AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $246.3 |
Non-Discretionary | $46.6 |
Total | $292.9 |
Client | AUM |
---|---|
Retail | $198.7 |
Pooled | $89.6 |
Institutional | $4.6 |
Total | $292.9 |
Retail | Accounts | AUM |
---|---|---|
Individual | 827,116 | $123.7 |
Average Individual AUM | $149,562 | |
HNW | 108,186 | $75.0 |
Average HNW AUM | $693,312 | |
Retail Total | 935,302 | $198.7 |
Average Retail AUM | $212,457 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
J.P. MORGAN SECURITIES LLC | NEW YORK-NY-USA | $202.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $203.3 |
Retail SMA AUM | $198.7 |
Institutional SMA AUM | $4.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 33% | $67.1 |
Equity Non-Exch | 1% | $2.0 |
Govt Agency | 0% | $0.0 |
Municipal | 1% | $2.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 63% | $128.1 |
Other Pools | 0% | $0.0 |
Cash | 2% | $4.1 |
Other | 0% | $0.0 |
Total | 100% | $203.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
J.P. MORGAN SECURITIES LLC | $249.7 | broker-dealer | 79 |
HIGHBRIDGE CAPITAL MANAGEMENT, LLC | $7.2 | 134776 | |
JPP II US GP LLC | $0.0 | - | |
J.P. MORGAN (SUISSE) SA | $0.0 | - | |
LIC US GP LLC | $0.0 | - | |
LIC GP LLC | $0.0 | - | |
TPBA CIV GP LLC | $0.0 | - | |
JPP CIP LLC | $0.0 | - | |
JPMORGAN DISTRIBUTION SERVICES, INC. | $0.0 | broker-dealer | 104234 |
JPP US HOLDINGS GP LLC | $0.0 | - | |
JPP II US HOLDINGS GP LLC | $0.0 | - | |
JPP II GP LLC | $0.0 | - | |
JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
BS CIV GP LLC | $0.0 | - | |
14TH STREET CIV US GP LLC | $0.0 | - | |
BRAND US GP LLC | $0.0 | - | |
HOTEL 21 US GP LLC | $0.0 | - | |
BS CIV US GP LLC | $0.0 | - | |
CS PE 2 GP LLC | $0.0 | - | |
CS PE GP LLC | $0.0 | - | |
BRAND GP LLC | $0.0 | - | |
JPMPE SPECIAL MEMBER LLC | $0.0 | - | |
BRAND US HOLDINGS GP LLC | $0.0 | - | |
CS PE CIP LLC | $0.0 | - | |
TPBA CIV US GP LLC | $0.0 | - | |
JPP II CIP LLC | $0.0 | - | |
J.P. MORGAN PRIVATE INVESTMENTS INTERNATIONAL INC. | $0.0 | - | |
14TH STREET CIV GP LLC | $0.0 | - | |
CS PE US GP LLC | $0.0 | - | |
JPP GP LLC | $0.0 | - | |
JPP US GP LLC | $0.0 | - | |
TPBA CIV US HOLDINGS GP LLC | $0.0 | - | |
J.P. MORGAN SE | $0.0 | - | |
PATTERSON STREET CIV GP LLC | $0.0 | - | |
HOTEL 21 GP LLC | $0.0 | - | |
PATTERSON STREET CIV US GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
HILL, GLENN | PRESIDENT AND DIRECTOR |
KASSA, YEJOTEWORQ | DIRECTOR |
PANTALEO, LAURA, ANN | DIRECTOR |
CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER |
SAVINO, MARY, ELIZABETH | DIRECTOR AND HEAD OF INVESTMENT ADVISORY |
FARICELLI, CHRISTOPHER, J. | DIRECTOR |
INGBER, ABBY, LYNN | CHIEF LEGAL OFFICER |
BENDER, ANDREAS | DIRECTOR |
SKOLDBERG, CHRISTOPHER | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
9 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
KRISTINE ROONEY-GRANGER | NEW YORK | NY | S63|1999-08-11 | ||||||
LANCE SCHIFF | NEW YORK | NY | S63|1995-06-02|S65|1999-12-17 | ||||||
RAMY EL-MENSHAWY | NEW YORK | NY | |||||||
MICHAEL JOELSON | NEW YORK | NY | |||||||
CARRIE SPENGLER | NEW YORK | NY | S63|2005-10-31 | ||||||
ANDREW CASELLA | NEW YORK | NY | S63|1996-10-18 | ||||||
CHAD KARPOFF | NEW YORK | NY | |||||||
JESSE ROSENBLUM | NEW YORK | NY | S63|2008-11-03 | ||||||
JASON CUNNINGHAM | NEW YORK | NY | S63|2004-05-26 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $292.9 | $0.0 | 0% | 745 | 0 | 0% |
2024-04-02 | $292.9 | $0.0 | 0% | 745 | 0 | 0% |
2023-04-04 | $238.9 | $54.0 | 23% | 709 | 36 | 5% |
2022-04-01 | $281.3 | $11.6 | 4% | 652 | 93 | 14% |
2021-04-05 | $213.7 | $79.2 | 37% | 658 | 87 | 13% |
2020-04-01 | $173.5 | $119.4 | 69% | 626 | 119 | 19% |
2019-04-01 | $134.8 | $158.1 | 117% | 642 | 103 | 16% |
2018-04-02 | $101.5 | $191.4 | 189% | 540 | 205 | 38% |
2017-04-01 | $74.7 | $218.3 | 292% | 510 | 235 | 46% |
2016-04-01 | $72.2 | $220.7 | 306% | 368 | 377 | 102% |
2015-04-01 | $68.1 | $224.9 | 330% | 201 | 544 | 271% |
2014-04-01 | $10.9 | $282.0 | 2591% | 126 | 619 | 491% |
2013-04-01 | $8.1 | $284.8 | 3528% | 109 | 636 | 583% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-03/30/2016, AL-03/30/2016, AR-03/30/2016, AZ-03/30/2016, CA-03/30/2016, CO-03/29/2019, CT-03/30/2016, DC-03/30/2016, DE-03/30/2016, FL-03/30/2016, GA-03/30/2016, HI-03/30/2016, IA-03/30/2016, ID-03/30/2016, IL-04/11/2016, IN-03/30/2016, KS-03/30/2016, KY-03/30/2016, LA-03/30/2016, MA-03/30/2016, MD-03/30/2016, ME-03/30/2016, MI-03/30/2016, MN-03/30/2016, MO-03/30/2016, MS-03/30/2016, MT-03/30/2016, NC-03/30/2016, ND-03/30/2016, NE-03/30/2016, NH-03/30/2016, NJ-04/26/2016, NM-03/30/2016, NV-03/30/2016, NY-03/30/2016, OH-03/30/2016, OK-03/30/2016, OR-03/30/2016, PA-03/30/2016, PR-03/30/2016, RI-03/30/2016, SC-03/30/2016, SD-03/30/2016, TN-03/30/2016, TX-03/30/2016, UT-03/30/2016, VA-03/30/2016, VI-03/30/2016, VT-03/30/2016, WA-03/30/2016, WI-03/30/2016, WV-03/30/2016, WY-03/29/2019 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV