SOUND POINT CAPITAL MANAGEMENT, LP
Latest filing: Aug 29, 2024 (87 days ago)
AUM
$38,383,491,989
78% change vs. 1 year ago
109% change vs. 3 years ago
108% change vs. 5 years ago
820% change vs. 10 years ago
Employee Count
185
31% change vs. 1 year ago
120% change vs. 3 years ago
208% change vs. 5 years ago
671% change vs. 10 years ago
Main Office
NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $38.4 |
| Non-Discretionary | $0.0 |
| Total | $38.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $37.8 |
| Institutional | $0.6 |
| Total | $38.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
| US BANK NATIONAL ASSOCIATION | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 2% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 21% | $0.1 |
| Other | 78% | $0.4 |
| Total | 101% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $48.5 | 156521 | |
| SOUND POINT LUNA LLC | $13.8 | 128132 | |
| SOUND POINT CLO C-MOA, LLC | $4.5 | 293256 | |
| SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC | $2.4 | 311808 | |
| SOUND POINT CRE MANAGEMENT, LP | $0.0 | 286271 | |
| SOUND POINT STRATEGIC CAPITAL GP II, LLC | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT UK, LLP | $0.0 | - | |
| SOUND POINT CO-INVEST GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL | $0.0 | - | |
| SOUND POINT DISCOVERY MANAGER, LLC | $0.0 | - | |
| SOUND POINT GP PARENT, LLC | $0.0 | - | |
| SPCRE INPOINT ADVISORS, LLC | $0.0 | 294013 | |
| SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT CLO WAREHOUSE II GP, LLC | $0.0 | - | |
| SOUND POINT ASSET BACKED GP LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP, LLC | $0.0 | - | |
| SOUND POINT LUNA GP HOLDINGS LLC | $0.0 | - | |
| SOUND POINT GLS GP LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP SARL | $0.0 | - | |
| SOUND POINT SENIOR GP, LLC | $0.0 | - | |
| SOUND POINT CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| SOUND POINT SENIOR GP II, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN FUND GP LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS II GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP II, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III GP, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP, LLC | $0.0 | - | |
| SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED | $0.0 | - | |
| SOUND POINT CLO MANAGEMENT GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP, LLC | $0.0 | - | |
| SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC | $0.0 | - | |
| SOUND POINT U.S. LENDING I GP, LLC | $0.0 | - | |
| SOUND POINT BEACON GP,LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (GP) LTD. | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II GP, LLC | $0.0 | - | |
| SOUND POINT HARBOR FUND GP LLC | $0.0 | - | |
| SOUND POINT CLO GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
31 active
| Name | Title |
|---|---|
| KETCHUM, STEPHEN, JEROME | MANAGING PARTNER, MEMBER |
| GERLITZ, KEVIN, PETER | CHIEF FINANCIAL OFFICER |
| DAVIS, CHARLES, ARTHUR | LIMITED PARTNER |
| FRIEDMAN, STEPHEN, NMN | LIMITED PARTNER |
| CAREY, JAMES, DAWSON | MEMBER, BOARD OF MANAGERS |
| RUBERTI, WENDY, LYNNE | GENERAL COUNSEL |
| SEELAUS, SARAH, ZELLER | CHIEF OPERATING OFFICER |
| WERMUTH, DAVID, JAY | LIMITED PARTNER |
| ZERBIB, NICOLAS, DAVID | LIMITED PARTNER |
| NEWBERRY, THOMAS, LANE | CHIEF CREDIT OFFICER |
| SAYAGO, ANDREA, J.S. | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $38.4 | $0.0 | 0% | 185 | 0 | 0% |
| 2024-04-02 | $38.4 | $0.0 | 0% | 185 | 0 | 0% |
| 2023-04-04 | $21.6 | $16.8 | 78% | 141 | 44 | 31% |
| 2022-04-01 | $25.8 | $12.6 | 49% | 84 | 101 | 120% |
| 2021-04-05 | $18.3 | $20.0 | 109% | 84 | 101 | 120% |
| 2020-04-01 | $17.7 | $20.7 | 117% | 77 | 108 | 140% |
| 2019-04-01 | $18.4 | $19.9 | 108% | 60 | 125 | 208% |
| 2018-04-02 | $15.6 | $22.8 | 146% | 57 | 128 | 225% |
| 2017-04-01 | $11.3 | $27.1 | 241% | 48 | 137 | 285% |
| 2016-04-01 | $7.7 | $30.7 | 397% | 40 | 145 | 362% |
| 2015-04-01 | $5.8 | $32.5 | 558% | 32 | 153 | 478% |
| 2014-04-01 | $4.2 | $34.2 | 820% | 24 | 161 | 671% |
| 2013-04-01 | $1.7 | $36.7 | 2191% | 11 | 174 | 1582% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NE-03/31/2022, NY-07/12/2011 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV