AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $10.8 |
| Non-Discretionary | $8.0 |
| Total | $18.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $4.1 |
| Institutional | $14.1 |
| Total | $18.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 60 | $0.7 |
| Average HNW AUM | $11,301,122 | |
| Retail Total | 60 | $0.7 |
| Average Retail AUM | $11,301,122 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $4.4 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | COLUMBUS-OH-USA | $4.0 |
| J.P. MORGAN (SUISSE) SA | GENEVA--CHE | $2.3 |
| J.P. MORGAN SE | FRANKFURT AM MAIN--DEU | $2.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $14.7 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $14.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 98% | $14.5 |
| Cash | 1% | $0.1 |
| Other | 1% | $0.1 |
| Total | 100% | $14.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | $365.7 | 135960 | |
| J.P. MORGAN SECURITIES LLC | $249.7 | broker-dealer | 79 |
| SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED | $4.0 | 106201 | |
| JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
| JPMORGAN FUNDS (ASIA) LTD | $0.0 | - | |
| J.P. MORGAN ASSET MANAGEMENT (JAPAN) LIMITED | $0.0 | - | |
| J.P. MORGAN (SUISSE) SA | $0.0 | - | |
| JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. | $0.0 | 304190 | |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | $0.0 | broker-dealer | 102920 |
| JPMORGAN ASSET MANAGEMENT (CANADA) INC. | $0.0 | - | |
| J.P. MORGAN SE | $0.0 | - | |
| JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| DIVUOLO, THOMAS, JOSEPH | CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER |
| ZUMMO, PAUL, ANTHONY | CHIEF INVESTMENT OFFICER/DIRECTOR |
| RULE, KIRK, DAVID | CHIEF COMPLIANCE OFFICER |
| BURKE, BRIAN, JOSEPH | DIRECTOR |
| DEBORD, DANIEL | DIRECTOR |
| ROBINSON, BRANDON, MATHIAS | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $18.8 | $0.0 | 0% | 59 | 0 | 0% |
| 2024-04-02 | $18.8 | $0.0 | 0% | 59 | 0 | 0% |
| 2023-04-04 | $18.1 | $0.7 | 4% | 56 | 3 | 5% |
| 2022-04-01 | $17.3 | $1.5 | 9% | 51 | 8 | 16% |
| 2021-04-05 | $13.7 | $5.1 | 37% | 53 | 6 | 11% |
| 2020-04-01 | $12.3 | $6.5 | 53% | 62 | -3 | -5% |
| 2019-04-01 | $11.3 | $7.5 | 66% | 60 | -1 | -2% |
| 2018-04-02 | $11.7 | $7.1 | 60% | 82 | -23 | -28% |
| 2017-04-01 | $13.0 | $5.8 | 45% | 87 | -28 | -32% |
| 2016-04-01 | $13.3 | $5.5 | 41% | 84 | -25 | -30% |
| 2015-04-01 | $12.7 | $6.1 | 48% | 83 | -24 | -29% |
| 2014-04-01 | $11.1 | $7.7 | 70% | 72 | -13 | -18% |
| 2013-04-01 | $9.7 | $9.1 | 94% | 72 | -13 | -18% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV