MORNINGSTAR RESEARCH SERVICES LLC
Latest filing: Jul 08, 2024 (114 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
142
-22% change vs. 1 year ago
-10% change vs. 3 years ago
-5% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CHICAGO, IL
22 WEST WASHINGTON STREET, CHICAGO, IL, UNITED STATES, 60602
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT LLC | $54.7 | 108031 | |
| MORNINGSTAR INVESTMENT SERVICES LLC | $12.0 | broker-dealer | 112525 |
| MORNINGSTAR WEALTH ADMINISTRATION LIMITED | $0.0 | - | |
| SMART INVESTMENT MANAGEMENT LIMITED | $0.0 | - | |
| MORNINGSTAR WEALTH ADMINISTRATION LIMITED | $0.0 | - | |
| MORNINGSTAR KOREA LTD | $0.0 | - | |
| MORNINGSTAR WEALTH INTERNATIONAL LIMITED | $0.0 | - | |
| IBBOTSON ASSOCIATES JAPAN INC. | $0.0 | - | |
| MORNINGSTAR INVESTMENT RESEARCH INDIA PRIVATE LIMITED | $0.0 | - | |
| MORNINGSTAR ASSOCIATES INC. | $0.0 | - | |
| MORNINGSTAR INVESTMENT MANAGEMENT SOUTH AFRICA (PTY) LTD | $0.0 | - | |
| MORNINGSTAR INVESTMENT ADVISER SINGAPORE PTE LIMITED | $0.0 | - | |
| MORNINGSTAR INVESTMENT MANAGEMENT AUSTRALIA LIMITED | $0.0 | - | |
| MORNINGSTAR INVESTMENT CONSULTING FRANCE SAS | $0.0 | - | |
| MORNINGSTAR INVESTMENT MANAGEMENT ASIA LIMITED | $0.0 | - | |
| MORNINGSTAR INVESTMENT MANAGEMENT EUROPE LTD | $0.0 | - | |
| MORNINGSTAR AUSTRALASIA PTY LIMITED | $0.0 | - | |
| MORNINGSTAR WEALTH RETIREMENT SERVICES LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| MANSUETO, JOSEPH, DANIEL | SHAREHOLDER |
| ROHR, DANIEL, PATRICK | HEAD OF GLOBAL EQUITY RESEARCH |
| HOLT, MICHAEL, JOHN | PRESIDENT |
| CHRISTENSEN, KELLY, JAMES | DIRECTOR |
| KEMP, DANIEL | CHIEF RESEARCH AND INVESTMENT OFFICER |
| SMITH, BRITTANY, FORTIER | INTERIM CHIEF COMPLIANCE OFFICER & SECRETARY |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 142 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 142 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 183 | -41 | -22% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 174 | -32 | -18% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 157 | -15 | -10% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 153 | -11 | -7% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 150 | -8 | -5% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 139 | 3 | 2% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 127 | 15 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, IL-11/14/2016 |
| ADVISER ACTIVITIES |
|
MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV