J.P. MORGAN SECURITIES LLC

Latest filing: Oct 11, 2024 (41 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$249,730,934,760

17% change vs. 1 year ago

33% change vs. 3 years ago

92% change vs. 5 years ago

333% change vs. 10 years ago

Employee Count

7,685

8% change vs. 1 year ago

9% change vs. 3 years ago

4% change vs. 5 years ago

32% change vs. 10 years ago

Main Office

NEW YORK, NY

383 MADISON AVE, NEW YORK, NY, UNITED STATES, 10179

Client AUM

Discretion	AUM
Discretionary	$191.6
Non-Discretionary	$58.1
Total	$249.7

Client	AUM
Retail	$229.6
Pooled	$0.0
Institutional	$20.1
Total	$249.7

Retail	Accounts	AUM
Individual	891,897	$122.0
Average Individual AUM		$136,837
HNW	134,892	$107.6
Average HNW AUM		$797,549
Retail Total	1,026,789	$229.6
Average Retail AUM		$223,637

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
J.P. MORGAN SECURITIES LLC	NEW YORK-NY-USA	$185.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$249.7
Retail SMA AUM	$229.6
Institutional SMA AUM	$20.1

Asset Class	%	AUM
Equity Exch	23%	$57.4
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	14%	$35.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	59%	$147.3
Other Pools	0%	$0.0
Cash	3%	$7.5
Other	0%	$0.0
Total	99%	$247.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
J.P. MORGAN INVESTMENT MANAGEMENT INC.	$2,549.1		107038
JPMORGAN ASSET MANAGEMENT (UK) LIMITED	$365.7		135960
J.P. MORGAN PRIVATE INVESTMENTS INC.	$292.9		110186
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	$86.3		108559
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.	$18.8		20989
55I, LLC	$17.5		286620
HIGHBRIDGE CAPITAL MANAGEMENT, LLC	$7.2		134776
BEAR STEARNS ASSET MANAGEMENT INC.	$0.0		113359
BEIJING EQUITY INVESTMENT DEVELOPMENT MANAGEMENT CO., LTD.	$0.0		162933
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L.	$0.0		304190
JPMORGAN CHASE BANK N.A.	$0.0	trust company	-
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.	$0.0	broker-dealer	102920
JPMORGAN DISTRIBUTION SERVICES, INC.	$0.0	broker-dealer	104234

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

18 active

Name	Title
COLLINS, JAMES MICHAEL IAPD Broker	CHIEF FINANCIAL OFFICER
SIPPEL, JASON EDWIN IAPD Broker	CEO, CHAIR, ELECTED MANAGER
DEMPSEY, PATRICK PAUL IAPD Broker	TREASURER
TEPPER, ERIC D. IAPD Broker	ELECTED MANAGER
JURY, CLAUDIA IAPD Broker	ELECTED MANAGER
KLION, ROGER IAPD Broker	CHIEF OPERATING OFFICER
SIMMONS, JOHN E IAPD Broker	ELECTED MANAGER
SIEG, WILLIAM PHILIP IAPD Broker	ELECTED MANAGER
BISESI, BRIAN J IAPD Broker	ELECTED MANAGER
MCCRUM, CARRIE IAPD Broker	ELECTED MANAGER
BARTOLOMEI, DANIELLE IAPD Broker	CHIEF COMPLIANCE OFFICER - BROKER DEALER
CHOI, MICHAEL IAPD Broker	CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER
FOLEY, KEVIN J IAPD Broker	ELECTED MANAGER
VIENICK, PAUL IAPD Broker	ELECTED MANAGER
AIDELSON, DAVID IAPD Broker	CHIEF LEGAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

11,641 active representatives found, showing 20 random

Name	City	State	Exams	Designations
EDUARDO GERAMI	NEW YORK	NY	S66\|2022-03-29
ERIC PENA	NEW YORK	NY	S63\|2015-06-19\|S66\|2016-03-19
ANDREW JOHNSON	NEW YORK	NY	S66\|2004-07-31
CHRISTOPHER KNOX	NEW YORK	NY	S63\|2016-06-23\|S66\|2016-11-11
MICHAEL TRUCKENMILLER	NEW YORK	NY	S63\|2008-04-28\|S66\|2010-07-26	CERTIFIED FINANCIAL PLANNER
NATE DOUGALL	NEW YORK	NY	S65\|2008-12-15\|S63\|2019-10-25
AMBER DAVIS	NEW YORK	NY	S66\|2018-12-21
TIMOTHY HAWKINS	NEW YORK	NY	S63\|2010-07-23\|S65\|2024-03-28
ASHLEY THOMPSON	NEW YORK	NY	S66\|2015-02-25
DAVID BOIKE	NEW YORK	NY	S66\|2015-05-01	CHARTERED FINANCIAL ANALYST
JESSE JIMERSON	NEW YORK	NY	S66\|2020-12-22
SHANE O'KEEFE	NEW YORK	NY	S66\|2019-03-19
DAVID MORRIS	NEW YORK	NY	S63\|2010-08-21\|S66\|2006-02-02
COURTNEY LONGLEY	NEW YORK	NY	S63\|2018-12-17\|S65\|2024-03-18
MARCEL LANIADO	NEW YORK	NY	S66\|2007-06-18	CHARTERED FINANCIAL ANALYST
MICHAEL LAW	NEW YORK	NY	S66\|2009-02-05
NASSER ABDULKARIEM	NEW YORK	NY	S63\|2001-08-30\|S66\|2007-03-23
TUNG LUU	NEW YORK	NY	S63\|2018-11-30\|S65\|2021-01-07
ROBERT SANTELLO	NEW YORK	NY	S66\|2007-06-28
JENNIFER BRYER	NEW YORK	NY	S66\|2022-09-12

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2024-11-01	$249.7	$0.0	0%	7,685	0	0%
2024-04-02	$249.7	$0.0	0%	7,685	0	0%
2023-04-04	$212.9	$36.8	17%	7,098	587	8%
2022-04-01	$229.7	$20.0	9%	7,626	59	1%
2021-04-05	$188.3	$61.5	33%	7,038	647	9%
2020-04-01	$163.4	$86.3	53%	6,521	1,164	18%
2019-04-01	$130.3	$119.5	92%	7,383	302	4%
2018-04-02	$112.5	$137.2	122%	5,713	1,972	35%
2017-04-01	$81.6	$168.2	206%	5,093	2,592	51%
2016-04-01	$70.7	$179.0	253%	6,100	1,585	26%
2015-04-01	$69.4	$180.4	260%	6,100	1,585	26%
2014-04-01	$57.6	$192.1	333%	5,800	1,885	32%
2013-04-01	$43.6	$206.1	472%	5,700	1,985	35%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, AK-07/21/1987, AL-04/18/1991, AR-07/17/1987, AZ-10/02/2008, CA-07/08/1997, CO-02/02/2005, CT-08/19/1997, DC-01/16/1994, DE-09/22/2003, FL-06/25/1984, GA-01/02/1992, HI-01/01/1988, IA-01/01/1999, ID-08/19/1987, IL-10/29/1985, IN-01/17/2003, KS-07/16/1987, KY-11/21/1997, LA-09/28/2001, MD-11/07/1990, ME-01/01/1998, MI-02/02/2005, MN-07/17/1987, MO-11/20/1998, MS-05/03/2001, MT-11/07/1997, NC-01/17/2003, ND-07/16/1987, NE-07/31/1997, NH-09/24/1984, NJ-01/01/1961, NM-08/19/1987, NV-12/13/1990, NY-04/11/1986, OH-09/27/2001, OK-01/01/1998, OR-01/28/2001, PA-10/26/1981, PR-09/16/1987, RI-01/01/1993, SC-07/23/1987, SD-05/15/1986, TN-01/12/1998, TX-01/29/1985, UT-12/03/1990, VA-07/24/1987, VI-03/30/2010, VT-11/04/1994, WA-04/01/1988, WI-07/01/1985, WV-07/15/1987, WY-07/05/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

BROKER DEALER
FUTURES MERCHANT
INSURANCE AGENT
SWAP DEALER

ADVDB.CO • SOURCE: SEC FORM ADV