AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $364.6 |
Non-Discretionary | $1.1 |
Total | $365.7 |
Client | AUM |
---|---|
Retail | $1.0 |
Pooled | $239.4 |
Institutional | $125.3 |
Total | $365.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 2 | $1.0 |
Average HNW AUM | $513,119,740 | |
Retail Total | 2 | $1.0 |
Average Retail AUM | $513,119,740 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
JPMORGAN CHASE BANK, NA | COLUMBUS-OH-USA | $28.2 |
STATE STREET CORPORATION | BOSTON-MA-USA | $21.3 |
NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $15.9 |
THE BANK OF NEW YORK MELLON CORPORATION | WILMINGTON-DE-USA | $15.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $126.3 |
Retail SMA AUM | $1.0 |
Institutional SMA AUM | $125.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 26% | $32.8 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 16% | $20.2 |
Municipal | 0% | $0.0 |
Sovereign | 10% | $12.6 |
IG Credit | 20% | $25.3 |
HY Credit | 4% | $5.1 |
Derivatives | 1% | $1.3 |
Investment Companies | 0% | $0.0 |
Other Pools | 7% | $8.8 |
Cash | 8% | $10.1 |
Other | 9% | $11.4 |
Total | 101% | $127.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
J.P. MORGAN SECURITIES LLC | $249.7 | broker-dealer | 79 |
JPMORGAN FUNDS LIMITED | $60.2 | 172045 | |
BEAR STEARNS ASSET MANAGEMENT INC. | $0.0 | 113359 | |
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. | $0.0 | 304190 | |
JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
J.P. MORGAN SECURITIES PLC | $0.0 | broker-dealer | - |
J.P. MORGAN (SUISSE) SA | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
THOMSON, PATRICK, MACDONALD | DIRECTOR/CHIEF EXECUTIVE OFFICER |
POND, STEPHEN, EDWARD | DIRECTOR / CHIEF FINANCIAL OFFICER |
STUART-RECKLING, RICHARD | CHIEF COMPLIANCE OFFICER |
NICHOMOFF, SARAH, HEFFRON | NON-EXECUTIVE DIRECTOR |
SMITH, ARTHUR, MARK RUSTON | INDEPENDENT NON-EXECUTIVE DIRECTOR/CHAIRMAN |
HAIMOFF, DANA, MICHELLE | DIRECTOR |
REIDY, DEBORAH | INDEPENDENT NON-EXECUTIVE DIRECTOR |
FASTENAEKELS, JEROEN | CHIEF LEGAL OFFICER |
THORNEYCROFT, KATY | EXECUTIVE DIRECTOR |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $365.7 | $0.0 | 0% | 1,431 | 0 | 0% |
2024-04-02 | $365.7 | $0.0 | 0% | 1,431 | 0 | 0% |
2023-04-04 | $339.9 | $25.8 | 8% | 1,410 | 21 | 1% |
2022-04-01 | $417.7 | -$52.0 | -12% | 1,460 | -29 | -2% |
2021-04-05 | $345.2 | $20.6 | 6% | 1,287 | 144 | 11% |
2020-04-01 | $328.0 | $37.7 | 12% | 1,325 | 106 | 8% |
2019-04-01 | $275.0 | $90.7 | 33% | 1,418 | 13 | 1% |
2018-04-02 | $285.5 | $80.3 | 28% | 1,332 | 99 | 7% |
2017-04-01 | $229.3 | $136.4 | 60% | 1,325 | 106 | 8% |
2016-04-01 | $323.1 | $42.7 | 13% | 1,294 | 137 | 11% |
2015-04-01 | $309.5 | $56.2 | 18% | 1,243 | 188 | 15% |
2014-04-01 | $146.4 | $219.3 | 150% | 1,248 | 183 | 15% |
2013-04-01 | $243.6 | $122.2 | 50% | 1,156 | 275 | 24% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV