T. ROWE PRICE ASSOCIATES, INC.

Latest filing: Oct 24, 2024 (28 days ago)

View on IAPD

Adviser Website

AUM

$1,752,267,028,988

16% change vs. 1 year ago

-4% change vs. 3 years ago

86% change vs. 5 years ago

154% change vs. 10 years ago

Employee Count

3,814

2% change vs. 1 year ago

2% change vs. 3 years ago

1% change vs. 5 years ago

72% change vs. 10 years ago

Main Office

BALTIMORE, MD

100 EAST PRATT STREET, BALTIMORE, MD, UNITED STATES, 21202

Client AUM

Discretion	AUM
Discretionary	$1,752.0
Non-Discretionary	$0.3
Total	$1,752.3

Client	AUM
Retail	$4.0
Pooled	$1,608.0
Institutional	$140.3
Total	$1,752.3

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	546	$4.0
Average HNW AUM		$7,248,192
Retail Total	546	$4.0
Average Retail AUM		$7,248,192

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
STATE STREET BANK & TRUST COMPANY	BOSTON-MA-USA	$55.4
NORTHERN TRUST CORPORATION	CHICAGO-IL-USA	$25.3
THE BANK OF NEW YORK MELLON CORPORATION	NEW YORK-NY-USA	$16.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$144.2
Retail SMA AUM	$4.0
Institutional SMA AUM	$140.3

Asset Class	%	AUM
Equity Exch	67%	$96.6
Equity Non-Exch	0%	$0.0
Govt Agency	3%	$4.3
Municipal	1%	$1.4
Sovereign	2%	$2.9
IG Credit	7%	$10.1
HY Credit	10%	$14.4
Derivatives	0%	$0.0
Investment Companies	2%	$2.9
Other Pools	1%	$1.4
Cash	2%	$2.9
Other	5%	$7.2
Total	100%	$144.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
T. ROWE PRICE INTERNATIONAL LTD	$234.1		126032
T.ROWE PRICE INVESTMENT MANAGEMENT, INC.	$193.1		314590
OAK HILL ADVISORS, L.P.	$71.3		125352
T. ROWE PRICE JAPAN, INC.	$19.8		290585
T.ROWE PRICE HONG KONG LIMITED	$18.3		155827
T. ROWE PRICE SINGAPORE PRIVATE LTD	$15.7		155831
T. ROWE PRICE AUSTRALIA LIMITED	$14.9		290594
T. ROWE PRICE (CANADA) INC.	$5.2		107290
T. ROWE PRICE ADVISORY SERVICES, INC.	$2.6		108958
OHA PRIVATE CREDIT ADVISORS LLC	$1.5		319664
OHA PRIVATE CREDIT ADVISORS II, L.P.	$0.5		322289
OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP	$0.0		-
OAK HILL ADVISORS (EUROPE) LLP	$0.0		296098
OAK HILL ADVISORS (AUSTRALIA) PTY LTD	$0.0		-
T. ROWE PRICE INVESTMENT SERVICES, INC.	$0.0	broker-dealer	8348
OHA MANAGEMENT (LUXEMBOURG) S.A.R.L.	$0.0		-
OHA CREDIT CADENZA GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS C GENPAR, LLC	$0.0		-
OHA CREDIT ORIGINATION GENPAR I, LLC	$0.0		-
OHA CLO ENHANCED EQUITY II GENPAR, LLP	$0.0		-
OHA AD DISLOCATION CREDIT GENPAR, LLP	$0.0		-
OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC	$0.0		-
OHA UK CUSTOMIZED RMBS GENPAR, LLC	$0.0		-
OHA NEWBURY PARTNERS GENPAR, LLC	$0.0		-
OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC	$0.0		-
OHA BCSS SSD GENPAR II, LLC	$0.0		-
OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC	$0.0		-
OHA HT LEV LOAN GENPAR, LLP	$0.0		-
OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.À R.L.	$0.0		-
OHA MPS SSD GENPAR II, LLC	$0.0		-
OHA AD DISLOCATION CREDIT II GENPAR, L.P.	$0.0		-
OHA MPS SSD GENPAR, LLC	$0.0		-
OHA GLOBAL DIRECTOR, LLC	$0.0		-
OHA BCSS SSD GENPAR, LLC	$0.0		-
OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP	$0.0		-
OHA CREDIT SOLUTIONS II GENPAR, LLP	$0.0		-
OHAT CREDIT GENPAR, LLC	$0.0		-
OHA-CDP ESCF GENPAR, LLC	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC	$0.0		-
OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP	$0.0		-
OHA STRATEGIC CREDIT II GENPAR, LLC	$0.0		-
OHA SA CUSTOMIZED CREDIT GENPAR LLP	$0.0		-
OHA MADISON LOAN GENPAR, LLP	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP	$0.0		-
OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC	$0.0		-
OHA STRUCTURE PRODUCTS D GENPAR, LLC	$0.0		-
OHA CREDIT SOLUTIONS GENPAR, LLC	$0.0		-
OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP	$0.0		-
OHA CLO STRATEGIES FUND GENPAR, LLC	$0.0		-
OHA (UK) LLP	$0.0		296099
OHA STRUCTURED PRODUCTS II GENPAR, LLP	$0.0		-
OHA DYNAMIC CREDIT ORCA GENPAR, LLP	$0.0		-
OHA CA CUSTOMIZED CREDIT GENPAR, LLP	$0.0		-
OHA BLACK BEAR GENPAR, LLP	$0.0		-
UTI ASSET MANAGEMENT COMPANY LIMITED	$0.0		-
T. ROWE PRICE TRUST COMPANY	$0.0	trust company	-
OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS III GENPAR, LLP	$0.0		-
OHA LEGATO LOAN GENPAR, LLP	$0.0		-
OHA STRUCTURED PRODUCTS E GENPAR, LLP	$0.0		-
OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC	$0.0		-
OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC	$0.0		-
OHA TACTICAL INVESTMENT GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP	$0.0		-
OHA KC CUSTOMIZED CREDIT GENPAR, LLC	$0.0		-
OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC	$0.0		-
OHA CLO ENHANCED EQUITY GENPAR, LLC	$0.0		-
OHA AD CO-INVESTMENT GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP	$0.0		-
OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP	$0.0		-
OHA FINLANDIA CREDIT FUND GENPAR, LLC	$0.0		-
OHA CENTRE STREET GENPAR, LLC	$0.0		-
OHA FD CUSTOM CREDIT GENPAR, LLC	$0.0		-
OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC	$0.0		-
OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name	Title
OESTREICHER, DAVID, NMN IAPD Broker	CHIEF LEGAL OFFICER/DIRECTOR
SHARPS, ROBERT, W IAPD Broker	PRESIDENT/DIRECTOR
VEIEL, ERIC, LANOUE IAPD Broker	DIRECTOR
DARDIS, JENNIFER, BENSON IAPD Broker	DIRECTOR
CAPASSO, ARMANDO (DINO) IAPD Broker	CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

227 active representatives found, showing 20 random

Name	City	State	Exams	Designations
PAT GILBERT	BALTIMORE	MD	S63\|2000-10-20\|S66\|2020-08-05
PATRICIA LANGLEY	BALTIMORE	MD	S63\|2019-08-20\|S66\|2021-05-25
DAVID CHATTERTON	BALTIMORE	MD	S66\|2008-06-20
ALLISON BLOOM	BALTIMORE	MD	S63\|2023-03-21\|S66\|2023-12-01
SARA CARRIER	BALTIMORE	MD	S63\|2008-01-04\|S66\|2008-08-15
MARK TISHMAN	BALTIMORE	MD	S63\|2007-06-12\|S65\|2008-06-23
RONNIE TERRY	BALTIMORE	MD	S66\|2023-09-06
THOMAS BAUER	BALTIMORE	MD	S63\|2006-10-19\|S66\|2012-02-03
JOEL PARE	BALTIMORE	MD	S63\|2005-09-02\|S65\|2021-08-19
JOHN GOODRICH	BALTIMORE	MD	S66\|2024-01-02
TYLER HAINES	BALTIMORE	MD	S63\|2010-08-19\|S66\|2021-07-06
AMOS WHEATLEY	BALTIMORE	MD	S63\|2014-02-24\|S66\|2022-10-27
PAUL COONEY	BALTIMORE	MD	S63\|2002-12-27\|S65\|2017-06-09
RAMY SAWAGED	BALTIMORE	MD	S63\|2008-05-05\|S65\|2020-01-30
COLIN CUMMINGS	BALTIMORE	MD	S66\|2023-09-22
MARY MACPHERSON	BALTIMORE	MD	S66\|2013-12-16
JASON OCONNOR	BALTIMORE	MD	S63\|2012-10-20\|S66\|2020-09-02
ROBERT KRAUK	BALTIMORE	MD	S66\|2017-08-10
MEGAN MULLAN	BALTIMORE	MD	S66\|2015-04-22
KRISTIN BUIKEMA	BALTIMORE	MD	S66\|2004-08-27\|S65\|2021-03-05	CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2024-11-01	$1,752.3	$0.0	0%	3,814	0	0%
2024-04-02	$1,752.3	$0.0	0%	3,814	0	0%
2023-04-04	$1,506.5	$245.7	16%	3,722	92	2%
2022-04-01	$2,010.4	-$258.2	-13%	3,707	107	3%
2021-04-05	$1,817.2	-$65.0	-4%	3,746	68	2%
2020-04-01	$1,188.5	$563.8	47%	3,586	228	6%
2019-04-01	$940.6	$811.6	86%	3,759	55	1%
2018-04-02	$972.3	$780.0	80%	3,041	773	25%
2017-04-01	$801.8	$950.5	119%	2,956	858	29%
2016-04-01	$756.0	$996.3	132%	2,571	1,243	48%
2015-04-01	$742.7	$1,009.5	136%	2,435	1,379	57%
2014-04-01	$689.3	$1,063.0	154%	2,216	1,598	72%
2013-04-01	$573.4	$1,178.8	206%	2,070	1,744	84%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MD, AK-09/17/1998, AL-11/15/2000, AR-09/17/1998, AZ-09/15/1998, CA-01/01/1970, CO-07/08/2005, CT-09/28/1998, DC-01/27/1994, DE-05/30/2003, FL-06/04/1971, GA-05/11/1989, HI-10/02/1998, IA-01/01/1999, ID-09/15/1998, IL-10/29/1970, IN-02/13/2001, KS-09/15/1998, KY-09/28/1998, LA-03/29/2012, MA-09/15/1998, MD-10/01/1990, ME-09/15/1998, MI-12/02/1997, MN-09/17/1998, MO-09/24/1998, MS-09/15/2000, MT-09/25/1998, NC-01/05/2001, ND-03/29/2018, NE-09/15/1998, NH-06/22/1988, NJ-01/18/1971, NM-09/15/1998, NV-09/14/1998, NY-01/01/1973, OH-06/14/1999, OK-11/24/1998, OR-05/16/1989, PA-02/06/1947, PR-03/29/2018, RI-01/01/1993, SC-09/16/1998, SD-03/29/2018, TN-10/01/1998, TX-11/23/1970, UT-09/17/1998, VA-06/26/1987, VI-03/29/2018, VT-09/23/1998, WA-09/16/1998, WI-09/22/1998, WV-09/15/1998, WY-03/29/2018

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV