AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $96.0 |
| Non-Discretionary | $0.0 |
| Total | $96.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $38.5 |
| Institutional | $57.5 |
| Total | $96.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON CORPORATION | NEW YORK-NY-USA | $20.3 |
| STATE STREET CORPORATION | BOSTON-MA-USA | $16.2 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $10.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $57.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $57.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $56.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.6 |
| Other | 0% | $0.0 |
| Total | 100% | $57.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORP | $194.8 | 105146 | |
| SEI INVESTMENTS DISTRIBUTION CO. | $0.0 | broker-dealer | 10690 |
| SEI INVESTMENTS GLOBAL FUNDS SERVICES | $0.0 | accountancy | - |
| SEI INVESTMENTS GLOBAL FUND SERVICES LIMITED | $0.0 | accountancy | - |
| SEI INVESTMENTS CANADA COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
83 active
| Name | Title |
|---|---|
| MILLER, ERIC, MICHAEL | MEMBER |
| LAKONISHOK, JOSEF, NMN | CEO, CIO, SHAREHOLDER, TRUSTEE |
| ATKINSON, TREMAINE, ARKLEY | MEMBER |
| VISHNY, ROBERT | SHAREHOLDER |
| VISHNY, WENDY | SHAREHOLDER |
| VERMEULEN, MENNO | MEMBER, MEMBER |
| LACROIX, CHRISTOPHER, JOSEPH | MEMBER |
| OWENS, JAMES, WILSON | MEMBER |
| BOLGER, TRACY | MEMBER |
| QU, HAN | MEMBER |
| NEWMAN, DANIEL | MEMBER |
| BRUCH, KEITH | MEMBER |
| MANSHARAMANI, PUNEET | MEMBER |
| YOUNG, PETER, MICHAEL | MEMBER |
| SWAMINATHAN, BHASKARAN | MEMBER |
| PHELAN, KEVIN, THOMAS | MEMBER, CHIEF OPERATING OFFICER |
| ZHANG, SIMON | MEMBER |
| RAGOTHAMAN, BALAKUMAR | MEMBER, CHIEF TECHNOLOGY OFFICER |
| KEMPER, SCOTT, SCRIBNER | MEMBER |
| KARCESKI, JASON | MANAGER |
| SLEIGHT, GREG | MEMBER |
| BEATA, DAVID, GERARD | MEMBER |
| CIAGLO, JASON, ANDREW | MANAGER |
| QUINN, MONIKA | MEMBER |
| O'MALLEY, CLAUDE, JOSEPH | MEMBER |
| LAKONISHOK, GUY | MEMBER |
| O'DONNELL, JOSHUA, PATRICK | CHIEF COMPLIANCE OFFICER, MEMBER |
| KONDZIELA, LESLIE, MARIE | MEMBER |
| WAGNER, MICHAEL, PATRICK | MEMBER |
| SANDERSON, BRIAN, BENJAMIN | MEMBER |
| ROSENBLATT, MARISA | MEMBER |
| LIU, TITUS, WONG-HUNG | MEMBER |
| UPPALAPATI, RAJEEV | MEMBER |
| DUPONT, JOSH, JOSEPH | MEMBER |
| SKARISHEVSKY, GAL | MEMBER |
| WEBER, BRIAN, THOMAS | MEMBER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $96.0 | $0.0 | 0% | 43 | 0 | 0% |
| 2024-04-02 | $96.0 | $0.0 | 0% | 43 | 0 | 0% |
| 2023-04-04 | $91.1 | $4.9 | 5% | 45 | -2 | -4% |
| 2022-04-01 | $108.8 | -$12.8 | -12% | 45 | -2 | -4% |
| 2021-04-05 | $104.3 | -$8.3 | -8% | 44 | -1 | -2% |
| 2020-04-01 | $120.6 | -$24.6 | -20% | 44 | -1 | -2% |
| 2019-04-01 | $105.8 | -$9.8 | -9% | 43 | 0 | 0% |
| 2018-04-02 | $118.4 | -$22.4 | -19% | 43 | 0 | 0% |
| 2017-04-01 | $97.0 | -$1.0 | -1% | 40 | 3 | 8% |
| 2016-04-01 | $85.5 | $10.5 | 12% | 39 | 4 | 10% |
| 2015-04-01 | $89.0 | $7.0 | 8% | 39 | 4 | 10% |
| 2014-04-01 | $82.7 | $13.3 | 16% | 40 | 3 | 8% |
| 2013-04-01 | $65.3 | $30.7 | 47% | 40 | 3 | 8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, AK-03/24/2005, AL-03/18/2005, AR-03/22/2005, AZ-03/18/2005, CA-07/10/2002, CO-03/18/2005, CT-09/04/2003, DC-10/29/2001, DE-07/02/2003, FL-09/05/2003, GA-03/18/2005, IA-03/21/2005, ID-03/18/2005, IL-01/12/1998, IN-03/18/2005, KS-03/18/2005, KY-03/18/2005, LA-10/29/2001, MA-10/29/2001, MD-10/29/2001, ME-03/18/2005, MI-03/18/2005, MN-03/30/2005, MO-09/04/2003, MS-03/18/2005, MT-03/18/2005, NC-03/18/2005, ND-03/18/2005, NE-03/18/2005, NH-10/29/2001, NJ-12/14/2001, NM-03/18/2005, NV-03/18/2005, NY-01/02/2003, OH-09/04/2003, OK-03/18/2005, OR-03/18/2005, PA-01/02/2003, RI-03/18/2005, SC-03/18/2005, SD-03/25/2005, TN-03/21/2005, UT-03/18/2005, VA-09/04/2003, VI-03/31/2014, VT-03/18/2005, WA-03/18/2005, WI-03/18/2005, WV-03/18/2005 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV