NOMURA SECURITIES INTERNATIONAL, INC.
Latest filing: Jun 27, 2024 (125 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
13
0% change vs. 1 year ago
-13% change vs. 3 years ago
-19% change vs. 5 years ago
-90% change vs. 10 years ago
Main Office
NEW YORK, NY
WORLD WIDE PLAZA, NEW YORK, NY, UNITED STATES, 10019-7316
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | $37.7 | 110411 | |
| NOMURA ASSET MANAGEMENT U.S.A. INC | $0.8 | 108222 | |
| NOMURA SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| INSTINET, LLC | $0.0 | broker-dealer | 7897 |
| NOMURA GLOBAL ALPHA LLC | $0.0 | 147302 | |
| NOMURA INTERNATIONAL PLC | $0.0 | broker-dealer | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| UNGER, LAURA SIMONE | BOARD OF DIRECTORS |
| WEBB, FARON ROSS | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR |
| ALOUPIS, STEVEN NICHOLAS | CO-CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS & MANAGING DIRECTOR |
| HUGHES, WILLIAM FRANCIS JR | CHIEF OPERATIONS OFFICER & MANAGING DIRECTOR |
| CHIULLI, EUGENE JAMES | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR |
| GIANCARLO, JAMES CHRISTOPHER | BOARD OF DIRECTORS |
| KAWAMURA, SATOSHI | CEO, PRESIDENT, SENIOR MANAGING DIRECTOR & BOARD OF DIRECTORS |
| DUMARK, GREGORY JAMES | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR |
| PRIMIANO, VINCENT ANTHONY | CO-CHIEF EXECUTIVE OFFICER & MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 14 | -1 | -7% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 13 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 12 | 1 | 8% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 15 | -2 | -13% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 15 | -2 | -13% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 16 | -3 | -19% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 14 | -1 | -7% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 116 | -103 | -89% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 121 | -108 | -89% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 118 | -105 | -89% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 131 | -118 | -90% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 120 | -107 | -89% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
NEWSLETTERS |
| OTHER ACTIVITIES |
|
BROKER DEALER FUTURES MERCHANT |
ADVDB.CO • SOURCE: SEC FORM ADV