AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $11.7 |
| Non-Discretionary | $0.0 |
| Total | $11.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $9.1 |
| Institutional | $2.6 |
| Total | $11.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | NEW YORK-NY-USA | $5.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 3% | $0.1 |
| Derivatives | 38% | $1.0 |
| Investment Companies | 18% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 30% | $0.8 |
| Other | 10% | $0.3 |
| Total | 102% | $2.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. | $124.6 | 136979 | |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | $91.4 | 108260 | |
| BLACKSTONE LIQUID CREDIT ADVISORS I LLC | $39.8 | 152294 | |
| FIRST EAGLE ALTERNATIVE CREDIT, LLC | $19.9 | 150900 | |
| NAPIER PARK GLOBAL CAPITAL LTD | $5.1 | 157629 | |
| FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | $0.3 | 300359 | |
| CORSAIR INVESTMENTS, L.P. | $0.0 | - | |
| FIRST EAGLE ALTERNATIVE CREDIT EU, LLC | $0.0 | 298918 | |
| NAPIER PARK SELECT FUND GP LP | $0.0 | - | |
| NAPIER PARK ABS INCOME FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC CLO FUND GP LP | $0.0 | - | |
| NAPIER PARK STRATEGIC LOAN FUND GP LP | $0.0 | - | |
| NAPIER PARK MUNI GP LLC | $0.0 | - | |
| REGATTA LOAN MANAGEMENT LLC | $0.0 | - | |
| NAPIER PARK GLOBAL CAPITAL GMBH | $0.0 | - | |
| NAPIER PARK ABS INCOME FUND GP LP | $0.0 | - | |
| LE BREVENT RAILCAR GP LLC | $0.0 | - | |
| FIRST EAGLE DIRECT LENDING FUND III (CAYMAN) GP, LTD | $0.0 | 301710 | |
| NAPIER PARK DEEP VALUE FUND III GP LLC | $0.0 | - | |
| NAPIER PARK SELECT FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC LOAN FUND GP HOLDINGS LLC | $0.0 | - | |
| FIRST EAGLE CLO EQUITY FUND GP, LLC | $0.0 | 301756 | |
| OLD LANE INDIA GP LLC | $0.0 | - | |
| FIRST EAGLE DIRECT LENDING FUND I GP LLC | $0.0 | - | |
| CORSAIR PARTNERS MENTOR MANAGEMENT, LTD. | $0.0 | - | |
| FIRST EAGLE FUND GP, LLC | $0.0 | - | |
| FEF DISTRIBUTORS, LLC | $0.0 | broker-dealer | 46585 |
| CORSAIR ADVISORS LLC | $0.0 | broker-dealer | 164469 |
| NAPIER PARK MULTI-ASSET FUND I GP LLC | $0.0 | - | |
| NAPIER PARK STRATEGIC CLO FUND GP HOLDINGS LLC | $0.0 | - | |
| NAPIER PARK DEEP VALUE FUND II GP LLC | $0.0 | - | |
| NP RAILCAR INVESTMENTS III GP LLC | $0.0 | - | |
| FIRST EAGLE ALTERNATIVE CREDIT EU MOA, LTD. | $0.0 | - | |
| FIRST EAGLE DIRECT LENDING MANAGER III, LLC | $0.0 | 291690 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
39 active
| Name | Title |
|---|---|
| DORFMAN, JONATHAN, LOUIS | CO-CHIEF EXECUTIVE OFFICER |
| OBRIEN, JAMES, MICHAEL | CO-CHIEF EXECUTIVE OFFICER |
| WILLIAMS, MICHAEL, ROBERT | CO-PRESIDENT AND CHIEF OPERATING OFFICER |
| GREATOREX, TIMOTHY | CO-PRESIDENT |
| PLATA, SONIA | CHIEF COMPLIANCE OFFICER |
| TRAUM, JEFFREY, LLOYD | GENERAL COUNSEL |
| JAYANTI, DHARMA, TEJA IGNACIO | SOLE MEMBER, MEMBER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $11.7 | $0.0 | 0% | 96 | 0 | 0% |
| 2024-04-02 | $11.7 | $0.0 | 0% | 96 | 0 | 0% |
| 2023-04-04 | $12.4 | -$0.6 | -5% | 91 | 5 | 5% |
| 2022-04-01 | $11.7 | $0.1 | 1% | 91 | 5 | 5% |
| 2021-04-05 | $10.2 | $1.5 | 15% | 79 | 17 | 22% |
| 2020-04-01 | $10.2 | $1.5 | 15% | 85 | 11 | 13% |
| 2019-04-01 | $8.9 | $2.8 | 31% | 78 | 18 | 23% |
| 2018-04-02 | $6.6 | $5.2 | 79% | 72 | 24 | 33% |
| 2017-04-01 | $5.8 | $6.0 | 103% | 82 | 14 | 17% |
| 2016-04-01 | $5.4 | $6.3 | 116% | 88 | 8 | 9% |
| 2015-04-01 | $7.3 | $4.5 | 61% | 89 | 7 | 8% |
| 2014-04-01 | $5.1 | $6.7 | 132% | 88 | 8 | 9% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-01/22/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV