T. ROWE PRICE ADVISORY SERVICES, INC.

Latest filing: Jan 07, 2025 (87 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$2,563,768,510

0% change vs. 1 year ago

179% change vs. 3 years ago

317% change vs. 5 years ago

0% change vs. 10 years ago

Employee Count

0% change vs. 1 year ago

21% change vs. 3 years ago

100% change vs. 5 years ago

346% change vs. 10 years ago

Main Office

OWINGS MILLS, MD

4515 PAINTERS MILLS ROAD, OWINGS MILLS, MD, UNITED STATES, 21117

Client AUM

Discretion	AUM
Discretionary	$2.6
Non-Discretionary	$0.0
Total	$2.6

Client	AUM
Retail	$2.6
Pooled	$0.0
Institutional	$0.0
Total	$2.6

Retail	Accounts	AUM
Individual	7,397	$2.6
Average Individual AUM		$346,488
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	7,397	$2.6
Average Retail AUM		$346,488

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
PERSHING LLC	JERSEY CITY-NJ-USA	$2.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$2.6
Retail SMA AUM	$2.6
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	0%	$0.0
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	100%	$2.6
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	100%	$2.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
T. ROWE PRICE ASSOCIATES, INC.	$1,752.3		105496
T. ROWE PRICE INTERNATIONAL LTD	$234.1		126032
T.ROWE PRICE INVESTMENT MANAGEMENT, INC.	$193.1		314590
OAK HILL ADVISORS, L.P.	$71.3		125352
T. ROWE PRICE JAPAN, INC.	$19.8		290585
T.ROWE PRICE HONG KONG LIMITED	$18.3		155827
T. ROWE PRICE SINGAPORE PRIVATE LTD	$15.7		155831
T. ROWE PRICE AUSTRALIA LIMITED	$14.9		290594
T. ROWE PRICE (CANADA) INC.	$5.2		107290
OHA PRIVATE CREDIT ADVISORS LLC	$1.5		319664
OHA PRIVATE CREDIT ADVISORS II, L.P.	$0.5		322289
T. ROWE PRICE (LUXEMBOURG) MANAGEMENT, S.A.R.L.	$0.0		-
T. ROWE PRICE INVESTMENT SERVICES, INC.	$0.0	broker-dealer	8348
T. ROWE PRICE TRUST COMPANY	$0.0	trust company	-
OAK HILL ADVISORS (AUSTRALIA) PTY LTD	$0.0		-
OHA (UK) LLP	$0.0		296099
OAK HILL ADVISORS (EUROPE) LLP	$0.0		296098

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name	Title
MUMFORD, STEPHANIE, PETERS IAPD Broker	CHIEF COMPLIANCE OFFICER
KORENMAN, PHILLIP IAPD Broker	PRESIDENT/DIRECTOR
THOMPSON, TOBY, MARCUS IAPD Broker	DIRECTOR
GROSS, CRAIG, MICHAEL IAPD Broker	DIRECTOR
JOHNSON, CHRISTINE, MARIE IAPD Broker	DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

413 active representatives found, showing 20 random

Name	City	State	Exams	Designations
NICOLE DESTEFANO	OWINGS MILLS	MD	S63\|2012-07-05\|S66\|2016-03-07
BRADLEY YATES	OWINGS MILLS	MD	S63\|2006-04-11\|S65\|2004-11-01	CHARTERED FINANCIAL ANALYST
SEAN SIVO	OWINGS MILLS	MD	S66\|2021-06-22
BRENDON BUFF	OWINGS MILLS	MD	S66\|2020-06-03
MARION REASE	OWINGS MILLS	MD	S63\|2016-06-29\|S66\|2020-12-28
MATTHEW BAARTS	OWINGS MILLS	MD	S63\|2014-12-19\|S66\|2016-02-22	CERTIFIED FINANCIAL PLANNER
CONSTANCE WEIL	OWINGS MILLS	MD	S63\|1993-07-20\|S66\|2001-05-03
SHITAL ZALEN	OWINGS MILLS	MD	S66\|2019-02-05
RACHAEL BERG	OWINGS MILLS	MD	S63\|2006-11-20\|S66\|2007-09-21
BRIAN WHALEN	OWINGS MILLS	MD	S63\|2019-03-27\|S66\|2022-09-23
BRANDON AKERS	OWINGS MILLS	MD	S63\|2011-03-24\|S66\|2011-09-21	CERTIFIED FINANCIAL PLANNER
JALISA WRIGHT	OWINGS MILLS	MD	S66\|2020-02-10
MOISES REYES CAMPOS	OWINGS MILLS	MD	S66\|2024-02-16
EARL CHOI	OWINGS MILLS	MD	S63\|2021-06-14\|S66\|2024-02-15
HEATHER HUDDLESTON	OWINGS MILLS	MD	S66\|2016-10-28\|S63\|2016-03-23
JASON ZULKOSKY	OWINGS MILLS	MD	S66\|2003-03-28
ANDREW PRICE	OWINGS MILLS	MD	S66\|2017-09-14
MARTIN ALLENBAUGH	OWINGS MILLS	MD	S63\|1992-04-01\|S66\|2001-04-06
JUSTIN CARPENTER	OWINGS MILLS	MD	S63\|2019-01-28\|S66\|2021-08-09
DENISE MURRAY-JOHANSSON	OWINGS MILLS	MD	S63\|2014-02-13\|S66\|2022-01-03

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$2.6	$0.0	0%	58	0	0%
2024-04-02	$2.6	$0.0	0%	58	0	0%
2023-04-04	$0.7	$1.9	263%	47	11	23%
2022-04-01	$0.9	$1.6	179%	48	10	21%
2021-04-05	$0.7	$1.8	252%	41	17	41%
2020-04-01	$0.6	$1.9	317%	29	29	100%
2019-04-01	$0.4	$2.2	572%	44	14	32%
2018-04-02	$0.3	$2.3	906%	27	31	115%
2017-04-01	$0.0	$2.6	70665%	4	54	1350%
2016-04-01	$0.0	$0.0	0%	10	48	480%
2015-04-01	$0.0	$0.0	0%	13	45	346%
2014-04-01	$0.0	$0.0	0%	15	43	287%
2013-04-01	$0.0	$0.0	0%	17	41	241%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MD, AK-01/02/2001, AL-01/02/2001, AR-01/01/2001, AZ-01/02/2001, CA-11/29/2000, CO-12/11/2000, CT-01/02/2001, DC-01/02/2001, DE-03/31/2003, FL-02/27/2001, GA-11/15/2000, HI-01/02/2001, IA-01/01/2001, ID-01/01/2001, IL-01/02/2001, IN-02/28/2001, KS-01/02/2001, KY-11/28/2000, LA-10/23/2001, MA-01/02/2001, MD-01/01/2001, ME-02/16/2001, MI-11/17/2000, MN-01/02/2001, MO-01/02/2001, MS-11/15/2000, MT-09/18/2000, NC-02/28/2001, ND-11/28/2000, NE-01/02/2001, NH-01/01/2001, NJ-12/14/2000, NM-01/02/2001, NV-01/02/2000, NY-12/07/2000, OH-01/01/2001, OK-01/11/2001, OR-01/01/2001, PA-01/02/2001, PR-04/01/2002, RI-01/01/2001, SC-01/10/2001, SD-12/07/2000, TN-01/01/2001, TX-01/01/2001, UT-01/02/2001, VA-01/01/2001, VI-03/27/2008, VT-01/03/2001, WA-11/20/2000, WI-12/04/2000, WV-01/01/2001, WY-01/30/2018

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV