SEI INVESTMENTS MANAGEMENT CORP

Latest filing: Sep 30, 2024 (199 days ago)

View on IAPD

Adviser Website

AUM

$194,796,322,013

0% change vs. 1 year ago

-13% change vs. 3 years ago

0% change vs. 5 years ago

22% change vs. 10 years ago

Employee Count

411

0% change vs. 1 year ago

8% change vs. 3 years ago

2% change vs. 5 years ago

9% change vs. 10 years ago

Main Office

OAKS, PA

ONE FREEDOM VALLEY DRIVE, OAKS, PA, UNITED STATES, 19456

Client AUM

Discretion	AUM
Discretionary	$187.5
Non-Discretionary	$7.2
Total	$194.8

Client	AUM
Retail	$36.7
Pooled	$135.0
Institutional	$23.1
Total	$194.8

Retail	Accounts	AUM
Individual	91,659	$33.7
Average Individual AUM		$368,066
HNW	735	$2.9
Average HNW AUM		$3,989,773
Retail Total	92,394	$36.7
Average Retail AUM		$396,877

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
SEI PRIVATE TRUST COMPANY	OAKS-PA-USA	$81.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$59.7
Retail SMA AUM	$36.7
Institutional SMA AUM	$23.1

Asset Class	%	AUM
Equity Exch	59%	$35.3
Equity Non-Exch	0%	$0.0
Govt Agency	8%	$4.8
Municipal	6%	$3.6
Sovereign	0%	$0.0
IG Credit	5%	$3.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	15%	$9.0
Other Pools	5%	$3.0
Cash	0%	$0.0
Other	0%	$0.0
Total	98%	$58.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
LSV ASSET MANAGEMENT	$96.0		109918
SEI GLOBAL SERVICES, INC.	$0.0	accountancy	-
SEI INVESTMENTS DISTRIBUTION CO.	$0.0	broker-dealer	10690
SEI INVESTMENTS (SOUTH AFRICA) LIMITED	$0.0	broker-dealer	-
SEI INVESTMENTS GLOBAL (CAYMAN), LIMITED	$0.0	accountancy	-
SEI INVESTMENTS GUERNSEY LIMITED	$0.0		-
SEI PRIVATE TRUST COMPANY	$0.0		-
SEI INVESTMENTS CANADA COMPANY	$0.0		-
SEI INSTITUTIONAL TRANSFER AGENT, INC.	$0.0	accountancy	-
SEI INVESTMENTS GLOBAL FUNDS SERVICES	$0.0	accountancy	-
SEI INVESTMENTS - GLOBAL LIMITED	$0.0		-
SEI TRUST COMPANY	$0.0	trust company	-
SEI GLOBAL NOMINEE LTD.	$0.0	trust company	-
SEI INVESTMENTS (EUROPE) LTD.	$0.0		-
SEI FUNDS, INC.	$0.0		-
SEI INVESTMENTS - GLOBAL FUND SERVICES LIMITED	$0.0	accountancy	-
SEI INVESTMENTS - LUXEMBOURG S.A.	$0.0	accountancy	-
SEI INVESTMENTS - DEPOSITORY & CUSTODIAL SERVICES (IRELAND) LTD.	$0.0	trust company	-
SEI INVESTMENT STRATEGIES LLC	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name	Title
BARTO, TIMOTHY, DEAN IAPD Broker	GENERAL COUNSEL
KLAUDER, PAUL, FRANCIS IAPD Broker	CHAIRMAN OF THE BOARD
PETERSON, MICHAEL, NEIL IAPD Broker	SENIOR VICE PRESIDENT
CAMPISI, JENNIFER, HICKMAN IAPD Broker	CHIEF COMPLIANCE OFFICER
WARNER, MARK, ANDREW IAPD Broker	TREASURER/CONTROLLER
CIPRIANO, JAY, JOHN IAPD Broker	SENIOR VICE PRESIDENT
WOMACK, JAY, C IAPD Broker	PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

123 active representatives found, showing 20 random

Name	City	State	Exams	Designations
RYAN CAVANAGH	OAKS	PA	S66\|2023-08-03
HOLT FOGARTY	OAKS	PA	S63\|2007-02-03\|S65\|2003-12-22
MICHAEL HARRIS	OAKS	PA	S63\|2012-12-17\|S65\|2013-03-09
TIMOTHY SAUERMELCH	OAKS	PA	S65\|2010-10-04
ANDREW CHIPEGO	OAKS	PA	S65\|2012-11-09
JOSEPH CANESTRO	OAKS	PA	S63\|2002-01-11\|S66\|2017-02-13
CATHERINE BOCK	OAKS	PA	S66\|2011-01-10	CERTIFIED FINANCIAL PLANNER
WILLIAM HARRIS	OAKS	PA	S65\|2023-05-22
LUKE QUIMBY	OAKS	PA	S63\|2015-02-11\|S65\|2018-08-31
TIMOTHY BLACK	OAKS	PA	S66\|2002-09-13
BRENDAN MCCABE	OAKS	PA	S63\|2018-12-12\|S65\|2022-02-02
KARINA BIANCA DAHILIG	OAKS	PA	S65\|2016-08-15	CHARTERED FINANCIAL ANALYST
ROBERT AINSWORTH	OAKS	PA	S66\|2008-12-27
PARKER WINE	OAKS	PA	S65\|2024-03-15
BRIAN WUBBE	OAKS	PA	S63\|2006-04-15\|S65\|2007-01-22
JAMES AGASAR	OAKS	PA	S65\|2023-12-21
BRIAN BARONE	OAKS	PA	S63\|1999-06-21\|S65\|2007-10-24
TATIANA ECKEL	OAKS	PA	S66\|2013-12-23
HARLEY NAGER	OAKS	PA	S63\|2005-12-08\|S65\|2008-04-28	CERTIFIED FINANCIAL PLANNER
REGAN WALL	OAKS	PA	S63\|2008-02-25\|S65\|2014-08-27

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$194.8	$0.0	0%	411	0	0%
2024-04-02	$194.8	$0.0	0%	411	0	0%
2023-04-04	$180.9	$13.9	8%	406	5	1%
2022-04-01	$222.8	-$28.0	-13%	379	32	8%
2021-04-05	$207.0	-$12.2	-6%	417	-6	-1%
2020-04-01	$195.2	-$0.4	0%	402	9	2%
2019-04-01	$178.1	$16.7	9%	401	10	2%
2018-04-02	$192.3	$2.5	1%	403	8	2%
2017-04-01	$166.9	$27.9	17%	379	32	8%
2016-04-01	$162.3	$32.5	20%	379	32	8%
2015-04-01	$159.7	$35.1	22%	378	33	9%
2014-04-01	$134.3	$60.5	45%	333	78	23%
2013-04-01	$92.6	$102.2	110%	289	122	42%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

PA, AK-10/19/1994, AL-11/02/1994, AR-10/05/1994, AZ-01/01/1995, CA-08/26/1985, CO-01/01/1999, CT-10/22/1997, DC-04/01/1994, DE-07/31/2003, FL-08/24/1993, GA-08/01/1994, HI-11/01/1995, IA-01/01/1999, ID-10/18/1994, IL-12/28/1994, IN-02/07/2001, KS-05/30/1995, KY-10/06/1994, LA-10/16/2001, MA-10/13/1994, MD-09/09/1995, ME-01/25/1995, MI-12/04/1997, MN-08/30/1994, MO-10/18/1995, MS-09/22/1997, MT-01/01/1998, NC-01/22/2001, ND-07/07/1995, NE-09/18/1995, NH-11/03/1994, NJ-11/23/1994, NM-11/18/1994, NV-10/10/1994, NY-08/03/1984, OH-01/01/2001, OK-01/01/1998, OR-12/30/1994, PA-09/27/1995, PR-07/29/2005, RI-10/07/1994, SC-10/28/1994, SD-10/05/1994, TN-11/07/1994, TX-09/25/1985, UT-01/01/1995, VA-10/28/1994, VI-03/30/2018, VT-10/16/1995, WA-10/21/1994, WI-12/07/1994, WV-09/14/1994, WY-03/30/2018

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
NEWSLETTERS
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV