AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $4.8 |
Non-Discretionary | $0.2 |
Total | $5.0 |
Client | AUM |
---|---|
Retail | $4.4 |
Pooled | $0.0 |
Institutional | $0.6 |
Total | $5.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 3,969 | $1.3 |
Average Individual AUM | $317,122 | |
HNW | 796 | $3.1 |
Average HNW AUM | $3,934,953 | |
Retail Total | 4,765 | $4.4 |
Average Retail AUM | $921,485 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
RBC DOMINION SECURITIES INC. | TORONTO, ONTARIO--CAN | $4.4 |
THE ROYAL TRUST COMPANY | TORONTO, ONTARIO--CAN | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $5.0 |
Retail SMA AUM | $4.4 |
Institutional SMA AUM | $0.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 52% | $2.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 6% | $0.3 |
Municipal | 0% | $0.0 |
Sovereign | 4% | $0.2 |
IG Credit | 9% | $0.4 |
HY Credit | 1% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 16% | $0.8 |
Other Pools | 0% | $0.0 |
Cash | 10% | $0.5 |
Other | 2% | $0.1 |
Total | 100% | $5.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
RBC CAPITAL MARKETS, LLC | $201.3 | broker-dealer, municipal advisor | 31194 |
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | $121.9 | 168551 | |
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | $79.9 | 107173 | |
RBC WEALTH MANAGEMENT FINANCIAL SERVICES INC. | $0.0 | - | |
RBC DOMINION SECURITIES INC. | $0.0 | broker-dealer | - |
BLUEBAY ASSET MANAGEMENT LLP | $0.0 | 122793 | |
PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. | $0.0 | broker-dealer | - |
RBC DOMINION SECURITIES GLOBAL LIMITED | $0.0 | broker-dealer | - |
RBC GLOBAL ASSET MANAGEMENT INC. | $0.0 | - | |
THE ROYAL TRUST COMPANY | $0.0 | trust company | - |
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC. | $0.0 | - | |
ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED | $0.0 | trust company | - |
ROYAL BANK OF CANADA | $0.0 | - | |
ROYAL TRUST CORPORATION OF CANADA | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
Name | Title |
---|---|
AGNEW, DAVID, JOHN | DIRECTOR, CHAIR & CO-PRESIDENT |
VAREY, MATTHEW, BRYAN | DIRECTOR |
KARLSSON, ANNICA, ELISABETH | CHIEF COMPLIANCE OFFICER |
PARMAR, VIJAY, SINGH | DIRECTOR & CO-PRESIDENT |
SCOTT, MICHAEL, PETER | DIRECTOR & VICE-PRESIDENT |
HUQ, FAIZA, MARIUM | CHIEF FINANCIAL OFFICER |
SANGEKAR, OM, SHEKHAR | CORPORATE SECRETARY |
ADVDB.CO • SOURCE: SEC
276 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
DAVID JIANG | TORONTO, ON | ||||||||
WALTER HARMIDAROW | TORONTO, ON | ||||||||
SAMUEL AQUINO | TORONTO, ON | ||||||||
ELIE-CHAKIB ABOU-CHACRA | TORONTO, ON | ||||||||
DAVID HEWSON | TORONTO, ON | ||||||||
RICHARD SMERCHINSKI | TORONTO, ON | ||||||||
WILLIAM ROBINSON | TORONTO, ON | ||||||||
RONALD KOGAN | TORONTO, ON | ||||||||
RONAN CLOHISSEY | TORONTO, ON | ||||||||
ROBERT SKEAT | TORONTO, ON | ||||||||
MATTHEW HAMILTON | TORONTO, ON | ||||||||
KEVIN BROCKIE | TORONTO, ON | ||||||||
GIANCARLO TOTINO | TORONTO, ON | ||||||||
LOUIE KENTRIS | TORONTO, ON | ||||||||
JAMIE HOLBROOK | TORONTO, ON | ||||||||
MICHAEL KOOY | TORONTO, ON | ||||||||
TYLER QUINN | TORONTO, ON | ||||||||
GREGORY HALL | TORONTO, ON | ||||||||
MICHAEL LOCKHART | TORONTO, ON | ||||||||
MERLIN DOUCETTE | TORONTO, ON |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $5.0 | $0.0 | 0% | 1,326 | 0 | 0% |
2024-04-02 | $5.0 | $0.0 | 0% | 1,326 | 0 | 0% |
2023-04-04 | $4.5 | $0.5 | 10% | 1,250 | 76 | 6% |
2022-04-01 | $4.8 | $0.2 | 3% | 1,167 | 159 | 14% |
2021-04-05 | $3.6 | $1.4 | 38% | 1,063 | 263 | 25% |
2020-04-01 | $3.4 | $1.6 | 46% | 972 | 354 | 36% |
2019-04-01 | $2.9 | $2.1 | 71% | 902 | 424 | 47% |
2018-04-02 | $2.6 | $2.4 | 91% | 829 | 497 | 60% |
2017-04-01 | $1.7 | $3.3 | 197% | 725 | 601 | 83% |
2016-04-01 | $1.4 | $3.6 | 247% | 563 | 763 | 136% |
2015-04-01 | $1.4 | $3.6 | 250% | 464 | 862 | 186% |
2014-04-01 | $1.3 | $3.7 | 284% | 400 | 926 | 232% |
2013-04-01 | $1.4 | $3.6 | 261% | 355 | 971 | 274% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
AK-05/09/2012, AL-07/04/2016, AR-09/29/2017, AZ-11/26/2004, CA-12/06/1999, CO-01/09/2006, CT-11/26/2004, DC-06/01/2009, DE-10/02/2013, FL-01/21/2000, GA-05/01/2007, HI-01/11/2010, IA-01/25/2019, ID-01/28/2020, IL-01/30/2003, IN-06/01/2009, KS-09/14/2015, KY-01/27/2017, LA-09/14/2015, MA-11/26/2004, MD-11/26/2004, ME-06/10/2013, MI-11/26/2004, MN-05/01/2007, MO-12/14/2006, MS-10/26/2015, MT-01/28/2015, NC-01/09/2006, ND-01/27/2012, NE-01/28/2014, NH-06/01/2009, NJ-02/07/2006, NM-04/01/2014, NV-09/24/2010, NY-01/05/2005, OH-01/09/2006, OK-01/27/2012, OR-01/09/2006, PA-01/09/2006, PR-01/26/2023, RI-07/06/2010, SC-10/02/2013, SD-01/26/2023, TN-09/24/2010, TX-01/30/2002, UT-01/25/2013, VA-01/09/2006, VI-01/26/2023, VT-06/08/2001, WA-11/26/2004, WI-10/02/2013, WV-01/26/2023, WY-07/26/2017 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV