STONE POINT CREDIT ADVISER LLC
Latest filing: Jul 15, 2024 (107 days ago)
AUM
$6,143,238,733
43% change vs. 1 year ago
158% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
45
18% change vs. 1 year ago
80% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
GREENWICH, CT
20 HORSENECK LANE, GREENWICH, CT, UNITED STATES, 06830-6327
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.0 |
| Non-Discretionary | $0.1 |
| Total | $6.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $5.3 |
| Institutional | $0.9 |
| Total | $6.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BNY MELLON | HOUSTON-TX-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 4% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $0.1 |
| Other | 83% | $0.7 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $48.5 | 156521 | |
| SOUND POINT CAPITAL MANAGEMENT, LP | $38.4 | 157479 | |
| SPC LIQUID CREDIT FUND GP, LLC | $0.0 | - | |
| SPC OPPS FUND II GP, L.P. | $0.0 | - | |
| TRIDENT CAPITAL VII, L.P. | $0.0 | - | |
| SPC CAPITAL MARKETS LLC | $0.0 | broker-dealer | 304381 |
| OVERLAND POINT GP, LLC | $0.0 | - | |
| TRIDENT CAPITAL IV, L.P. | $0.0 | - | |
| TRIDENT CAPITAL V, L.P. | $0.0 | - | |
| STONE POINT GP LTD. | $0.0 | - | |
| TRIDENT CAPITAL VIII, L.P. | $0.0 | - | |
| SPC ALMOND POINT GP, LLC | $0.0 | - | |
| TRIDENT CAPITAL V-PF, L.P. | $0.0 | - | |
| TRIDENT CAPITAL IX, L.P. | $0.0 | - | |
| SPC OPPS FUND GP, L.P. | $0.0 | - | |
| TRIDENT CAPITAL VI, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| CAREY, JAMES, DAWSON | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC |
| DAVIS, CHARLES, ARTHUR | CHIEF EXECUTIVE OFFICER AND MEMBER OF SPC FIELD PARTNERS LLC, MEMBER |
| WERMUTH, DAVID, JAY | MANAGING DIRECTOR AND GENERAL COUNSEL AND MEMBER OF SPC FIELD PARTNERS LLC |
| ZERBIB, NICOLAS, DAVID | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC |
| BASOV, GENE, NMN | CHIEF FINANCIAL OFFICER |
| FRIEDMAN, STEPHEN, NMN | CHAIRMAN AND MEMBER OF SPC FIELD PARTNERS LLC |
| GIAMMARCO, JACQUELINE, MICHELLE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $6.1 | $0.0 | 0% | 45 | 0 | 0% |
| 2024-04-02 | $6.1 | $0.0 | 0% | 44 | 1 | 2% |
| 2023-04-04 | $4.3 | $1.8 | 43% | 38 | 7 | 18% |
| 2022-04-01 | $3.5 | $2.6 | 75% | 26 | 19 | 73% |
| 2021-04-05 | $2.4 | $3.8 | 158% | 25 | 20 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CT-09/23/2020, FL-03/31/2022, NY-09/23/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV