AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $2.1 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $2.1 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $2.1 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LINCOLN ADVISORY GROUP, LLC | $3.0 | 114003 | |
| LINCOLN INVESTMENT ADVISERS LLC | $0.0 | 328463 | |
| LPC COMMERCIAL SERVICES, LLC | $0.0 | - | |
| LPC WEST, LLC | $0.0 | - | |
| LINCOLN PROPERTY COMPANY COMMERCIAL, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
23 active
| Name | Title |
|---|---|
| RATCLIFFE, JENIFER, ANN | PRESIDENT |
| BERNHARDT, SHAWN, MILTON | CHIEF COMPLIANCE OFFICER |
| CAREY, JAMES, DAWSON | SOLE MEMBER |
| DAVIS, CHARLES, ARTHUR | SOLE MEMBER |
| FRIEDMAN, STEPHEN, NMN | SOLE MEMBER |
| WERMUTH, DAVID, JAY | SOLE MEMBER |
| ZERBIB, NICOLAS, DAVID | SOLE MEMBER |
ADVDB.CO • SOURCE: SEC
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JENIFER RATCLIFFE | DALLAS | TX | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2023-04-04 | $2.5 | -$0.3 | -14% | 9 | 0 | 0% |
| 2022-04-01 | $1.7 | $0.4 | 24% | 10 | -1 | -10% |
| 2021-04-05 | $1.9 | $0.2 | 10% | 8 | 1 | 12% |
| 2020-04-01 | $1.7 | $0.5 | 29% | 7 | 2 | 29% |
| 2019-04-01 | $1.7 | $0.5 | 28% | 7 | 2 | 29% |
| 2018-04-02 | $1.8 | $0.3 | 17% | 8 | 1 | 12% |
| 2017-04-01 | $2.0 | $0.1 | 7% | 8 | 1 | 12% |
| 2016-04-01 | $1.9 | $0.2 | 12% | 8 | 1 | 12% |
| 2015-04-01 | $1.7 | $0.5 | 29% | 8 | 1 | 12% |
| 2014-04-01 | $1.5 | $0.6 | 40% | 9 | 0 | 0% |
| 2013-04-01 | $1.6 | $0.6 | 35% | 9 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, IL-03/16/2016, TX-08/07/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV