ZUNA, LLC
Latest filing: Feb 27, 2024 (270 days ago)
AUM
$289,769,582
40% change vs. 1 year ago
32% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
6
0% change vs. 1 year ago
50% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
PORTLAND, OR
3903 S KELLY AVE, PORTLAND, OR, UNITED STATES, 97239
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HARBOUR INVESTMENT MANAGEMENT L.L.C. | $0.4 | 111166 | |
| ZUNA CONSULTING, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS GREIDER | PORTLAND | OR | S66|2005-11-21 | ||||||
| KATRINA BELL | PORTLAND | OR | S63|1993-05-21|S65|2019-06-04 | ||||||
| THOMAS COOPER | PORTLAND | OR | S63|1999-08-12|S65|2014-06-26 | ||||||
| CHRISTINE MCKENNIE | PORTLAND | OR | S63|1991-02-19|S65|2022-06-16 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.3 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 0% | 6 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 40% | 6 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.2 | 151% | 4 | 2 | 50% |
| 2021-04-05 | $0.2 | $0.1 | 32% | 4 | 2 | 50% |
| 2020-04-01 | $0.1 | $0.1 | 104% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| OR, OR-11/14/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV