REGATTA LOAN MANAGEMENT LLC

Latest filing: Mar 27, 2024 (239 days ago)
View on IAPD
Adviser Website

AUM

$3,330,003,587
-10% change vs. 1 year ago
28% change vs. 3 years ago
21% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

0
0% change vs. 1 year ago
0% change vs. 3 years ago
-100% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
280 PARK AVENUE, 3RD FLOOR, NEW YORK, NY, UNITED STATES, 10017

Client AUM

Discretion AUM
Discretionary $3.3
Non-Discretionary $0.0
Total $3.3
Client AUM
Retail $0.0
Pooled $3.3
Institutional $0.0
Total $3.3
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BLACKSTONE MANAGEMENT PARTNERS L.L.C. $124.6 136979
FIRST EAGLE INVESTMENT MANAGEMENT, LLC $91.4 108260
BLACKSTONE LIQUID CREDIT ADVISORS I LLC $39.8 152294
NAPIER PARK GLOBAL CAPITAL (US)LP $11.7 166333
NAPIER PARK GLOBAL CAPITAL LTD $5.1 157629
FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC $0.3 300359
NAPIER PARK DEEP VALUE FUND II GP LLC $0.0 -
NAPIER PARK ABS INCOME FUND GP LP $0.0 -
NAPIER PARK MUNI GP LLC $0.0 -
FIRST EAGLE ALTERNATIVE CREDIT EU MOA, LTD. $0.0 -
FIRST EAGLE DIRECT LENDING FUND III (CAYMAN) GP, LTD $0.0 301710
NAPIER PARK STRATEGIC LOAN FUND GP LP $0.0 -
NP RAILCAR INVESTMENTS III GP LLC $0.0 -
FIRST EAGLE ALTERNATIVE CREDIT EU, LLC $0.0 298918
NAPIER PARK MULTI ASSET FUND I GP LLC $0.0 -
NAPIER PARK STRATEGIC CLO FUND GP HOLDINGS LLC $0.0 -
NAPIER PARK ABS INCOME FUND GP HOLDINGS LLC $0.0 -
NAPIER PARK STRATEGIC LOAN FUND CAYMAN GP LP $0.0 -
NAPIER PARK STRATEGIC LOAN FUND GP HOLDINGS LLC $0.0 -
NAPIER PARK SELECT FUND GP HOLDINGS LLC $0.0 -
NAPIER PARK SELECT FUND GP LP $0.0 -
LE BREVENT RAILCAR GP LLC $0.0 -
NAPIER PARK GLOBAL CAPITAL GMBH $0.0 -
OLD LANE INDIA GP LLC $0.0 -
NAPIER PARK STRATEGIC CLO FUND GP LP $0.0 -
FIRST EAGLE CLO EQUITY FUND GP, LLC $0.0 301756
FIRST EAGLE DIRECT LENDING FUND I GP LLC $0.0 -
FEF DISTRIBUTORS, LLC $0.0 broker-dealer 46585
CORSAIR ADVISORS LLC $0.0 broker-dealer 164469
FIRST EAGLE FUND GP, LLC $0.0 -
CORSAIR INVESTMENTS, L.P. $0.0 -
CORSAIR PARTNERS MENTOR MANAGEMENT, LTD. $0.0 -
FIRST EAGLE DIRECT LENDING MANAGER III, LLC $0.0 291690

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
CRYSTAL, JOHN, ADLER DIRECTOR
NORIS, PETER, DANA DIRECTOR
WILLIAMS, MICHAEL, ROBERT DIRECTOR/PRESIDENT
DORFMAN, JONATHAN, LOUIS CHIEF EXECUTIVE OFFICER
PLATA, SONIA CHIEF COMPLIANCE OFFICER
LORINSKY, SCOTT, JASON CHIEF LEGAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $3.3 $0.0 0% 0 0 0%
2024-04-02 $3.3 $0.0 0% 0 0 0%
2023-04-04 $3.7 -$0.4 -10% 0 0 0%
2022-04-01 $3.7 -$0.4 -11% 0 0 0%
2021-04-05 $2.6 $0.7 28% 0 0 0%
2020-04-01 $3.7 -$0.4 -11% 0 0 0%
2019-04-01 $2.8 $0.6 21% 2 -2 -100%
2018-04-02 $2.2 $1.2 55% 2 -2 -100%
2017-04-01 $0.8 $2.5 316% 7 -7 -100%
2016-04-01 $0.1 $3.2 3251% 23 -23 -100%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, NY-03/28/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES
REP BROKER DEALER
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV