MANAGED ACCOUNT ADVISORS LLC
Latest filing: Aug 30, 2024 (61 days ago)
AUM
$691,908,159,462
20% change vs. 1 year ago
31% change vs. 3 years ago
102% change vs. 5 years ago
519% change vs. 10 years ago
Employee Count
61
-5% change vs. 1 year ago
-12% change vs. 3 years ago
-20% change vs. 5 years ago
-3% change vs. 10 years ago
Main Office
JERSEY CITY, NJ
101 HUDSON STREET, JERSEY CITY, NJ, UNITED STATES, 07302
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $691.9 |
| Non-Discretionary | $0.0 |
| Total | $691.9 |
| Client | AUM |
|---|---|
| Retail | $618.0 |
| Pooled | $0.0 |
| Institutional | $73.9 |
| Total | $691.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 908,633 | $195.0 |
| Average Individual AUM | $214,558 | |
| HNW | 278,637 | $423.0 |
| Average HNW AUM | $1,518,194 | |
| Retail Total | 1,187,270 | $618.0 |
| Average Retail AUM | $520,505 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEW YORK-NY-USA | $658.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $691.9 |
| Retail SMA AUM | $618.0 |
| Institutional SMA AUM | $73.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 39% | $269.8 |
| Equity Non-Exch | 2% | $13.8 |
| Govt Agency | 2% | $13.8 |
| Municipal | 8% | $55.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $13.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 13% | $89.9 |
| Other Pools | 30% | $207.6 |
| Cash | 3% | $20.8 |
| Other | 0% | $0.0 |
| Total | 99% | $685.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | $1,271.6 | broker-dealer | 7691 |
| BANK OF AMERICA SINGAPORE LIMITED | $0.0 | broker-dealer | - |
| BOFA SECURITIES PRIME, INC. | $0.0 | broker-dealer | 316331 |
| BOFA SECURITIES, INC. | $0.0 | broker-dealer | 283942 |
| BANK OF AMERICA CALIFORNIA, NATIONAL ASSOCIATION | $0.0 | - | |
| MERRILL LYNCH SOUTH AFRICA (PROPRIETARY) LIMITED | $0.0 | broker-dealer | - |
| BANK OF AMERICA MALAYSIA BERHAD | $0.0 | - | |
| BANK OF AMERICA MEXICO, S.A., INSTITUCION DE BANCA MULTIPLE | $0.0 | - | |
| MERRILL LYNCH LIFE AGENCY INC. (VIRGIN ISLANDS) | $0.0 | - | |
| MERRILL LYNCH CORREDORES DE BOLSA SPA | $0.0 | broker-dealer | - |
| U.S. TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
| BOFA SECURITIES EUROPE SA | $0.0 | broker-dealer | - |
| BANK OF AMERICA EUROPE DESIGNATED ACTIVITY COMPANY | $0.0 | - | |
| BANC OF AMERICA SECURITIES ASIA LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH BANK AND TRUST COMPANY (CAYMAN) LIMITED | $0.0 | broker-dealer, trust company | - |
| MERRILL LYNCH LIFE AGENCY INC. (WASHINGTON) | $0.0 | - | |
| MERRILL LYNCH (AUSTRALIA) FUTURES LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH, KINGDOM OF SAUDI ARABIA COMPANY | $0.0 | broker-dealer | - |
| BANK OF AMERICA YATIRIM BANK A.S. | $0.0 | broker-dealer | - |
| BANK OF AMERICA MERRILL LYNCH BANCO MULTIPLO S.A. | $0.0 | - | |
| BOFA SECURITIES JAPAN CO., LTD. | $0.0 | broker-dealer | - |
| PT MERRILL LYNCH SEKURITAS INDONESIA | $0.0 | broker-dealer | - |
| BOFA SECURITIES INDIA LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH ARGENTINA S.A. | $0.0 | broker-dealer | - |
| MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH LIFE AGENCY INC. (PUERTO RICO) | $0.0 | - | |
| MERRILL LYNCH INTERNATIONAL, LLC-SEOUL BRANCH | $0.0 | broker-dealer | - |
| MERRILL LYNCH S.A. CORRETORA DE TITUTOS E VALORES MOBILIARIOS | $0.0 | broker-dealer | - |
| MERRILL LYNCH MARKETS (AUSTRALIA) PTY. LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH MEXICO, S.A. DE C.V., CASA DE BOLSA | $0.0 | broker-dealer | - |
| MERRILL LYNCH (SINGAPORE) PTE. LTD. | $0.0 | broker-dealer | - |
| MERRILL LYNCH FAR EAST LIMITED | $0.0 | broker-dealer | - |
| BANK OF AMERICA, NATIONAL ASSOCIATION | $0.0 | broker-dealer | - |
| MERRILL LYNCH SECURITIES (TAIWAN) LTD. | $0.0 | broker-dealer | - |
| MERRILL LYNCH SECURITIES (THAILAND) LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH (ASIA PACIFIC) LIMITED | $0.0 | broker-dealer | - |
| MERRILL LYNCH LIFE AGENCY INC. (MONTANA) | $0.0 | - | |
| MERRILL LYNCH CANADA INC. | $0.0 | broker-dealer | - |
| MERRILL LYNCH INTERNATIONAL | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| CAPELLI, JOHN, JOSEPH | PRESIDENT AND DIRECTOR |
| BALL, MATTHEW, SCOTT | VICE PRESIDENT AND CHIEF OPERATING OFFICER |
| BAILEY, DEBORAH, LYNN | DIRECTOR |
| LYMAN, JULIE, BRACKETT | CHIEF LEGAL OFFICER |
| TORRES, CARLOS, ALBERTO | CHIEF COMPLIANCE OFFICER |
| RYAN, TIMOTHY, PETER | CHIEF FINANCIAL OFFICER |
| SHEPARD, KENNETH, J | DIRECTOR |
| GRANSHAW, MARK, A | DIRECTOR |
| GHEE, ANTONY, E | DIRECTOR |
| FAHMY, NANCY, MONIR | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
24 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TERRANCE BREEN | JERSEY CITY | NJ | S63|1996-12-03|S65|2010-02-01 | ||||||
| TIMOTHY GOODWIN | JERSEY CITY | NJ | S63|2002-12-18|S65|2008-05-23 | ||||||
| MATTHEW BALL | JERSEY CITY | NJ | S63|2001-09-10|S65|2010-07-16 | ||||||
| JOHN CAPELLI | JERSEY CITY | NJ | S63|1992-03-11|S65|2008-03-19 | ||||||
| MELISSA CRUZ | JERSEY CITY | NJ | S65|2017-06-19 | ||||||
| JASON OSMER | JERSEY CITY | NJ | S63|2001-07-30|S65|2009-10-21 | ||||||
| MICHAEL MOCHAN | JERSEY CITY | NJ | S66|2011-07-15 | ||||||
| CLAUDIA MUINDI | JERSEY CITY | NJ | S66|2004-01-11 | ||||||
| ALEXANDRA KAYES | JERSEY CITY | NJ | S65|2019-02-14 | ||||||
| JOSEPH DEMAIO | JERSEY CITY | NJ | S65|2022-01-04 | ||||||
| KYLE NAKAMURA | JERSEY CITY | NJ | S65|2015-03-07 | ||||||
| RICHARD PETRASEK | JERSEY CITY | NJ | S65|2010-04-12 | ||||||
| ROBERT VAN PELT | JERSEY CITY | NJ | S63|2002-09-05|S65|2002-10-12 | ||||||
| GERALD MISTRETTA | JERSEY CITY | NJ | S65|2017-10-23|S63|2013-11-07 | ||||||
| STEPHEN SARPI | JERSEY CITY | NJ | S65|2013-01-07 | ||||||
| RORY SAGER | JERSEY CITY | NJ | S63|1994-08-08|S65|2007-09-05 | ||||||
| TIMOTHY MUNSON | JERSEY CITY | NJ | S66|2015-06-25|S63|2015-05-01 | ||||||
| MEGAN MCGARRIGAL | JERSEY CITY | NJ | S65|2022-12-17 | ||||||
| RAJYASHREE JALAN | JERSEY CITY | NJ | S65|2013-12-10 | ||||||
| KATHLEEN DONAWAY | JERSEY CITY | NJ | S66|2019-04-02 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $691.9 | $0.0 | 0% | 61 | 0 | 0% |
| 2024-04-02 | $691.9 | $0.0 | 0% | 61 | 0 | 0% |
| 2023-04-04 | $576.3 | $115.6 | 20% | 64 | -3 | -5% |
| 2022-04-01 | $662.4 | $29.5 | 4% | 65 | -4 | -6% |
| 2021-04-05 | $529.5 | $162.4 | 31% | 69 | -8 | -12% |
| 2020-04-01 | $446.6 | $245.3 | 55% | 71 | -10 | -14% |
| 2019-04-01 | $342.4 | $349.5 | 102% | 76 | -15 | -20% |
| 2018-04-02 | $337.8 | $354.1 | 105% | 76 | -15 | -20% |
| 2017-04-01 | $255.7 | $436.2 | 171% | 71 | -10 | -14% |
| 2016-04-01 | $191.6 | $500.3 | 261% | 82 | -21 | -26% |
| 2015-04-01 | $148.7 | $543.2 | 365% | 69 | -8 | -12% |
| 2014-04-01 | $111.8 | $580.1 | 519% | 63 | -2 | -3% |
| 2013-04-01 | $87.8 | $604.1 | 688% | 62 | -1 | -2% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AK-02/27/2007, AL-03/07/2007, AR-03/06/2007, AZ-02/27/2007, CA-02/27/2007, CO-02/27/2007, CT-02/27/2007, DC-02/27/2007, DE-03/14/2007, FL-02/27/2007, GA-02/27/2007, HI-02/27/2007, IA-03/06/2007, ID-02/27/2007, IL-03/09/2007, IN-02/27/2007, KS-02/27/2007, KY-02/27/2007, LA-02/27/2007, MA-02/27/2007, MD-02/27/2007, ME-02/27/2007, MI-02/27/2007, MN-02/27/2007, MO-02/27/2007, MS-02/27/2007, MT-02/27/2007, NC-02/27/2007, ND-02/27/2007, NE-02/27/2007, NH-02/27/2007, NJ-03/08/2007, NM-02/27/2007, NV-02/27/2007, NY-02/27/2007, OH-02/27/2007, OK-02/27/2007, OR-02/27/2007, PA-02/27/2007, PR-02/27/2007, RI-02/27/2007, SC-02/27/2007, SD-03/14/2007, TN-03/01/2007, TX-02/27/2007, UT-02/27/2007, VA-02/27/2007, VI-12/07/2007, VT-02/27/2007, WA-02/27/2007, WI-02/27/2007, WV-02/27/2007, WY-07/18/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV