LAZARD ASSET MANAGEMENT LLC

Latest filing: Jul 17, 2024 (105 days ago)
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AUM

$150,331,817,279
14% change vs. 1 year ago
-11% change vs. 3 years ago
7% change vs. 5 years ago
2% change vs. 10 years ago

Employee Count

518
-3% change vs. 1 year ago
8% change vs. 3 years ago
4% change vs. 5 years ago
35% change vs. 10 years ago

Main Office

NEW YORK, NY
30 ROCKEFELLER PLAZA, NEW YORK, NY, UNITED STATES, 10112

Client AUM

Discretion AUM
Discretionary $147.1
Non-Discretionary $3.3
Total $150.3
Client AUM
Retail $6.7
Pooled $28.7
Institutional $115.0
Total $150.3
Retail Accounts AUM
Individual 4,685 $1.3
Average Individual AUM $270,014
HNW 584 $5.4
Average HNW AUM $9,222,432
Retail Total 5,269 $6.7
Average Retail AUM $1,262,273

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $41.1
THE BANK OF NEW YORK MELLON EAST SYRACUSE-NY-USA $20.1
J.P. MORGAN BROOKLYN-NY-USA $14.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $121.7
Retail SMA AUM $6.7
Institutional SMA AUM $115.0
Asset Class % AUM
Equity Exch 82% $99.8
Equity Non-Exch 0% $0.0
Govt Agency 3% $3.6
Municipal 1% $1.2
Sovereign 4% $4.9
IG Credit 3% $3.6
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 2% $2.4
Cash 3% $3.6
Other 2% $2.4
Total 100% $121.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
LAZARD ASSET MANAGEMENT (CANADA)INC $3.1 106340
EDGEWATER SERVICES, LLC $2.9 159926
LAZARD ASSET MANAGEMENT (DEUTSCHLAND) GMBH $0.0 -
LAZARD GULF LIMITED $0.0 -
LAZARD KOREA ASSET MANAGEMENT CO., LTD. $0.0 -
LAZARD ASSET MANAGEMENT LIMITED $0.0 -
LAZARD ASSET MANAGEMENT PACIFIC CO. $0.0 -
LAZARD FRERES GESTION $0.0 -
LAZARD ASSET MANAGEMENT (SINGAPORE) PTE. LTD. $0.0 -
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED $0.0 -
LAZARD ASSET MANAGEMENT SCHWEIZ AG $0.0 -
LAZARD SUSTAINABLE PRIVATE INFRASTRUCTURE (EUROPE) GP S.À R.L. $0.0 -
LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC $0.0 broker-dealer -
LAZARD ASSET MANAGEMENT (UK) HOLDINGS LIMITED $0.0 -
LAZARD JAPAN ASSET MANAGEMENT K.K. $0.0 -
LAZARD ASSET MANAGEMENT SECURITIES LLC $0.0 broker-dealer 129119
LAZARD FUND MANAGERS (IRELAND) LIMITED $0.0 -
LAZARD FRERES & CO. LLC $0.0 broker-dealer 2528
LAZARD SAUDI ARABIA COMPANY $0.0 -
LAZARD MIDDLE MARKET LLC $0.0 broker-dealer 146092

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

16 active

Name Title
PAUL, NATHAN, ABRAHAM CHIEF OPERATING OFFICER
JACOBS, KENNETH, MARC DIRECTOR
ANDERSON, MARK, RICHARD GENERAL COUNSEL
MASSARONI, ROBERT, MALCOLM CHIEF FINANCIAL OFFICER
HILAL, NARGIS, AHMAD CHIEF COMPLIANCE OFFICER
RUSSO, EVAN, LAWRENCE CHIEF EXECUTIVE OFFICER, DIRECTOR
COHEN, LAWRENCE, HUNTER GLOBAL HEAD OF TECHNOLOGY & OPERATIONS
BETSCH, MARY ANN DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

31 active representatives found, showing 20 random

Name City State Exams Designations
MICHAEL BLEVIS NEW YORK NY S66|2016-06-21
KENNETH COLTON NEW YORK NY S63|1984-12-19|S65|1991-11-13
PETER HESS NEW YORK NY S63|1992-04-13|S65|2000-08-28
CRAIG DEXHEIMER NEW YORK NY S63|1988-06-02|S65|1996-05-14
JONATHAN FLOOD NEW YORK NY S63|2011-01-10|S65|2014-05-22
FRANK SPOSATO NEW YORK NY S63|1998-02-02
GIOVANNI OLOMO NEW YORK NY S63|2015-12-29|S65|2022-02-08
THOMAS HUBER NEW YORK NY S65|2022-11-07|S63|2023-10-19
CRAIG STRAUB NEW YORK NY S63|1997-04-16|S65|1999-11-12
AVA GAINES NEW YORK NY S66|2020-09-04
ANDREW DONATELLI NEW YORK NY S63|2012-07-20|S65|2016-11-10
KARINA BALDIZON NEW YORK NY S63|2021-04-26 CERTIFIED FINANCIAL PLANNER
LAUREN MILLER NEW YORK NY S66|2020-12-01
MAXWELL BASH NEW YORK NY S66|2019-09-12
MICHAEL ROBERTS NEW YORK NY S63|2014-10-09|S65|2018-03-24
DIEYNABA SY NEW YORK NY S66|2019-12-17
THOMAS DILLMANN NEW YORK NY S66|2020-09-04
DAVID MURPHY NEW YORK NY S63|1997-10-24|S65|2020-03-02
EMILY BRAVERMAN NEW YORK NY S66|2019-09-23
ROSHUN PAI NEW YORK NY S63|2008-02-06|S65|2017-12-21 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $150.3 $0.0 0% 518 0 0%
2024-04-02 $150.3 $0.0 0% 518 0 0%
2023-04-04 $132.0 $18.3 14% 532 -14 -3%
2022-04-01 $177.2 -$26.8 -15% 532 -14 -3%
2021-04-05 $168.0 -$17.7 -11% 478 40 8%
2020-04-01 $140.2 $10.1 7% 498 20 4%
2019-04-01 $140.2 $10.1 7% 498 20 4%
2018-04-02 $163.9 -$13.6 -8% 451 67 15%
2017-04-01 $128.5 $21.8 17% 501 17 3%
2016-04-01 $125.5 $24.8 20% 495 23 5%
2015-04-01 $155.1 -$4.7 -3% 406 112 28%
2014-04-01 $147.1 $3.2 2% 385 133 35%
2013-04-01 $129.1 $21.3 16% 370 148 40%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-12/31/2002, AL-12/31/2002, AR-12/31/2002, AZ-12/31/2002, CA-12/31/2002, CO-11/22/2010, CT-04/11/2003, DC-12/31/2002, DE-07/11/2003, FL-01/03/2003, GA-12/31/2002, HI-12/31/2002, IA-12/31/2002, ID-12/31/2002, IL-01/17/2003, IN-12/31/2002, KS-12/31/2002, KY-12/31/2002, LA-12/31/2002, MA-12/31/2002, MD-12/31/2002, ME-12/31/2002, MI-12/31/2002, MN-01/01/2003, MO-12/31/2002, MS-12/31/2002, MT-12/31/2002, NC-12/31/2002, ND-12/31/2002, NE-12/31/2002, NH-12/31/2002, NJ-12/31/2002, NM-12/31/2002, NV-12/31/2002, NY-12/31/2002, OH-12/31/2002, OK-12/31/2002, OR-12/31/2002, PA-12/31/2002, PR-12/31/2002, RI-12/31/2002, SC-12/31/2002, SD-12/31/2002, TN-12/31/2002, TX-01/02/2003, UT-12/31/2002, VA-12/31/2002, VT-12/31/2002, WA-12/31/2002, WI-12/31/2002, WV-01/06/2003
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV