AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $6.0 |
Non-Discretionary | $0.1 |
Total | $6.1 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $5.3 |
Institutional | $0.9 |
Total | $6.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
BNY MELLON | HOUSTON-TX-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.9 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.9 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 2% | $0.0 |
HY Credit | 4% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 11% | $0.1 |
Other | 83% | $0.7 |
Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
STONE POINT CAPITAL LLC | $48.5 | 156521 | |
SOUND POINT CAPITAL MANAGEMENT, LP | $38.4 | 157479 | |
SPC LIQUID CREDIT FUND GP, LLC | $0.0 | - | |
SPC OPPS FUND II GP, L.P. | $0.0 | - | |
TRIDENT CAPITAL VII, L.P. | $0.0 | - | |
SPC CAPITAL MARKETS LLC | $0.0 | broker-dealer | 304381 |
OVERLAND POINT GP, LLC | $0.0 | - | |
TRIDENT CAPITAL IV, L.P. | $0.0 | - | |
TRIDENT CAPITAL V, L.P. | $0.0 | - | |
STONE POINT GP LTD. | $0.0 | - | |
TRIDENT CAPITAL VIII, L.P. | $0.0 | - | |
SPC ALMOND POINT GP, LLC | $0.0 | - | |
TRIDENT CAPITAL V-PF, L.P. | $0.0 | - | |
TRIDENT CAPITAL IX, L.P. | $0.0 | - | |
SPC OPPS FUND GP, L.P. | $0.0 | - | |
TRIDENT CAPITAL VI, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
CAREY, JAMES, DAWSON | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC |
DAVIS, CHARLES, ARTHUR | CHIEF EXECUTIVE OFFICER AND MEMBER OF SPC FIELD PARTNERS LLC, MEMBER |
WERMUTH, DAVID, JAY | MANAGING DIRECTOR AND GENERAL COUNSEL AND MEMBER OF SPC FIELD PARTNERS LLC |
ZERBIB, NICOLAS, DAVID | MANAGING DIRECTOR AND MEMBER OF SPC FIELD PARTNERS LLC |
BASOV, GENE, NMN | CHIEF FINANCIAL OFFICER |
FRIEDMAN, STEPHEN, NMN | CHAIRMAN AND MEMBER OF SPC FIELD PARTNERS LLC |
GIAMMARCO, JACQUELINE, MICHELLE | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $6.1 | $0.0 | 0% | 45 | 0 | 0% |
2024-04-02 | $6.1 | $0.0 | 0% | 44 | 1 | 2% |
2023-04-04 | $4.3 | $1.8 | 43% | 38 | 7 | 18% |
2022-04-01 | $3.5 | $2.6 | 75% | 26 | 19 | 73% |
2021-04-05 | $2.4 | $3.8 | 158% | 25 | 20 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CT, CT-09/23/2020, FL-03/31/2022, NY-09/23/2020 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV