SOUND POINT CAPITAL MANAGEMENT, LP

Latest filing: Aug 29, 2024 (62 days ago)

AUM

$38,383,491,989
78% change vs. 1 year ago
109% change vs. 3 years ago
108% change vs. 5 years ago
820% change vs. 10 years ago

Employee Count

185
31% change vs. 1 year ago
120% change vs. 3 years ago
208% change vs. 5 years ago
671% change vs. 10 years ago

Main Office

NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152

Client AUM

Discretion AUM
Discretionary $38.4
Non-Discretionary $0.0
Total $38.4
Client AUM
Retail $0.0
Pooled $37.8
Institutional $0.6
Total $38.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BANK OF NEW YORK MELLON NEW YORK-NY-USA $0.4
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $0.2
US BANK NATIONAL ASSOCIATION NEW YORK-NY-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.6
Retail SMA AUM $0.0
Institutional SMA AUM $0.6
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 2% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 21% $0.1
Other 78% $0.4
Total 101% $0.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
STONE POINT CAPITAL LLC $48.5 156521
SOUND POINT LUNA LLC $13.8 128132
SOUND POINT CLO C-MOA, LLC $4.5 293256
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC $2.4 311808
SOUND POINT CRE MANAGEMENT, LP $0.0 286271
SOUND POINT STRATEGIC CAPITAL GP II, LLC $0.0 -
SOUND POINT CAPITAL MANAGEMENT UK, LLP $0.0 -
SOUND POINT CO-INVEST GP, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL $0.0 -
SOUND POINT DISCOVERY MANAGER, LLC $0.0 -
SOUND POINT GP PARENT, LLC $0.0 -
SPCRE INPOINT ADVISORS, LLC $0.0 294013
SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC $0.0 -
SOUND POINT CLO WAREHOUSE II GP, LLC $0.0 -
SOUND POINT ASSET BACKED GP LLC $0.0 -
BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC $0.0 -
BLUEMOUNTAIN MONTENVERS GP, LLC $0.0 -
SOUND POINT LUNA GP HOLDINGS LLC $0.0 -
SOUND POINT GLS GP LLC $0.0 -
BLUEMOUNTAIN MONTENVERS GP SARL $0.0 -
SOUND POINT SENIOR GP, LLC $0.0 -
SOUND POINT CREDIT OPPORTUNITIES GP, LLC $0.0 -
SOUND POINT SENIOR GP II, LLC $0.0 -
SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC $0.0 -
SOUND POINT MERIDIAN FUND GP LLC $0.0 -
SP TECHNOLOGY PAYMENTS II GP, LLC $0.0 -
SP COMMERCIAL FUNDING CAYMAN GP II, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL $0.0 -
SP TECHNOLOGY PAYMENTS I GP, LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING III GP, LLC $0.0 -
SOUND POINT STRATEGIC CAPITAL GP, LLC $0.0 -
SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED $0.0 -
SOUND POINT CLO MANAGEMENT GP, LLC $0.0 -
SP COMMERCIAL FUNDING CAYMAN GP, LLC $0.0 -
SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC $0.0 -
SOUND POINT U.S. LENDING I GP, LLC $0.0 -
SOUND POINT BEACON GP,LLC $0.0 -
SOUND POINT U.S. DIRECT LENDING II (GP) LTD. $0.0 -
SOUND POINT U.S. DIRECT LENDING II GP, LLC $0.0 -
SOUND POINT HARBOR FUND GP LLC $0.0 -
SOUND POINT CLO GP, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

31 active

Name Title
KETCHUM, STEPHEN, JEROME MANAGING PARTNER, MEMBER
GERLITZ, KEVIN, PETER CHIEF FINANCIAL OFFICER
DAVIS, CHARLES, ARTHUR LIMITED PARTNER
FRIEDMAN, STEPHEN, NMN LIMITED PARTNER
CAREY, JAMES, DAWSON MEMBER, BOARD OF MANAGERS
RUBERTI, WENDY, LYNNE GENERAL COUNSEL
SEELAUS, SARAH, ZELLER CHIEF OPERATING OFFICER
WERMUTH, DAVID, JAY LIMITED PARTNER
ZERBIB, NICOLAS, DAVID LIMITED PARTNER
NEWBERRY, THOMAS, LANE CHIEF CREDIT OFFICER
SAYAGO, ANDREA, J.S. CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $38.4 $0.0 0% 185 0 0%
2024-04-02 $38.4 $0.0 0% 185 0 0%
2023-04-04 $21.6 $16.8 78% 141 44 31%
2022-04-01 $25.8 $12.6 49% 84 101 120%
2021-04-05 $18.3 $20.0 109% 84 101 120%
2020-04-01 $17.7 $20.7 117% 77 108 140%
2019-04-01 $18.4 $19.9 108% 60 125 208%
2018-04-02 $15.6 $22.8 146% 57 128 225%
2017-04-01 $11.3 $27.1 241% 48 137 285%
2016-04-01 $7.7 $30.7 397% 40 145 362%
2015-04-01 $5.8 $32.5 558% 32 153 478%
2014-04-01 $4.2 $34.2 820% 24 161 671%
2013-04-01 $1.7 $36.7 2191% 11 174 1582%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, NE-03/31/2022, NY-07/12/2011
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV