SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

Latest filing: Aug 30, 2024 (83 days ago)
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AUM

$3,967,990,785
10% change vs. 1 year ago
-7% change vs. 3 years ago
6% change vs. 5 years ago
1% change vs. 10 years ago

Employee Count

18
-10% change vs. 1 year ago
-14% change vs. 3 years ago
-22% change vs. 5 years ago
-18% change vs. 10 years ago

Main Office

CHICAGO, IL
10 SOUTH DEARBORN STREET, CHICAGO, IL, UNITED STATES, 60603

Client AUM

Discretion AUM
Discretionary $4.0
Non-Discretionary $0.0
Total $4.0
Client AUM
Retail $0.1
Pooled $1.6
Institutional $2.3
Total $4.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 38 $0.1
Average HNW AUM $3,452,243
Retail Total 38 $0.1
Average Retail AUM $3,452,243

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BANK OF NEW YORK MELLON NEW YORK-NY-USA $0.8
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $0.8
STATE STREET CORPORATION BOSTON-MA-USA $0.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $2.4
Retail SMA AUM $0.1
Institutional SMA AUM $2.3
Asset Class % AUM
Equity Exch 80% $1.9
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 13% $0.3
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 7% $0.2
Other 0% $0.0
Total 100% $2.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
J.P. MORGAN INVESTMENT MANAGEMENT INC. $2,549.1 107038
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. $18.8 20989
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. $0.0 broker-dealer 102920
JPMORGAN CHASE BANK, N.A. $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
MANNO, ANTHONY, RUSSO CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR
GREENSPAN, STEVEN, MARK DIRECTOR
HELLER, MICHAEL, JOSEPH DIRECTOR, MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER
SPELMAN, LE-ELLEN DIRECTOR / MANAGING DIRECTOR
VILLANUEVA, JAY, X DIRECTOR/MANAGING DIRECTOR
O'COMHRAI, RONAN, PADRAIG CHIEF LEGAL OFFICER
LIVINGSTON, CRAIG, PATRICK CHIEF COMPLIANCE OFFICER / VICE PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $4.0 $0.0 0% 18 0 0%
2024-04-02 $4.0 $0.0 0% 18 0 0%
2023-04-04 $3.6 $0.4 10% 20 -2 -10%
2022-04-01 $5.7 -$1.7 -30% 20 -2 -10%
2021-04-05 $4.3 -$0.3 -7% 21 -3 -14%
2020-04-01 $4.2 -$0.3 -6% 22 -4 -18%
2019-04-01 $3.7 $0.2 6% 23 -5 -22%
2018-04-02 $4.6 -$0.6 -14% 23 -5 -22%
2017-04-01 $4.8 -$0.8 -17% 23 -5 -22%
2016-04-01 $4.2 -$0.3 -6% 22 -4 -18%
2015-04-01 $4.5 -$0.6 -12% 21 -3 -14%
2014-04-01 $3.9 $0.1 1% 22 -4 -18%
2013-04-01 $4.8 -$0.8 -17% 21 -3 -14%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, AK-03/11/2005, AL-03/04/2005, AR-03/08/2005, AZ-07/31/2000, CA-08/01/2000, CO-07/16/2001, CT-03/04/2005, DC-03/04/2005, DE-03/24/2005, FL-10/02/2000, GA-03/04/2005, HI-03/04/2005, IA-03/04/2005, ID-03/04/2005, IL-09/08/1998, IN-03/14/2002, KS-09/13/2002, KY-03/04/2005, LA-03/04/2005, MA-05/01/2001, MD-08/03/2000, ME-03/04/2005, MI-06/20/2002, MN-03/30/2005, MO-01/04/2001, MS-03/04/2005, MT-03/04/2005, NC-01/30/2001, ND-03/04/2005, NE-03/04/2005, NH-03/04/2005, NJ-05/07/2002, NM-03/04/2005, NV-03/04/2005, NY-01/02/2003, OH-09/22/2000, OK-03/04/2005, OR-08/29/2003, PA-05/18/2001, PR-03/04/2005, RI-03/04/2005, SC-03/04/2005, SD-03/08/2005, TN-10/25/2001, TX-07/24/2001, UT-03/04/2005, VA-03/04/2005, VI-08/31/2011, VT-03/04/2005, WA-08/10/2000, WI-09/24/2004, WV-03/04/2005, WY-03/29/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV