RBC PRIVATE COUNSEL (USA) INC.

Latest filing: Jan 24, 2025 (82 days ago)
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Adviser Website

AUM

$6,827,149,933
37% change vs. 1 year ago
41% change vs. 3 years ago
100% change vs. 5 years ago
379% change vs. 10 years ago

Employee Count

1,379
4% change vs. 1 year ago
18% change vs. 3 years ago
42% change vs. 5 years ago
197% change vs. 10 years ago

Main Office

TORONTO, ON,
155 WELLINGTON STREET WEST, 17TH FLOOR, TORONTO, ON, , CANADA, M5V 3K7

Client AUM

Discretion AUM
Discretionary $6.6
Non-Discretionary $0.2
Total $6.8
Client AUM
Retail $5.6
Pooled $0.0
Institutional $1.3
Total $6.8
Retail Accounts AUM
Individual 4,243 $1.4
Average Individual AUM $333,467
HNW 1,043 $4.2
Average HNW AUM $3,983,625
Retail Total 5,286 $5.6
Average Retail AUM $1,053,693

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
RBC DOMINION SECURITIES INC. TORONTO, ONTARIO--CAN $4.4
THE ROYAL TRUST COMPANY TORONTO, ONTARIO--CAN $0.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $6.8
Retail SMA AUM $5.6
Institutional SMA AUM $1.3
Asset Class % AUM
Equity Exch 52% $3.6
Equity Non-Exch 0% $0.0
Govt Agency 4% $0.3
Municipal 0% $0.0
Sovereign 4% $0.3
IG Credit 9% $0.6
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 14% $1.0
Other Pools 0% $0.0
Cash 15% $1.0
Other 2% $0.1
Total 100% $6.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RBC CAPITAL MARKETS, LLC $260.0 broker-dealer, municipal advisor 31194
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED $137.8 168551
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. $76.5 107173
RBC WEALTH MANAGEMENT FINANCIAL SERVICES INC. $0.0 -
RBC DOMINION SECURITIES INC. $0.0 broker-dealer -
BLUEBAY ASSET MANAGEMENT LLP $0.0 122793
PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. $0.0 broker-dealer -
RBC DOMINION SECURITIES GLOBAL LIMITED $0.0 broker-dealer -
RBC GLOBAL ASSET MANAGEMENT INC. $0.0 -
THE ROYAL TRUST COMPANY $0.0 trust company -
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC. $0.0 -
ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED $0.0 trust company -
ROYAL BANK OF CANADA $0.0 -
ROYAL TRUST CORPORATION OF CANADA $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
AGNEW, DAVID, JOHN DIRECTOR, CHAIR & CO-PRESIDENT
VAREY, MATTHEW, BRYAN DIRECTOR
KARLSSON, ANNICA, ELISABETH CHIEF COMPLIANCE OFFICER
PARMAR, VIJAY, SINGH DIRECTOR & CO-PRESIDENT
SCOTT, MICHAEL, PETER DIRECTOR & VICE-PRESIDENT
HUQ, FAIZA, MARIUM CHIEF FINANCIAL OFFICER
SANGEKAR, OM, SHEKHAR CORPORATE SECRETARY

ADVDB.CO • SOURCE: SEC

Representatives

276 active representatives found, showing 20 random

Name City State Exams Designations
JASON GREENLEES TORONTO, ON
ALAN O'HANLON TORONTO, ON
JAMIE BURAK TORONTO, ON
ELIE-CHAKIB ABOU-CHACRA TORONTO, ON
CAVIN MORTON TORONTO, ON
KATHERINE WHITE TORONTO, ON
PAUL CULLEN TORONTO, ON
MERLIN DOUCETTE TORONTO, ON
CHRISTOPHER DURWARD TORONTO, ON
SEAN WAGMAN TORONTO, ON
GIANCARLO TOTINO TORONTO, ON
JONATHAN LAMBE TORONTO, ON
TREVOR ROBERTS TORONTO, ON
DAVID HEWSON TORONTO, ON
CHRISTOPHER PEARSON TORONTO, ON
MARCO CORREIA TORONTO, ON
TERRENCE FAHR TORONTO, ON
DONALD LOREE TORONTO, ON S63|1998-06-08
DEREK CALDWELL TORONTO, ON
JAMIE HOLBROOK TORONTO, ON

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $6.8 $0.0 0% 1,379 0 0%
2024-04-02 $5.0 $1.8 37% 1,326 53 4%
2023-04-04 $4.5 $2.3 51% 1,250 129 10%
2022-04-01 $4.8 $2.0 41% 1,167 212 18%
2021-04-05 $3.6 $3.2 88% 1,063 316 30%
2020-04-01 $3.4 $3.4 100% 972 407 42%
2019-04-01 $2.9 $3.9 134% 902 477 53%
2018-04-02 $2.6 $4.2 161% 829 550 66%
2017-04-01 $1.7 $5.1 306% 725 654 90%
2016-04-01 $1.4 $5.4 375% 563 816 145%
2015-04-01 $1.4 $5.4 379% 464 915 197%
2014-04-01 $1.3 $5.5 424% 400 979 245%
2013-04-01 $1.4 $5.4 393% 355 1,024 288%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
AK-05/09/2012, AL-07/04/2016, AR-09/29/2017, AZ-11/26/2004, CA-12/06/1999, CO-01/09/2006, CT-11/26/2004, DC-06/01/2009, DE-10/02/2013, FL-01/21/2000, GA-05/01/2007, HI-01/11/2010, IA-01/25/2019, ID-01/28/2020, IL-01/30/2003, IN-06/01/2009, KS-09/14/2015, KY-01/27/2017, LA-09/14/2015, MA-11/26/2004, MD-11/26/2004, ME-06/10/2013, MI-11/26/2004, MN-05/01/2007, MO-12/14/2006, MS-10/26/2015, MT-01/28/2015, NC-01/09/2006, ND-01/27/2012, NE-01/28/2014, NH-06/01/2009, NJ-02/07/2006, NM-04/01/2014, NV-09/24/2010, NY-01/05/2005, OH-01/09/2006, OK-01/27/2012, OR-01/09/2006, PA-01/09/2006, PR-01/26/2023, RI-07/06/2010, SC-10/02/2013, SD-01/26/2023, TN-09/24/2010, TX-01/30/2002, UT-01/25/2013, VA-01/09/2006, VI-01/26/2023, VT-06/08/2001, WA-11/26/2004, WI-10/02/2013, WV-01/26/2023, WY-07/26/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV