AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $147.1 |
Non-Discretionary | $3.3 |
Total | $150.3 |
Client | AUM |
---|---|
Retail | $6.7 |
Pooled | $28.7 |
Institutional | $115.0 |
Total | $150.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 4,685 | $1.3 |
Average Individual AUM | $270,014 | |
HNW | 584 | $5.4 |
Average HNW AUM | $9,222,432 | |
Retail Total | 5,269 | $6.7 |
Average Retail AUM | $1,262,273 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $41.1 |
THE BANK OF NEW YORK MELLON | EAST SYRACUSE-NY-USA | $20.1 |
J.P. MORGAN | BROOKLYN-NY-USA | $14.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $121.7 |
Retail SMA AUM | $6.7 |
Institutional SMA AUM | $115.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 82% | $99.8 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $3.6 |
Municipal | 1% | $1.2 |
Sovereign | 4% | $4.9 |
IG Credit | 3% | $3.6 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 2% | $2.4 |
Cash | 3% | $3.6 |
Other | 2% | $2.4 |
Total | 100% | $121.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
LAZARD ASSET MANAGEMENT (CANADA)INC | $3.1 | 106340 | |
EDGEWATER SERVICES, LLC | $2.9 | 159926 | |
LAZARD ASSET MANAGEMENT (DEUTSCHLAND) GMBH | $0.0 | - | |
LAZARD GULF LIMITED | $0.0 | - | |
LAZARD KOREA ASSET MANAGEMENT CO., LTD. | $0.0 | - | |
LAZARD ASSET MANAGEMENT LIMITED | $0.0 | - | |
LAZARD ASSET MANAGEMENT PACIFIC CO. | $0.0 | - | |
LAZARD FRERES GESTION | $0.0 | - | |
LAZARD ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | $0.0 | - | |
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
LAZARD ASSET MANAGEMENT SCHWEIZ AG | $0.0 | - | |
LAZARD SUSTAINABLE PRIVATE INFRASTRUCTURE (EUROPE) GP S.À R.L. | $0.0 | - | |
LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC | $0.0 | broker-dealer | - |
LAZARD ASSET MANAGEMENT (UK) HOLDINGS LIMITED | $0.0 | - | |
LAZARD JAPAN ASSET MANAGEMENT K.K. | $0.0 | - | |
LAZARD ASSET MANAGEMENT SECURITIES LLC | $0.0 | broker-dealer | 129119 |
LAZARD FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
LAZARD FRERES & CO. LLC | $0.0 | broker-dealer | 2528 |
LAZARD SAUDI ARABIA COMPANY | $0.0 | - | |
LAZARD MIDDLE MARKET LLC | $0.0 | broker-dealer | 146092 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
Name | Title |
---|---|
PAUL, NATHAN, ABRAHAM | CHIEF OPERATING OFFICER |
JACOBS, KENNETH, MARC | DIRECTOR |
ANDERSON, MARK, RICHARD | GENERAL COUNSEL |
MASSARONI, ROBERT, MALCOLM | CHIEF FINANCIAL OFFICER |
HILAL, NARGIS, AHMAD | CHIEF COMPLIANCE OFFICER |
RUSSO, EVAN, LAWRENCE | CHIEF EXECUTIVE OFFICER, DIRECTOR |
COHEN, LAWRENCE, HUNTER | GLOBAL HEAD OF TECHNOLOGY & OPERATIONS |
BETSCH, MARY ANN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
31 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
MICHAEL BLEVIS | NEW YORK | NY | S66|2016-06-21 | ||||||
KENNETH COLTON | NEW YORK | NY | S63|1984-12-19|S65|1991-11-13 | ||||||
PETER HESS | NEW YORK | NY | S63|1992-04-13|S65|2000-08-28 | ||||||
CRAIG DEXHEIMER | NEW YORK | NY | S63|1988-06-02|S65|1996-05-14 | ||||||
JONATHAN FLOOD | NEW YORK | NY | S63|2011-01-10|S65|2014-05-22 | ||||||
FRANK SPOSATO | NEW YORK | NY | S63|1998-02-02 | ||||||
GIOVANNI OLOMO | NEW YORK | NY | S63|2015-12-29|S65|2022-02-08 | ||||||
THOMAS HUBER | NEW YORK | NY | S65|2022-11-07|S63|2023-10-19 | ||||||
CRAIG STRAUB | NEW YORK | NY | S63|1997-04-16|S65|1999-11-12 | ||||||
AVA GAINES | NEW YORK | NY | S66|2020-09-04 | ||||||
ANDREW DONATELLI | NEW YORK | NY | S63|2012-07-20|S65|2016-11-10 | ||||||
KARINA BALDIZON | NEW YORK | NY | S63|2021-04-26 | CERTIFIED FINANCIAL PLANNER | |||||
LAUREN MILLER | NEW YORK | NY | S66|2020-12-01 | ||||||
MAXWELL BASH | NEW YORK | NY | S66|2019-09-12 | ||||||
MICHAEL ROBERTS | NEW YORK | NY | S63|2014-10-09|S65|2018-03-24 | ||||||
DIEYNABA SY | NEW YORK | NY | S66|2019-12-17 | ||||||
THOMAS DILLMANN | NEW YORK | NY | S66|2020-09-04 | ||||||
DAVID MURPHY | NEW YORK | NY | S63|1997-10-24|S65|2020-03-02 | ||||||
EMILY BRAVERMAN | NEW YORK | NY | S66|2019-09-23 | ||||||
ROSHUN PAI | NEW YORK | NY | S63|2008-02-06|S65|2017-12-21 | CERTIFIED FINANCIAL PLANNER |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $150.3 | $0.0 | 0% | 518 | 0 | 0% |
2024-04-02 | $150.3 | $0.0 | 0% | 518 | 0 | 0% |
2023-04-04 | $132.0 | $18.3 | 14% | 532 | -14 | -3% |
2022-04-01 | $177.2 | -$26.8 | -15% | 532 | -14 | -3% |
2021-04-05 | $168.0 | -$17.7 | -11% | 478 | 40 | 8% |
2020-04-01 | $140.2 | $10.1 | 7% | 498 | 20 | 4% |
2019-04-01 | $140.2 | $10.1 | 7% | 498 | 20 | 4% |
2018-04-02 | $163.9 | -$13.6 | -8% | 451 | 67 | 15% |
2017-04-01 | $128.5 | $21.8 | 17% | 501 | 17 | 3% |
2016-04-01 | $125.5 | $24.8 | 20% | 495 | 23 | 5% |
2015-04-01 | $155.1 | -$4.7 | -3% | 406 | 112 | 28% |
2014-04-01 | $147.1 | $3.2 | 2% | 385 | 133 | 35% |
2013-04-01 | $129.1 | $21.3 | 16% | 370 | 148 | 40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-12/31/2002, AL-12/31/2002, AR-12/31/2002, AZ-12/31/2002, CA-12/31/2002, CO-11/22/2010, CT-04/11/2003, DC-12/31/2002, DE-07/11/2003, FL-01/03/2003, GA-12/31/2002, HI-12/31/2002, IA-12/31/2002, ID-12/31/2002, IL-01/17/2003, IN-12/31/2002, KS-12/31/2002, KY-12/31/2002, LA-12/31/2002, MA-12/31/2002, MD-12/31/2002, ME-12/31/2002, MI-12/31/2002, MN-01/01/2003, MO-12/31/2002, MS-12/31/2002, MT-12/31/2002, NC-12/31/2002, ND-12/31/2002, NE-12/31/2002, NH-12/31/2002, NJ-12/31/2002, NM-12/31/2002, NV-12/31/2002, NY-12/31/2002, OH-12/31/2002, OK-12/31/2002, OR-12/31/2002, PA-12/31/2002, PR-12/31/2002, RI-12/31/2002, SC-12/31/2002, SD-12/31/2002, TN-12/31/2002, TX-01/02/2003, UT-12/31/2002, VA-12/31/2002, VT-12/31/2002, WA-12/31/2002, WI-12/31/2002, WV-01/06/2003 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV