MORNINGSTAR INVESTMENT SERVICES LLC

Latest filing: Mar 28, 2024 (216 days ago)
View on IAPD
Adviser Website

AUM

$11,970,300,000
12% change vs. 1 year ago
-2% change vs. 3 years ago
13% change vs. 5 years ago
131% change vs. 10 years ago

Employee Count

69
123% change vs. 1 year ago
156% change vs. 3 years ago
123% change vs. 5 years ago
38% change vs. 10 years ago

Main Office

CHICAGO, IL
22 WEST WASHINGTON STREET, CHICAGO, IL, UNITED STATES, 60602-1605

Client AUM

Discretion AUM
Discretionary $12.0
Non-Discretionary $0.0
Total $12.0
Client AUM
Retail $11.7
Pooled $0.0
Institutional $0.2
Total $12.0
Retail Accounts AUM
Individual 44,217 $9.1
Average Individual AUM $206,430
HNW 1,599 $2.6
Average HNW AUM $1,632,395
Retail Total 45,816 $11.7
Average Retail AUM $256,197

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $7.2
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $3.8

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $12.0
Retail SMA AUM $11.7
Institutional SMA AUM $0.2
Asset Class % AUM
Equity Exch 44% $5.3
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 54% $6.5
Other Pools 0% $0.0
Cash 2% $0.2
Other 0% $0.0
Total 100% $12.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MORNINGSTAR INVESTMENT MANAGEMENT LLC $54.7 108031
MORNINGSTAR WEALTH INTERNATIONAL LIMITED $0.0 -
MORNINGSTAR WEALTH ADMINISTRATION LIMITED $0.0 -
MORNINGSTAR INVESTMENT ADVISER INDIA PRIVATE LTD $0.0 -
MORNINGSTAR INVESTMENT MANAGEMENT AUSTRALIA LTD $0.0 -
MORNINGSTAR RESEARCH SERVICES LLC $0.0 285164
MORNINGSTAR INVESTMENT MANAGEMENT ASIA LTD $0.0 -
MORNINGSTAR INVESTMENT CONSULTING FRANCE SAS $0.0 -
MORNINGSTAR INVESTMENT MANAGEMENT EUROPE LTD $0.0 -
MORNINGSTAR ASSOCIATES, INC. $0.0 -
MORNINGSTAR INVESTMENT ADVISER SINGAPORE PTE LIMITED $0.0 -
MORNINGSTAR AUSTRALASIA PTY LIMITED $0.0 -
MORNINGSTAR INVESTMENT MANAGEMENT SOUTH AFRICA (PTY) LTD $0.0 -
IBBOTSON ASSOCIATES JAPAN KK $0.0 -
SMART INVESTMENT MANAGEMENT LIMITED $0.0 -
MORNINGSTAR WEALTH RETIREMENT SERVICES LIMITED $0.0 -
MORNINGSTAR WEALTH ADMINISTRATION LIMITED $0.0 -
MORNINGSTAR KOREA LTD $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
LINSTRA, JONATHAN GRAHAM PRESIDENT (BD ONLY)
MANSUETO, JOSEPH DANIEL SHAREHOLDER
NEEDHAM, DANIEL PRESIDENT (RIA ONLY)
HARRIS, JOHN DOUGLAS VICE PRESIDENT
KEMP, DANIEL CHIEF RESEARCH AND INVESTMENT OFFICER
SCHILLING, DONALD SCOTT FINOP, POO, PFO
LARSON, ANGELA LYNNE INTERIM CHIEF COMPLIANCE OFFICER, SECRETARY

ADVDB.CO • SOURCE: SEC

Representatives

29 active representatives found, showing 20 random

Name City State Exams Designations
MAXWELL BROMLEY CHICAGO IL S66|2015-06-11
MADELINE RAPP CHICAGO IL S66|2020-02-14
MICHAEL GROVER CHICAGO IL S65|2015-02-09
SARA KASUN-FRETZ CHICAGO IL S66|2009-12-30
ROBERT MIZAUR CHICAGO IL S66|2015-12-01
JACOB PEISER CHICAGO IL S65|2022-12-17
RYAN WALKER CHICAGO IL S66|2021-05-03
STEVEN GEIGER CHICAGO IL S63|1998-09-18|S65|1998-08-27
ADAM HERAKOVICH CHICAGO IL S65|2004-06-30
MATTHEW OCHOA CHICAGO IL S63|2006-10-05|S65|2010-06-23
VANESSA ATWOOD CHICAGO IL S66|2018-04-12
JUSTIN STENDER CHICAGO IL S63|1999-08-25|S65|2003-01-15
MICHAEL LAUGHLIN CHICAGO IL S63|2012-01-06|S65|2012-07-02
ROBERT MCCABE CHICAGO IL S63|2020-06-18|S65|2021-07-04
PATRICK ASHBY CHICAGO IL S65|2023-11-16
KARA BROSIO CHICAGO IL S65|2018-03-31
RILEY LARKIN CHICAGO IL S65|2023-04-01
MARIA BLANAS CHICAGO IL S65|2023-09-07
ROBERT LIMA CHICAGO IL S65|2024-05-06
KENNETH CHAMBERS CHICAGO IL S65|2018-09-27|S63|2019-05-25

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $12.0 $0.0 0% 69 0 0%
2024-04-02 $12.0 $0.0 0% 69 0 0%
2023-04-04 $10.7 $1.3 12% 31 38 123%
2022-04-01 $13.4 -$1.4 -10% 27 42 156%
2021-04-05 $12.2 -$0.2 -2% 27 42 156%
2020-04-01 $12.2 -$0.2 -2% 27 42 156%
2019-04-01 $10.6 $1.4 13% 31 38 123%
2018-04-02 $11.1 $0.9 8% 21 48 229%
2017-04-01 $8.5 $3.5 41% 21 48 229%
2016-04-01 $6.8 $5.2 76% 51 18 35%
2015-04-01 $6.4 $5.5 86% 55 14 25%
2014-04-01 $5.2 $6.8 131% 50 19 38%
2013-04-01 $3.0 $9.0 305% 47 22 47%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, AK-07/09/2001, AL-07/09/2001, AR-07/09/2001, AZ-07/09/2001, CA-07/09/2001, CO-07/09/2001, CT-07/09/2001, DC-07/01/2001, DE-07/09/2001, FL-07/09/2001, GA-07/09/2001, HI-07/09/2001, IA-07/09/2001, ID-07/09/2001, IL-08/03/2001, IN-07/09/2001, KS-07/09/2001, KY-07/09/2001, LA-07/09/2001, MA-07/09/2001, MD-07/09/2001, ME-07/09/2001, MI-07/09/2001, MN-07/09/2001, MO-07/09/2001, MS-07/09/2001, MT-07/09/2001, NC-07/09/2001, ND-07/09/2001, NE-07/09/2001, NH-07/09/2001, NJ-08/14/2001, NM-07/09/2001, NV-07/09/2001, NY-11/14/2001, OH-07/09/2001, OK-02/19/2002, OR-07/09/2001, PA-07/09/2001, PR-07/09/2001, RI-07/09/2001, SC-07/09/2001, SD-07/09/2001, TN-10/29/2001, TX-07/03/2001, UT-07/09/2001, VA-07/09/2001, VI-01/10/2014, VT-07/09/2001, WA-07/09/2001, WI-07/09/2001, WV-07/09/2001, WY-03/27/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV