AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $10.5 |
| Non-Discretionary | $0.0 |
| Total | $10.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $8.1 |
| Institutional | $2.4 |
| Total | $10.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.7 |
| THE NORTHERN TRUST COMPANY | LONDON--GBR | $0.3 |
| DBS BANK LTD | SINGAPORE--SGP | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 65% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 13% | $0.3 |
| IG Credit | 17% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 1% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NIKKO ASSET MANAGEMENT CO LTD | $222.5 | 110997 | |
| NIKKO ASSET MANAGEMENT EUROPE LTD | $17.5 | 111038 | |
| NIKKO ASSET MANAGEMENT AMERICAS, INC. | $11.1 | 824 | |
| NIKKO ASSET MANAGEMENT HONG KONG LIMITED | $0.0 | 161467 | |
| RONGTONG GLOBAL INVESTMENT LIMITED | $0.0 | - | |
| SUMITOMO MITSUI TRUST ASSET MANAGEMENT CO., LTD. | $0.0 | 300608 | |
| SBI SUMISHIN NET BANK, LTD. | $0.0 | - | |
| SHEN ZHEN RONGTONG CAPITAL MANAGEMENT CO., LTD. | $0.0 | - | |
| SUMITOMO MITSUI TRUST BANK (LUXEMBOURG) S.A. | $0.0 | trust company | - |
| SUMITOMO MITSUI TRUST BANK, LIMITED | $0.0 | trust company | - |
| NIKKO ASSET MANAGEMENT LUXEMBOURG S.A. | $0.0 | - | |
| NIPPON INSTITUTIONAL SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| NIKKO ASSET MANAGEMENT NEW ZEALAND LIMITED | $0.0 | - | |
| SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED | $0.0 | trust company | - |
| NIKKO AM GLOBAL CAYMAN LIMITED | $0.0 | - | |
| CUSTODY BANK OF JAPAN, LTD | $0.0 | trust company | - |
| RONGTONG FUND MANAGEMENT CO., LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $10.5 | $0.0 | 0% | 164 | 0 | 0% |
| 2024-04-02 | $10.7 | -$0.3 | -3% | 158 | 6 | 4% |
| 2023-04-04 | $10.2 | $0.2 | 2% | 149 | 15 | 10% |
| 2022-04-01 | $9.9 | $0.6 | 6% | 137 | 27 | 20% |
| 2021-04-05 | $8.4 | $2.1 | 25% | 133 | 31 | 23% |
| 2020-04-01 | $6.9 | $3.5 | 51% | 129 | 35 | 27% |
| 2019-04-01 | $7.5 | $2.9 | 39% | 124 | 40 | 32% |
| 2018-04-02 | $6.0 | $4.4 | 74% | 129 | 35 | 27% |
| 2017-04-01 | $5.6 | $4.8 | 86% | 134 | 30 | 22% |
| 2016-04-01 | $6.2 | $4.2 | 68% | 118 | 46 | 39% |
| 2015-04-01 | $4.6 | $5.8 | 126% | 110 | 54 | 49% |
| 2014-04-01 | $5.1 | $5.4 | 106% | 93 | 71 | 76% |
| 2013-04-01 | $12.9 | -$2.5 | -19% | 105 | 59 | 56% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV