RBC PRIVATE COUNSEL (USA) INC.

Latest filing: Sep 03, 2024 (57 days ago)
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AUM

$4,996,644,964
10% change vs. 1 year ago
38% change vs. 3 years ago
71% change vs. 5 years ago
284% change vs. 10 years ago

Employee Count

1,326
6% change vs. 1 year ago
25% change vs. 3 years ago
47% change vs. 5 years ago
232% change vs. 10 years ago

Main Office

TORONTO, ON,
155 WELLINGTON STREET WEST, 17TH FLOOR, TORONTO, ON, , CANADA, M5V 3K7

Client AUM

Discretion AUM
Discretionary $4.8
Non-Discretionary $0.2
Total $5.0
Client AUM
Retail $4.4
Pooled $0.0
Institutional $0.6
Total $5.0
Retail Accounts AUM
Individual 3,969 $1.3
Average Individual AUM $317,122
HNW 796 $3.1
Average HNW AUM $3,934,953
Retail Total 4,765 $4.4
Average Retail AUM $921,485

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
RBC DOMINION SECURITIES INC. TORONTO, ONTARIO--CAN $4.4
THE ROYAL TRUST COMPANY TORONTO, ONTARIO--CAN $0.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $5.0
Retail SMA AUM $4.4
Institutional SMA AUM $0.6
Asset Class % AUM
Equity Exch 52% $2.6
Equity Non-Exch 0% $0.0
Govt Agency 6% $0.3
Municipal 0% $0.0
Sovereign 4% $0.2
IG Credit 9% $0.4
HY Credit 1% $0.0
Derivatives 0% $0.0
Investment Companies 16% $0.8
Other Pools 0% $0.0
Cash 10% $0.5
Other 2% $0.1
Total 100% $5.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RBC CAPITAL MARKETS, LLC $201.3 broker-dealer, municipal advisor 31194
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED $121.9 168551
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. $79.9 107173
RBC WEALTH MANAGEMENT FINANCIAL SERVICES INC. $0.0 -
RBC DOMINION SECURITIES INC. $0.0 broker-dealer -
BLUEBAY ASSET MANAGEMENT LLP $0.0 122793
PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. $0.0 broker-dealer -
RBC DOMINION SECURITIES GLOBAL LIMITED $0.0 broker-dealer -
RBC GLOBAL ASSET MANAGEMENT INC. $0.0 -
THE ROYAL TRUST COMPANY $0.0 trust company -
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC. $0.0 -
ROYAL BANK OF CANADA (CHANNEL ISLANDS) LIMITED $0.0 trust company -
ROYAL BANK OF CANADA $0.0 -
ROYAL TRUST CORPORATION OF CANADA $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
AGNEW, DAVID, JOHN DIRECTOR, CHAIR & CO-PRESIDENT
VAREY, MATTHEW, BRYAN DIRECTOR
KARLSSON, ANNICA, ELISABETH CHIEF COMPLIANCE OFFICER
PARMAR, VIJAY, SINGH DIRECTOR & CO-PRESIDENT
SCOTT, MICHAEL, PETER DIRECTOR & VICE-PRESIDENT
HUQ, FAIZA, MARIUM CHIEF FINANCIAL OFFICER
SANGEKAR, OM, SHEKHAR CORPORATE SECRETARY

ADVDB.CO • SOURCE: SEC

Representatives

276 active representatives found, showing 20 random

Name City State Exams Designations
DAVID JIANG TORONTO, ON
WALTER HARMIDAROW TORONTO, ON
SAMUEL AQUINO TORONTO, ON
ELIE-CHAKIB ABOU-CHACRA TORONTO, ON
DAVID HEWSON TORONTO, ON
RICHARD SMERCHINSKI TORONTO, ON
WILLIAM ROBINSON TORONTO, ON
RONALD KOGAN TORONTO, ON
RONAN CLOHISSEY TORONTO, ON
ROBERT SKEAT TORONTO, ON
MATTHEW HAMILTON TORONTO, ON
KEVIN BROCKIE TORONTO, ON
GIANCARLO TOTINO TORONTO, ON
LOUIE KENTRIS TORONTO, ON
JAMIE HOLBROOK TORONTO, ON
MICHAEL KOOY TORONTO, ON
TYLER QUINN TORONTO, ON
GREGORY HALL TORONTO, ON
MICHAEL LOCKHART TORONTO, ON
MERLIN DOUCETTE TORONTO, ON

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $5.0 $0.0 0% 1,326 0 0%
2024-04-02 $5.0 $0.0 0% 1,326 0 0%
2023-04-04 $4.5 $0.5 10% 1,250 76 6%
2022-04-01 $4.8 $0.2 3% 1,167 159 14%
2021-04-05 $3.6 $1.4 38% 1,063 263 25%
2020-04-01 $3.4 $1.6 46% 972 354 36%
2019-04-01 $2.9 $2.1 71% 902 424 47%
2018-04-02 $2.6 $2.4 91% 829 497 60%
2017-04-01 $1.7 $3.3 197% 725 601 83%
2016-04-01 $1.4 $3.6 247% 563 763 136%
2015-04-01 $1.4 $3.6 250% 464 862 186%
2014-04-01 $1.3 $3.7 284% 400 926 232%
2013-04-01 $1.4 $3.6 261% 355 971 274%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
AK-05/09/2012, AL-07/04/2016, AR-09/29/2017, AZ-11/26/2004, CA-12/06/1999, CO-01/09/2006, CT-11/26/2004, DC-06/01/2009, DE-10/02/2013, FL-01/21/2000, GA-05/01/2007, HI-01/11/2010, IA-01/25/2019, ID-01/28/2020, IL-01/30/2003, IN-06/01/2009, KS-09/14/2015, KY-01/27/2017, LA-09/14/2015, MA-11/26/2004, MD-11/26/2004, ME-06/10/2013, MI-11/26/2004, MN-05/01/2007, MO-12/14/2006, MS-10/26/2015, MT-01/28/2015, NC-01/09/2006, ND-01/27/2012, NE-01/28/2014, NH-06/01/2009, NJ-02/07/2006, NM-04/01/2014, NV-09/24/2010, NY-01/05/2005, OH-01/09/2006, OK-01/27/2012, OR-01/09/2006, PA-01/09/2006, PR-01/26/2023, RI-07/06/2010, SC-10/02/2013, SD-01/26/2023, TN-09/24/2010, TX-01/30/2002, UT-01/25/2013, VA-01/09/2006, VI-01/26/2023, VT-06/08/2001, WA-11/26/2004, WI-10/02/2013, WV-01/26/2023, WY-07/26/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV