AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | ||
| HNW | 0 | $0.0 |
| Average HNW AUM | ||
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NIKKO ASSET MANAGEMENT CO LTD | $222.5 | broker-dealer | 110997 |
| NIKKO ASSET MANAGEMENT EUROPE LTD | $17.5 | 111038 | |
| NIKKO ASSET MANAGEMENT AMERICAS, INC. | $11.1 | 824 | |
| NIKKO ASSET MANAGEMENT ASIA LIMITED | $10.5 | 161589 | |
| JAPAN TRSUTEE SERVICES BANK, LTD | $0.0 | trust company | - |
| SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED | $0.0 | trust company | - |
| NIKKO AM GLOBAL CAYMAN LIMITED | $0.0 | - | |
| SUMITOMO MITSUI TRUST BANK, LIMITED | $0.0 | trust company | - |
| NIPPON INSTITUTIONAL SECURITIES CO., LTD | $0.0 | broker-dealer | - |
| SHEN ZHEN RONGTONG CAPITAL MANAGEMENT CO., LTD | $0.0 | - | |
| RONGTONG GLOBAL INVESTMENT LIMITED | $0.0 | - | |
| SBI SUMISHIN NET BANK, LTD | $0.0 | - | |
| NIKKO ASSET MANAGEMENT LUXEMBOURG S.A. | $0.0 | - | |
| NIKKO ASSET MANAGEMENT NEW ZEALAND LIMITED | $0.0 | - | |
| SUMITOMO MITSUI TRUST ASSET MANAGEMENT CO., LTD. | $0.0 | 300608 | |
| RONGTONG FUND MANAGEMENT CO., LTD | $0.0 | - | |
| SUMITOMO MITSUI TRUST BANK (LUXEMBOURG)S.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV