AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $191.6 |
Non-Discretionary | $58.1 |
Total | $249.7 |
Client | AUM |
---|---|
Retail | $229.6 |
Pooled | $0.0 |
Institutional | $20.1 |
Total | $249.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 891,897 | $122.0 |
Average Individual AUM | $136,837 | |
HNW | 134,892 | $107.6 |
Average HNW AUM | $797,549 | |
Retail Total | 1,026,789 | $229.6 |
Average Retail AUM | $223,637 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
J.P. MORGAN SECURITIES LLC | NEW YORK-NY-USA | $185.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $249.7 |
Retail SMA AUM | $229.6 |
Institutional SMA AUM | $20.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 23% | $57.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 14% | $35.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 59% | $147.3 |
Other Pools | 0% | $0.0 |
Cash | 3% | $7.5 |
Other | 0% | $0.0 |
Total | 99% | $247.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
JPMORGAN ASSET MANAGEMENT (UK) LIMITED | $365.7 | 135960 | |
J.P. MORGAN PRIVATE INVESTMENTS INC. | $292.9 | 110186 | |
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | $86.3 | 108559 | |
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. | $18.8 | 20989 | |
55I, LLC | $17.5 | 286620 | |
HIGHBRIDGE CAPITAL MANAGEMENT, LLC | $7.2 | 134776 | |
BEAR STEARNS ASSET MANAGEMENT INC. | $0.0 | 113359 | |
BEIJING EQUITY INVESTMENT DEVELOPMENT MANAGEMENT CO., LTD. | $0.0 | 162933 | |
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. | $0.0 | 304190 | |
JPMORGAN CHASE BANK N.A. | $0.0 | trust company | - |
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | $0.0 | broker-dealer | 102920 |
JPMORGAN DISTRIBUTION SERVICES, INC. | $0.0 | broker-dealer | 104234 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
18 active
Name | Title |
---|---|
COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER |
SIPPEL, JASON EDWIN | CEO, CHAIR, ELECTED MANAGER |
DEMPSEY, PATRICK PAUL | TREASURER |
TEPPER, ERIC D. | ELECTED MANAGER |
JURY, CLAUDIA | ELECTED MANAGER |
KLION, ROGER | CHIEF OPERATING OFFICER |
SIMMONS, JOHN E | ELECTED MANAGER |
SIEG, WILLIAM PHILIP | ELECTED MANAGER |
BISESI, BRIAN J | ELECTED MANAGER |
MCCRUM, CARRIE | ELECTED MANAGER |
BARTOLOMEI, DANIELLE | CHIEF COMPLIANCE OFFICER - BROKER DEALER |
CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER |
FOLEY, KEVIN J | ELECTED MANAGER |
VIENICK, PAUL | ELECTED MANAGER |
AIDELSON, DAVID | CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
11,641 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
LISA TOMLINSON | NEW YORK | NY | S63|2014-04-02|S66|2016-06-30 | ||||||
FRANCES HERMES | NEW YORK | NY | S63|2019-10-07|S65|2023-02-10 | ||||||
WALLIS TOSCARELLI | NEW YORK | NY | S66|2022-09-02 | ||||||
KRISTIN DALY | NEW YORK | NY | S63|2019-09-30|S65|2024-04-27 | ||||||
JENNIFER SENFT | NEW YORK | NY | S63|2016-12-23|S66|2021-01-22 | ||||||
NICOLAS QUINTERO | NEW YORK | NY | S66|2020-07-07 | ||||||
ANNA TRAN | NEW YORK | NY | S66|2013-12-05 | ||||||
JON HONG | NEW YORK | NY | S63|1993-05-17|S66|2017-01-19 | ||||||
BRYCE CALDWELL | NEW YORK | NY | S66|2023-10-02 | ||||||
ROBERT FISHER | NEW YORK | NY | S63|2018-09-24|S66|2022-04-08 | ||||||
LUKE HAMILTON | NEW YORK | NY | S66|2015-12-12 | CERTIFIED FINANCIAL PLANNER | |||||
HARRY VARON | NEW YORK | NY | S63|2018-10-15|S65|2024-02-12 | ||||||
JAMES HOMFELDT | NEW YORK | NY | S63|2021-04-30|S66|2022-01-13 | ||||||
SEAN YOUNG | NEW YORK | NY | S63|2010-07-20|S66|2017-05-24 | CERTIFIED FINANCIAL PLANNER | |||||
JASON SESCO | NEW YORK | NY | S63|2006-05-30|S66|2008-11-21 | ||||||
FRANDY CRUZ | NEW YORK | NY | S63|2020-01-13|S66|2022-11-14 | ||||||
TREVOR JOHNSON | NEW YORK | NY | S63|2010-05-27|S65|2014-10-23 | ||||||
MADELINE MAUZY | NEW YORK | NY | S63|2018-09-12|S65|2024-03-11 | ||||||
SEAN DOBBINS | NEW YORK | NY | S63|2008-05-02|S66|2013-11-27 | ||||||
NANA ADAE | NEW YORK | NY | S63|2004-09-09|S66|2007-07-16|S65|2023-05-11 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $249.7 | $0.0 | 0% | 7,685 | 0 | 0% |
2024-04-02 | $249.7 | $0.0 | 0% | 7,685 | 0 | 0% |
2023-04-04 | $212.9 | $36.8 | 17% | 7,098 | 587 | 8% |
2022-04-01 | $229.7 | $20.0 | 9% | 7,626 | 59 | 1% |
2021-04-05 | $188.3 | $61.5 | 33% | 7,038 | 647 | 9% |
2020-04-01 | $163.4 | $86.3 | 53% | 6,521 | 1,164 | 18% |
2019-04-01 | $130.3 | $119.5 | 92% | 7,383 | 302 | 4% |
2018-04-02 | $112.5 | $137.2 | 122% | 5,713 | 1,972 | 35% |
2017-04-01 | $81.6 | $168.2 | 206% | 5,093 | 2,592 | 51% |
2016-04-01 | $70.7 | $179.0 | 253% | 6,100 | 1,585 | 26% |
2015-04-01 | $69.4 | $180.4 | 260% | 6,100 | 1,585 | 26% |
2014-04-01 | $57.6 | $192.1 | 333% | 5,800 | 1,885 | 32% |
2013-04-01 | $43.6 | $206.1 | 472% | 5,700 | 1,985 | 35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-07/21/1987, AL-04/18/1991, AR-07/17/1987, AZ-10/02/2008, CA-07/08/1997, CO-02/02/2005, CT-08/19/1997, DC-01/16/1994, DE-09/22/2003, FL-06/25/1984, GA-01/02/1992, HI-01/01/1988, IA-01/01/1999, ID-08/19/1987, IL-10/29/1985, IN-01/17/2003, KS-07/16/1987, KY-11/21/1997, LA-09/28/2001, MD-11/07/1990, ME-01/01/1998, MI-02/02/2005, MN-07/17/1987, MO-11/20/1998, MS-05/03/2001, MT-11/07/1997, NC-01/17/2003, ND-07/16/1987, NE-07/31/1997, NH-09/24/1984, NJ-01/01/1961, NM-08/19/1987, NV-12/13/1990, NY-04/11/1986, OH-09/27/2001, OK-01/01/1998, OR-01/28/2001, PA-10/26/1981, PR-09/16/1987, RI-01/01/1993, SC-07/23/1987, SD-05/15/1986, TN-01/12/1998, TX-01/29/1985, UT-12/03/1990, VA-07/24/1987, VI-03/30/2010, VT-11/04/1994, WA-04/01/1988, WI-07/01/1985, WV-07/15/1987, WY-07/05/2017 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
OTHER ACTIVITIES |
BROKER DEALER FUTURES MERCHANT INSURANCE AGENT SWAP DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV