AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.3 |
Non-Discretionary | $0.0 |
Total | $0.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.3 |
Total | $0.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 94% | $0.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
HARBOUR INVESTMENT MANAGEMENT L.L.C. | $0.4 | 111166 | |
ZUNA CONSULTING, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
4 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
THOMAS GREIDER | PORTLAND | OR | S66|2005-11-21 | ||||||
KATRINA BELL | PORTLAND | OR | S63|1993-05-21|S65|2019-06-04 | ||||||
CHRISTINE MCKENNIE | PORTLAND | OR | S63|1991-02-19|S65|2022-06-16 | ||||||
THOMAS COOPER | PORTLAND | OR | S63|1999-08-12|S65|2014-06-26 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.3 | $0.0 | 0% | 6 | 0 | 0% |
2024-04-02 | $0.3 | $0.0 | 0% | 6 | 0 | 0% |
2023-04-04 | $0.2 | $0.1 | 40% | 6 | 0 | 0% |
2022-04-01 | $0.1 | $0.2 | 151% | 4 | 2 | 50% |
2021-04-05 | $0.2 | $0.1 | 32% | 4 | 2 | 50% |
2020-04-01 | $0.1 | $0.1 | 104% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
OR, OR-11/14/2019 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV