NOMURA SECURITIES INTERNATIONAL, INC.

Latest filing: Jun 27, 2024 (125 days ago)

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

13
0% change vs. 1 year ago
-13% change vs. 3 years ago
-19% change vs. 5 years ago
-90% change vs. 10 years ago

Main Office

NEW YORK, NY
WORLD WIDE PLAZA, NEW YORK, NY, UNITED STATES, 10019-7316

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC $37.7 110411
NOMURA ASSET MANAGEMENT U.S.A. INC $0.8 108222
NOMURA SECURITIES CO., LTD. $0.0 broker-dealer -
INSTINET, LLC $0.0 broker-dealer 7897
NOMURA GLOBAL ALPHA LLC $0.0 147302
NOMURA INTERNATIONAL PLC $0.0 broker-dealer -
NOMURA INTERNATIONAL (HONG KONG) LIMITED $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
UNGER, LAURA SIMONE BOARD OF DIRECTORS
WEBB, FARON ROSS CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR
ALOUPIS, STEVEN NICHOLAS CO-CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS & MANAGING DIRECTOR
HUGHES, WILLIAM FRANCIS JR CHIEF OPERATIONS OFFICER & MANAGING DIRECTOR
CHIULLI, EUGENE JAMES CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR
GIANCARLO, JAMES CHRISTOPHER BOARD OF DIRECTORS
KAWAMURA, SATOSHI CEO, PRESIDENT, SENIOR MANAGING DIRECTOR & BOARD OF DIRECTORS
DUMARK, GREGORY JAMES CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR
PRIMIANO, VINCENT ANTHONY CO-CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 13 0 0%
2024-04-02 $0.0 $0.0 0% 14 -1 -7%
2023-04-04 $0.0 $0.0 0% 13 0 0%
2022-04-01 $0.0 $0.0 0% 12 1 8%
2021-04-05 $0.0 $0.0 0% 15 -2 -13%
2020-04-01 $0.0 $0.0 0% 15 -2 -13%
2019-04-01 $0.0 $0.0 0% 16 -3 -19%
2018-04-02 $0.0 $0.0 0% 14 -1 -7%
2017-04-01 $0.0 $0.0 0% 116 -103 -89%
2016-04-01 $0.0 $0.0 0% 121 -108 -89%
2015-04-01 $0.0 $0.0 0% 118 -105 -89%
2014-04-01 $0.0 $0.0 0% 131 -118 -90%
2013-04-01 $0.0 $0.0 0% 120 -107 -89%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY,
ADVISER ACTIVITIES
NEWSLETTERS
OTHER ACTIVITIES
BROKER DEALER
FUTURES MERCHANT

ADVDB.CO • SOURCE: SEC FORM ADV