGER
SHAH, AALOK, KIRIT MEMBER, CCO

ADVDB.CO • SOURCE: SEC

Representatives

5 active representatives found

Name City State Exams Designations
ERIKA BERKENHOFF EDMONDS WA S63|1996-12-04 CHARTERED FINANCIAL ANALYST
AALOK SHAH EDMONDS WA S63|2001-09-28|S65|2016-08-04 CERTIFIED FINANCIAL PLANNER
MICHAEL GILL-MORE EDMONDS WA S63|1999-10-18 CHARTERED FINANCIAL ANALYST
HANS BERKENHOFF EDMONDS WA S63|1987-08-19 CHARTERED FINANCIAL ANALYST
CARRIE HEPBURN EDMONDS WA S65|2017-04-24

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.4 $0.0 0% 4 0 0%
2024-04-02 $0.4 $0.0 0% 4 0 0%
2023-04-04 $0.4 $0.0 13% 4 0 0%
2022-04-01 $0.4 $0.0 2% 4 0 0%
2021-04-05 $0.4 $0.1 14% 5 -1 -20%
2020-04-01 $0.3 $0.1 20% 4 0 0%
2019-04-01 $0.3 $0.1 43% 4 0 0%
2018-04-02 $0.3 $0.1 46% 3 1 33%
2017-04-01 $0.3 $0.2 65% 4 0 0%
2016-04-01 $0.2 $0.2 72% 3 1 33%
2015-04-01 $0.3 $0.1 50% 3 1 33%
2014-04-01 $0.3 $0.1 56% 3 1 33%
2013-04-01 $0.2 $0.2 81% 3 1 33%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
WA, CA-03/06/2020, NH-03/20/2008, OR-03/16/2015, TX-04/28/2015, WA-08/28/1991
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV