T. ROWE PRICE ADVISORY SERVICES, INC.
Latest filing: Mar 28, 2024 (216 days ago)
AUM
$2,563,768,510
263% change vs. 1 year ago
252% change vs. 3 years ago
572% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
58
23% change vs. 1 year ago
41% change vs. 3 years ago
32% change vs. 5 years ago
287% change vs. 10 years ago
Main Office
OWINGS MILLS, MD
4515 PAINTERS MILLS ROAD, OWINGS MILLS, MD, UNITED STATES, 21117
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.6 |
| Non-Discretionary | $0.0 |
| Total | $2.6 |
| Client | AUM |
|---|---|
| Retail | $2.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7,397 | $2.6 |
| Average Individual AUM | $346,488 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 7,397 | $2.6 |
| Average Retail AUM | $346,488 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $2.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.6 |
| Retail SMA AUM | $2.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 100% | $2.6 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $2.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | $1,752.3 | 105496 | |
| T. ROWE PRICE INTERNATIONAL LTD | $234.1 | 126032 | |
| T.ROWE PRICE INVESTMENT MANAGEMENT, INC. | $193.1 | 314590 | |
| OAK HILL ADVISORS, L.P. | $71.3 | 125352 | |
| T. ROWE PRICE JAPAN, INC. | $19.8 | 290585 | |
| T.ROWE PRICE HONG KONG LIMITED | $18.3 | 155827 | |
| T. ROWE PRICE SINGAPORE PRIVATE LTD | $15.7 | 155831 | |
| T. ROWE PRICE AUSTRALIA LIMITED | $14.9 | 290594 | |
| T. ROWE PRICE (CANADA) INC. | $5.2 | 107290 | |
| OHA PRIVATE CREDIT ADVISORS LLC | $1.5 | 319664 | |
| OHA PRIVATE CREDIT ADVISORS II, L.P. | $0.5 | 322289 | |
| T. ROWE PRICE (LUXEMBOURG) MANAGEMENT, S.A.R.L. | $0.0 | - | |
| T. ROWE PRICE INVESTMENT SERVICES, INC. | $0.0 | broker-dealer | 8348 |
| T. ROWE PRICE TRUST COMPANY | $0.0 | trust company | - |
| OAK HILL ADVISORS (AUSTRALIA) PTY LTD | $0.0 | - | |
| OHA (UK) LLP | $0.0 | 296099 | |
| OAK HILL ADVISORS (EUROPE) LLP | $0.0 | 296098 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
413 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN WHALEN | OWINGS MILLS | MD | S63|2019-03-27|S66|2022-09-23 | ||||||
| KEVIN CAMPBELL | OWINGS MILLS | MD | S63|2008-09-16|S66|2009-12-18 | ||||||
| ROBERT WELLIVER | OWINGS MILLS | MD | S63|2013-06-26|S66|2019-09-04 | ||||||
| TIERRA MCLAIN | OWINGS MILLS | MD | S66|2017-03-16|S63|2015-11-24 | ||||||
| ALAN SWAN | OWINGS MILLS | MD | S66|2014-01-20 | ||||||
| CHRISTINA MEDINA | OWINGS MILLS | MD | S63|2016-02-09|S66|2021-03-01 | ||||||
| KRISTINA RADKE | OWINGS MILLS | MD | S66|2019-03-19 | ||||||
| KHARY PITTMAN | OWINGS MILLS | MD | S66|2016-02-02 | ||||||
| JOEL ZAPF | OWINGS MILLS | MD | S63|2007-07-30|S65|2013-09-27 | ||||||
| LINLEY PANGAN | OWINGS MILLS | MD | S63|2017-11-15|S66|2021-05-03 | ||||||
| JESSIE TAYLOR | OWINGS MILLS | MD | S63|2008-10-02|S66|2012-02-04 | ||||||
| CHRISTOPHER AGNES | OWINGS MILLS | MD | S63|2019-12-20|S66|2021-04-26 | ||||||
| CESAR SILVA-MEDINA | OWINGS MILLS | MD | S66|2018-04-25 | ||||||
| JOSEPH PALAZZOLO | OWINGS MILLS | MD | S63|2008-09-18|S66|2011-02-07 | ||||||
| DAVID SHAULIS | OWINGS MILLS | MD | S66|2022-02-08 | ||||||
| TIMOTHY LAUGHLIN | OWINGS MILLS | MD | S65|2000-10-05|S63|2020-11-06|S66|2022-08-15 | ||||||
| OMARI RUSSELL | OWINGS MILLS | MD | S66|2022-12-12 | ||||||
| THOMAS KUSHNERICK | OWINGS MILLS | MD | S63|2019-10-21|S66|2022-10-20 | ||||||
| JOHN LADENBURGER | OWINGS MILLS | MD | S63|2018-01-31|S66|2022-01-31 | ||||||
| ZACHARY BACHMAN | OWINGS MILLS | MD | S63|2016-09-15|S66|2019-04-29 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $2.6 | $0.0 | 0% | 58 | 0 | 0% |
| 2024-04-02 | $2.6 | $0.0 | 0% | 58 | 0 | 0% |
| 2023-04-04 | $0.7 | $1.9 | 263% | 47 | 11 | 23% |
| 2022-04-01 | $0.9 | $1.6 | 179% | 48 | 10 | 21% |
| 2021-04-05 | $0.7 | $1.8 | 252% | 41 | 17 | 41% |
| 2020-04-01 | $0.6 | $1.9 | 317% | 29 | 29 | 100% |
| 2019-04-01 | $0.4 | $2.2 | 572% | 44 | 14 | 32% |
| 2018-04-02 | $0.3 | $2.3 | 906% | 27 | 31 | 115% |
| 2017-04-01 | $0.0 | $2.6 | 70665% | 4 | 54 | 1350% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 10 | 48 | 480% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 13 | 45 | 346% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 15 | 43 | 287% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 17 | 41 | 241% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MD, AK-01/02/2001, AL-01/02/2001, AR-01/01/2001, AZ-01/02/2001, CA-11/29/2000, CO-12/11/2000, CT-01/02/2001, DC-01/02/2001, DE-03/31/2003, FL-02/27/2001, GA-11/15/2000, HI-01/02/2001, IA-01/01/2001, ID-01/01/2001, IL-01/02/2001, IN-02/28/2001, KS-01/02/2001, KY-11/28/2000, LA-10/23/2001, MA-01/02/2001, MD-01/01/2001, ME-02/16/2001, MI-11/17/2000, MN-01/02/2001, MO-01/02/2001, MS-11/15/2000, MT-09/18/2000, NC-02/28/2001, ND-11/28/2000, NE-01/02/2001, NH-01/01/2001, NJ-12/14/2000, NM-01/02/2001, NV-01/02/2000, NY-12/07/2000, OH-01/01/2001, OK-01/11/2001, OR-01/01/2001, PA-01/02/2001, PR-04/01/2002, RI-01/01/2001, SC-01/10/2001, SD-12/07/2000, TN-01/01/2001, TX-01/01/2001, UT-01/02/2001, VA-01/01/2001, VI-03/27/2008, VT-01/03/2001, WA-11/20/2000, WI-12/04/2000, WV-01/01/2001, WY-01/30/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV