T. ROWE PRICE ASSOCIATES, INC.

Latest filing: Aug 26, 2024 (65 days ago)

AUM

$1,752,267,028,988
16% change vs. 1 year ago
-4% change vs. 3 years ago
86% change vs. 5 years ago
154% change vs. 10 years ago

Employee Count

3,814
2% change vs. 1 year ago
2% change vs. 3 years ago
1% change vs. 5 years ago
72% change vs. 10 years ago

Main Office

BALTIMORE, MD
100 EAST PRATT STREET, BALTIMORE, MD, UNITED STATES, 21202

Client AUM

Discretion AUM
Discretionary $1,752.0
Non-Discretionary $0.3
Total $1,752.3
Client AUM
Retail $4.0
Pooled $1,608.0
Institutional $140.3
Total $1,752.3
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 546 $4.0
Average HNW AUM $7,248,192
Retail Total 546 $4.0
Average Retail AUM $7,248,192

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK & TRUST COMPANY BOSTON-MA-USA $55.4
NORTHERN TRUST CORPORATION CHICAGO-IL-USA $25.3
THE BANK OF NEW YORK MELLON CORPORATION NEW YORK-NY-USA $16.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $144.2
Retail SMA AUM $4.0
Institutional SMA AUM $140.3
Asset Class % AUM
Equity Exch 67% $96.6
Equity Non-Exch 0% $0.0
Govt Agency 3% $4.3
Municipal 1% $1.4
Sovereign 2% $2.9
IG Credit 7% $10.1
HY Credit 10% $14.4
Derivatives 0% $0.0
Investment Companies 2% $2.9
Other Pools 1% $1.4
Cash 2% $2.9
Other 5% $7.2
Total 100% $144.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
T. ROWE PRICE INTERNATIONAL LTD $234.1 126032
T.ROWE PRICE INVESTMENT MANAGEMENT, INC. $193.1 314590
OAK HILL ADVISORS, L.P. $71.3 125352
T. ROWE PRICE JAPAN, INC. $19.8 290585
T.ROWE PRICE HONG KONG LIMITED $18.3 155827
T. ROWE PRICE SINGAPORE PRIVATE LTD $15.7 155831
T. ROWE PRICE AUSTRALIA LIMITED $14.9 290594
T. ROWE PRICE (CANADA) INC. $5.2 107290
T. ROWE PRICE ADVISORY SERVICES, INC. $2.6 108958
OHA PRIVATE CREDIT ADVISORS LLC $1.5 319664
OHA PRIVATE CREDIT ADVISORS II, L.P. $0.5 322289
OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP $0.0 -
OAK HILL ADVISORS (EUROPE) LLP $0.0 296098
OAK HILL ADVISORS (AUSTRALIA) PTY LTD $0.0 -
T. ROWE PRICE INVESTMENT SERVICES, INC. $0.0 broker-dealer 8348
OHA MANAGEMENT (LUXEMBOURG) S.A.R.L. $0.0 -
OHA CREDIT CADENZA GENPAR, LLP $0.0 -
OHA STRUCTURED PRODUCTS C GENPAR, LLC $0.0 -
OHA CREDIT ORIGINATION GENPAR I, LLC $0.0 -
OHA CLO ENHANCED EQUITY II GENPAR, LLP $0.0 -
OHA AD DISLOCATION CREDIT GENPAR, LLP $0.0 -
OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC $0.0 -
OHA UK CUSTOMIZED RMBS GENPAR, LLC $0.0 -
OHA NEWBURY PARTNERS GENPAR, LLC $0.0 -
OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC $0.0 -
OHA BCSS SSD GENPAR II, LLC $0.0 -
OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC $0.0 -
OHA HT LEV LOAN GENPAR, LLP $0.0 -
OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC $0.0 -
T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.À R.L. $0.0 -
OHA MPS SSD GENPAR II, LLC $0.0 -
OHA AD DISLOCATION CREDIT II GENPAR, L.P. $0.0 -
OHA MPS SSD GENPAR, LLC $0.0 -
OHA GLOBAL DIRECTOR, LLC $0.0 -
OHA BCSS SSD GENPAR, LLC $0.0 -
OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP $0.0 -
OHA CREDIT SOLUTIONS II GENPAR, LLP $0.0 -
OHAT CREDIT GENPAR, LLC $0.0 -
OHA-CDP ESCF GENPAR, LLC $0.0 -
OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC $0.0 -
OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP $0.0 -
OHA STRATEGIC CREDIT II GENPAR, LLC $0.0 -
OHA SA CUSTOMIZED CREDIT GENPAR LLP $0.0 -
OHA MADISON LOAN GENPAR, LLP $0.0 -
OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP $0.0 -
OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC $0.0 -
OHA STRUCTURE PRODUCTS D GENPAR, LLC $0.0 -
OHA CREDIT SOLUTIONS GENPAR, LLC $0.0 -
OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP $0.0 -
OHA CLO STRATEGIES FUND GENPAR, LLC $0.0 -
OHA (UK) LLP $0.0 296099
OHA STRUCTURED PRODUCTS II GENPAR, LLP $0.0 -
OHA DYNAMIC CREDIT ORCA GENPAR, LLP $0.0 -
OHA CA CUSTOMIZED CREDIT GENPAR, LLP $0.0 -
OHA BLACK BEAR GENPAR, LLP $0.0 -
UTI ASSET MANAGEMENT COMPANY LIMITED $0.0 -
T. ROWE PRICE TRUST COMPANY $0.0 trust company -
OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP $0.0 -
OHA STRUCTURED PRODUCTS III GENPAR, LLP $0.0 -
OHA LEGATO LOAN GENPAR, LLP $0.0 -
OHA STRUCTURED PRODUCTS E GENPAR, LLP $0.0 -
OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC $0.0 -
OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC $0.0 -
OHA TACTICAL INVESTMENT GENPAR, LLP $0.0 -
OHA TKY CUSTOMIZED CREDIT GENPAR, LLC $0.0 -
OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP $0.0 -
OHA KC CUSTOMIZED CREDIT GENPAR, LLC $0.0 -
OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC $0.0 -
OHA CLO ENHANCED EQUITY GENPAR, LLC $0.0 -
OHA AD CO-INVESTMENT GENPAR, LLP $0.0 -
OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP $0.0 -
OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP $0.0 -
OHA FINLANDIA CREDIT FUND GENPAR, LLC $0.0 -
OHA CENTRE STREET GENPAR, LLC $0.0 -
OHA FD CUSTOM CREDIT GENPAR, LLC $0.0 -
OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC $0.0 -
OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name Title
OESTREICHER, DAVID, NMN CHIEF LEGAL OFFICER/DIRECTOR
SHARPS, ROBERT, W PRESIDENT/DIRECTOR
VEIEL, ERIC, LANOUE DIRECTOR
DARDIS, JENNIFER, BENSON DIRECTOR
CAPASSO, ARMANDO (DINO) CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

227 active representatives found, showing 20 random

Name City State Exams Designations
ANDREW WICK BALTIMORE MD S66|2008-06-02|S65|2014-12-05
SARA CARRIER BALTIMORE MD S63|2008-01-04|S66|2008-08-15
MICHAEL HABERSACK JR BALTIMORE MD S63|2014-05-30|S66|2021-05-26
JOHN CLAFFEY BALTIMORE MD S63|2012-08-27|S66|2021-04-06
ANDREW WINN BALTIMORE MD S65|2013-06-28|S63|2015-01-19
ANDREW OLADIPO BALTIMORE MD S63|2004-10-28|S65|2004-10-21
LAUREN MOSER BALTIMORE MD S66|2012-02-21
WAYNE HO BALTIMORE MD S66|2020-08-04
CHRISTOPHER NORRIS BALTIMORE MD S66|2012-10-22 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
JOSHUA BEAUDETTE BALTIMORE MD S63|2012-04-27|S66|2020-05-26
ANJANETTE PENA BALTIMORE MD S63|2016-07-26 CHARTERED FINANCIAL ANALYST
PETER CURRIE BALTIMORE MD S63|2000-11-27|S65|2000-10-06|S66|2012-01-11
ELLE MCNIDER BALTIMORE MD S66|2016-02-24
JOSHUA GREEN BALTIMORE MD S63|2009-10-21|S66|2016-03-08
THEODOR HOGDAHL BALTIMORE MD S63|2008-11-10|S66|2020-06-30
MICHAEL KUBIK BALTIMORE MD S63|1998-12-08 CHARTERED FINANCIAL ANALYST
MATTHEW MCCAULEY BALTIMORE MD S63|2011-11-03|S66|2023-07-11
CRAIG ST. THOMAS BALTIMORE MD S63|1998-01-21|S65|1998-01-21|S66|2017-10-09
BRIAN MEDINA BALTIMORE MD S63|1996-12-19|S66|2002-01-28|S65|2021-09-29
KAEMYN MARSHALL BALTIMORE MD S66|2020-03-06

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1,752.3 $0.0 0% 3,814 0 0%
2024-04-02 $1,752.3 $0.0 0% 3,814 0 0%
2023-04-04 $1,506.5 $245.7 16% 3,722 92 2%
2022-04-01 $2,010.4 -$258.2 -13% 3,707 107 3%
2021-04-05 $1,817.2 -$65.0 -4% 3,746 68 2%
2020-04-01 $1,188.5 $563.8 47% 3,586 228 6%
2019-04-01 $940.6 $811.6 86% 3,759 55 1%
2018-04-02 $972.3 $780.0 80% 3,041 773 25%
2017-04-01 $801.8 $950.5 119% 2,956 858 29%
2016-04-01 $756.0 $996.3 132% 2,571 1,243 48%
2015-04-01 $742.7 $1,009.5 136% 2,435 1,379 57%
2014-04-01 $689.3 $1,063.0 154% 2,216 1,598 72%
2013-04-01 $573.4 $1,178.8 206% 2,070 1,744 84%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MD, AK-09/17/1998, AL-11/15/2000, AR-09/17/1998, AZ-09/15/1998, CA-01/01/1970, CO-07/08/2005, CT-09/28/1998, DC-01/27/1994, DE-05/30/2003, FL-06/04/1971, GA-05/11/1989, HI-10/02/1998, IA-01/01/1999, ID-09/15/1998, IL-10/29/1970, IN-02/13/2001, KS-09/15/1998, KY-09/28/1998, LA-03/29/2012, MA-09/15/1998, MD-10/01/1990, ME-09/15/1998, MI-12/02/1997, MN-09/17/1998, MO-09/24/1998, MS-09/15/2000, MT-09/25/1998, NC-01/05/2001, ND-03/29/2018, NE-09/15/1998, NH-06/22/1988, NJ-01/18/1971, NM-09/15/1998, NV-09/14/1998, NY-01/01/1973, OH-06/14/1999, OK-11/24/1998, OR-05/16/1989, PA-02/06/1947, PR-03/29/2018, RI-01/01/1993, SC-09/16/1998, SD-03/29/2018, TN-10/01/1998, TX-11/23/1970, UT-09/17/1998, VA-06/26/1987, VI-03/29/2018, VT-09/23/1998, WA-09/16/1998, WI-09/22/1998, WV-09/15/1998, WY-03/29/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV