AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.1 |
| Non-Discretionary | $0.0 |
| Total | $3.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.8 |
| Institutional | $2.3 |
| Total | $3.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.9 |
| THE BANK OF NEW YORK MELLON | EAST SYRACUSE-NY-USA | $0.5 |
| CIBC MELLON | TORONTO--CAN | $0.5 |
| RBC INVESTOR & TREASURY SERVICES | TORONTO--CAN | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $2.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | $150.3 | 122836 | |
| EDGEWATER SERVICES, LLC | $2.9 | 159926 | |
| LAZARD ASSET MANAGEMENT SECURITIES LLC | $0.0 | broker-dealer | 129119 |
| LAZARD FRERES & CO. LLC | $0.0 | broker-dealer | 2528 |
| LAZARD JAPAN ASSET MANAGEMENT K.K. | $0.0 | - | |
| LAZARD MIDDLE MARKET LLC | $0.0 | broker-dealer | 146092 |
| LAZARD SUSTAINABLE PRIVATE INFRASTRUCTURE (EUROPE) GP S.À R.L. | $0.0 | - | |
| LAZARD ASSET MANAGEMENT (UK) HOLDINGS LIMITED | $0.0 | - | |
| LAZARD KOREA ASSET MANAGEMENT CO., LTD. | $0.0 | - | |
| LAZARD ASSET MANAGEMENT (DEUTSCHLAND) GMBH | $0.0 | - | |
| LAZARD ASSET MANAGEMENT LIMITED | $0.0 | - | |
| LAZARD FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| LAZARD SAUDI ARABIA COMPANY | $0.0 | - | |
| LAZARD ASSET MANAGEMENT PACIFIC CO. | $0.0 | - | |
| LAZARD FRERES GESTION | $0.0 | - | |
| LAZARD ASSET MANAGEMENT (SINGAPORE) PTE. LTD. | $0.0 | - | |
| LAZARD ASSET MANAGEMENT SCHWEIZ AG | $0.0 | - | |
| LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC | $0.0 | broker-dealer | - |
| LAZARD GULF LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3.1 | $0.0 | 0% | 0 | 0 | 0% |
| 2024-04-02 | $3.3 | -$0.3 | -8% | 0 | 0 | 0% |
| 2023-04-04 | $3.4 | -$0.3 | -9% | 0 | 0 | 0% |
| 2022-04-01 | $4.8 | -$1.7 | -36% | 0 | 0 | 0% |
| 2021-04-05 | $3.1 | $0.0 | -1% | 0 | 0 | 0% |
| 2020-04-01 | $2.7 | $0.4 | 14% | 3 | -3 | -100% |
| 2019-04-01 | $2.7 | $0.4 | 14% | 3 | -3 | -100% |
| 2018-04-02 | $3.1 | $0.0 | -1% | 3 | -3 | -100% |
| 2017-04-01 | $2.5 | $0.6 | 23% | 3 | -3 | -100% |
| 2016-04-01 | $2.6 | $0.5 | 18% | 3 | -3 | -100% |
| 2015-04-01 | $2.7 | $0.4 | 13% | 3 | -3 | -100% |
| 2014-04-01 | $3.4 | -$0.4 | -11% | 3 | -3 | -100% |
| 2013-04-01 | $3.5 | -$0.5 | -14% | 3 | -3 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV