AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.8 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CIBC MELLON TRUST COMPANY | TORONTO--CAN | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NOMURA ASSET MANAGEMENT CO., LTD. | $506.6 | 110814 | |
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | $37.7 | 110411 | |
| NOMURA ASSET MANAGEMENT SINGAPORE LIMITED | $13.8 | 110813 | |
| NEW FORESTS INC. | $0.6 | 165267 | |
| NOMURA ASSET MANAGEMENT EUROPE KVG MBH | $0.0 | - | |
| NOMURA ASSET MANAGEMENT TAIWAN LTD. | $0.0 | - | |
| NOMURA SECURITIES INTERNATIONAL, INC. | $0.0 | broker-dealer | 4297 |
| NOMURA ASSET MANAGEMENT U.K. LIMITED | $0.0 | 110815 | |
| INSTINET, LLC | $0.0 | broker-dealer | 7897 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.8 | $0.0 | 0% | 25 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.2 | 22% | 46 | -21 | -46% |
| 2023-04-04 | $0.5 | $0.3 | 62% | 40 | -15 | -38% |
| 2022-04-01 | $0.6 | $0.2 | 41% | 40 | -15 | -38% |
| 2021-04-05 | $0.4 | $0.4 | 106% | 44 | -19 | -43% |
| 2020-04-01 | $0.5 | $0.4 | 74% | 51 | -26 | -51% |
| 2019-04-01 | $1.7 | -$0.8 | -50% | 55 | -30 | -55% |
| 2018-04-02 | $1.4 | -$0.6 | -40% | 54 | -29 | -54% |
| 2017-04-01 | $0.8 | $0.0 | -2% | 57 | -32 | -56% |
| 2016-04-01 | $1.7 | -$0.8 | -50% | 54 | -29 | -54% |
| 2015-04-01 | $1.9 | -$1.1 | -57% | 57 | -32 | -56% |
| 2014-04-01 | $1.6 | -$0.7 | -47% | 67 | -42 | -63% |
| 2013-04-01 | $1.6 | -$0.8 | -48% | 67 | -42 | -63% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV