POST ADVISORY GROUP, LLC
Latest filing: Mar 28, 2024 (387 days ago)
AUM
$16,737,022,213
0% change vs. 1 year ago
-6% change vs. 3 years ago
-6% change vs. 5 years ago
77% change vs. 10 years ago
Employee Count
50
0% change vs. 1 year ago
2% change vs. 3 years ago
-2% change vs. 5 years ago
28% change vs. 10 years ago
Main Office
LOS ANGELES, CA
2049 CENTURY PARK EAST, LOS ANGELES, CA, UNITED STATES, 90067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $16.7 |
| Non-Discretionary | $0.0 |
| Total | $16.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $5.8 |
| Institutional | $11.0 |
| Total | $16.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | NEW YORK-NY-USA | $4.9 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.9 |
| JP MORGAN CHASE & CO | WILMINGTON-DE-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $11.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $11.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 15% | $1.6 |
| HY Credit | 58% | $6.4 |
| Derivatives | 2% | $0.2 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 2% | $0.2 |
| Cash | 3% | $0.3 |
| Other | 20% | $2.2 |
| Total | 100% | $11.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PRINCIPAL GLOBAL INVESTORS, LLC | $377.2 | 109002 | |
| PRINCIPAL REAL ESTATE INVESTORS, LLC | $93.9 | 109008 | |
| SPECTRUM ASSET MANAGEMENT, INC. | $19.0 | 300463 | |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | $12.4 | 322390 | |
| PRINCIPAL SECURITIES, INC. | $12.1 | broker-dealer | 1137 |
| ORIGIN ASSET MANAGEMENT LLP | $4.6 | 139897 | |
| PRINCIPAL ADVISED SERVICES, LLC | $0.6 | 297324 | |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | $0.0 | 296751 | |
| PRINCIPAL GLOBAL INVESTORS (EUROPE) LTD | $0.0 | - | |
| PRINCIPAL REAL ESTATE GMBH | $0.0 | - | |
| PRINCIPAL REAL ESTATE LIMITED | $0.0 | - | |
| PRINCIPAL GLOBAL INVESTORS (SWITZERLAND) GMBH | $0.0 | - | |
| SAMI BROKERAGE LLC | $0.0 | broker-dealer | 18217 |
| PRINCIPAL REAL ESTATE SAS | $0.0 | - | |
| PRINCIPAL ASSET MANAGEMENT COMPANY LTD (THAILAND) | $0.0 | - | |
| PRINCIPAL ASSET MANAGEMENT BERHAD | $0.0 | - | |
| BRASILPREV SEGUROS E PREVIDENCIA S.A. | $0.0 | - | |
| PRINCIPAL REAL ESTATE S.L.U. | $0.0 | - | |
| PRINCIPAL ENTERPRISE CAPITAL, LLC | $0.0 | 157574 | |
| PRINCIPAL GLOBAL INVESTORS (JAPAN) LTD | $0.0 | - | |
| PRINCIPAL GLOBAL INVESTORS (IRELAND) LTD | $0.0 | - | |
| PRINCIPAL FINANCIAL SERVICES, INC. | $0.0 | - | |
| PRINCIPAL REAL ESTATE FUND INVESTORS, LLC | $0.0 | - | |
| PRINCIPAL VARIABLE CONTRACTS FUNDS INC. | $0.0 | - | |
| PRINCIPAL FINANCIAL GROUP, INC. | $0.0 | - | |
| EMPLOYERS DENTAL SERVICES, INC. | $0.0 | - | |
| FIRST DENTAL HEALTH | $0.0 | - | |
| EQUITY FC, LTD | $0.0 | broker-dealer | - |
| PRINCIPAL DENTAL SERVICES, INC. | $0.0 | - | |
| DIVERSIFIED DENTAL SERVICES, INC. A NEVADA CLOSE CORPORATION | $0.0 | - | |
| PRINCIPAL REAL ESTATE PORTFOLIO, INC. | $0.0 | - | |
| PRINCIPAL BANK | $0.0 | - | |
| CLARITAS INVESTMENTS LTD. | $0.0 | - | |
| PRINCIPAL ADMINISTRADORA GENERAL DE FONDOS S.A. | $0.0 | - | |
| PETULA ASSOCIATES LLC | $0.0 | - | |
| PT PRINCIPAL ASSET MANAGEMENT | $0.0 | - | |
| PRINCIPAL NOMINEE COMPANY (HONG KONG) LIMITED | $0.0 | trust company | - |
| PRINCIPAL INTERNATIONAL LLC | $0.0 | - | |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | $0.0 | - | |
| PRINCIPAL GLOBAL INVESTORS (AUSTRALIA) LTD | $0.0 | - | |
| PRINCIPAL FUNDS DISTRIBUTOR, INC. | $0.0 | broker-dealer | 43261 |
| DELAWARE CHARTER GUARANTEE & TRUST COMPANY | $0.0 | trust company | - |
| PRINCIPAL GLOBAL INVESTORS TRUST COMPANY | $0.0 | trust company | - |
| PRINCIPAL REAL ESTATE SPEZIALFONDSGESELLSCHAFT MBH | $0.0 | - | |
| PRINCIPAL GLOBAL INVESTORS (SINGAPORE) LTD | $0.0 | - | |
| PRINCIPAL AHORRO E INVERSIONES S.A. | $0.0 | - | |
| PRINCIPAL INTERNATIONAL (ASIA) LIMITED | $0.0 | trust company | - |
| PRINCIPAL SHAREHOLDER SERVICES INC. | $0.0 | trust company | - |
| PRINCIPAL AFORE, S.A. DE C.V., PRINCIPAL GRUPO FINANCIERO | $0.0 | - | |
| PRINCIPAL REAL ESTATE S.A.R.L. | $0.0 | - | |
| PRINCIPAL ASSET MANAGEMENT (S) PTE. LTD | $0.0 | - | |
| PRINCIPAL LIFE INSURANCE COMPANY OF IOWA | $0.0 | - | |
| PRINCIPAL ISLAMIC ASSET MANAGEMENT SDN. BHD. | $0.0 | - | |
| PRINCIPAL TRUST COMPANY (ASIA) LIMITED | $0.0 | trust company | - |
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY | $0.0 | - | |
| PRINCIPAL TRUST COMPANY (HONG KONG) LIMITED | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| YOUNG, YVONNE | CHIEF FINANCIAL OFFICER |
| HITTNER, JILL, MARIE | DIRECTOR |
| STROLL, JEFFREY, MARK | DIRECTOR, CHIEF INVESTMENT OFFICER |
| REDDY, CHRISTOPHER, JAMES | DIRECTOR |
| HALTER, PATRICK, GREGORY | DIRECTOR |
| SAILER, SCOTT, MARTIN | DIRECTOR |
| FARM, KRISTOPHER, JOEL | CHIEF TECHNOLOGY OFFICER |
| KIM, DAVID, DOYON | DEPUTY CHIEF INVESTMENT OFFICER & DIRECTOR |
| HOOGENSEN, KARA, MARIE | DIRECTOR |
| BHATIA, KAMAL | DIRECTOR |
| FLICKINGER, DEBORAH, ANN | CHIEF OPERATIONS OFFICER AND DIRECTOR |
| KUNIMURA, YUKI | DIRECTOR |
| OCAMPO, MAUREEN, ELAINE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $16.7 | $0.0 | 0% | 50 | 0 | 0% |
| 2024-04-02 | $16.7 | $0.0 | 0% | 50 | 0 | 0% |
| 2023-04-04 | $16.6 | $0.1 | 1% | 55 | -5 | -9% |
| 2022-04-01 | $17.7 | -$1.0 | -6% | 49 | 1 | 2% |
| 2021-04-05 | $16.6 | $0.1 | 1% | 49 | 1 | 2% |
| 2020-04-01 | $17.9 | -$1.2 | -6% | 51 | -1 | -2% |
| 2019-04-01 | $15.8 | $0.9 | 6% | 51 | -1 | -2% |
| 2018-04-02 | $16.9 | -$0.1 | -1% | 51 | -1 | -2% |
| 2017-04-01 | $14.7 | $2.0 | 14% | 43 | 7 | 16% |
| 2016-04-01 | $11.1 | $5.6 | 51% | 45 | 5 | 11% |
| 2015-04-01 | $9.5 | $7.3 | 77% | 39 | 11 | 28% |
| 2014-04-01 | $11.3 | $5.5 | 49% | 38 | 12 | 32% |
| 2013-04-01 | $10.5 | $6.3 | 60% | 33 | 17 | 52% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-10/12/2000, IA-03/30/2023, LA-03/30/2023, NC-03/28/2024, NE-03/30/2023, NH-03/30/2023, TX-03/30/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV