VANGUARD ADVISERS, INC.

Latest filing: Sep 04, 2024 (56 days ago)
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AUM

$333,066,527,268
11% change vs. 1 year ago
20% change vs. 3 years ago
107% change vs. 5 years ago
819% change vs. 10 years ago

Employee Count

2,107
-1% change vs. 1 year ago
13% change vs. 3 years ago
114% change vs. 5 years ago
577% change vs. 10 years ago

Main Office

MALVERN, PA
100 VANGUARD BLVD, MALVERN, PA, UNITED STATES, 19355

Client AUM

Discretion AUM
Discretionary $143.8
Non-Discretionary $189.3
Total $333.1
Client AUM
Retail $255.6
Pooled $13.3
Institutional $64.2
Total $333.1
Retail Accounts AUM
Individual 748,343 $148.8
Average Individual AUM $198,897
HNW 54,878 $106.7
Average HNW AUM $1,944,626
Retail Total 803,221 $255.6
Average Retail AUM $318,170

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
VANGUARD MARKETING CORPORATION MALVERN-PA-USA $189.4
VANGUARD FIDUCIARY TRUST COMPANY MALVERN-PA-USA $62.9
THE VANGUARD GROUP INC MALVERN-PA-USA $59.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $319.8
Retail SMA AUM $255.6
Institutional SMA AUM $64.2
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 85% $271.8
Other Pools 15% $48.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $319.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
THE VANGUARD GROUP, INC. $7,909.8 105958
VANGUARD GLOBAL ADVISERS, LLC $432.7 164593
VANGUARD PERSONALIZED INDEXING MANAGEMENT $4.3 285366
VANGUARD MARKETING CORPORATION $0.0 broker-dealer 7452
VANGUARD NATIONAL TRUST COMPANY, N.A. $0.0 trust company -
VGI INSURANCE, INC. $0.0 -
VANGUARD FIDUCIARY TRUST COMPANY $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
BUCKLEY, MORTIMER, JOSEPH PRESIDENT AND CEO
RISI, KARIN, ANN DIRECTOR
ROLLINGS, MICHAEL, THOMAS DIRECTOR
BRANCATO, MATTHEW, CLARK DIRECTOR
BENCHENER, MATTHEW, JOHN DIRECTOR
BISORDI, JOHN DIRECTOR AND GENERAL COUNSEL
PETTY, DAVID CHIEF FINANCIAL OFFICER
STEWART, MARC CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

2,558 active representatives found, showing 20 random

Name City State Exams Designations
MARY RYAN MALVERN PA S63|1991-05-21|S65|2000-09-18 CERTIFIED FINANCIAL PLANNER
MATTHEW CASCIO MALVERN PA S63|2013-11-07 CERTIFIED FINANCIAL PLANNER
JUSTIN WRIGHT MALVERN PA S63|2017-08-23|S66|2019-10-22
BRENDON WILSON MALVERN PA S63|2012-12-18|S66|2019-08-27
MATTHEW DALO MALVERN PA S63|2018-10-30|S66|2022-06-10
TINIKA MILLS MALVERN PA S66|2021-11-12
MICHAEL PARASCHAK MALVERN PA S63|2022-11-14|S65|2022-10-17
EBONY TURNER MALVERN PA S63|2008-09-17 CERTIFIED FINANCIAL PLANNER
AUSTIN SIEMION MALVERN PA S63|2018-04-05|S66|2019-08-27
OSANNA KOESTER MALVERN PA S66|2023-08-17
DEREK ALLEN MALVERN PA S63|2007-11-20 CERTIFIED FINANCIAL PLANNER
PHILLIP STOVER MALVERN PA S63|1998-02-20|S66|2001-02-06
DANIEL CACIOPPO MALVERN PA S63|2015-01-15|S65|2018-05-04
ERWIN GANT MALVERN PA S63|1992-08-07|S65|2000-10-04
IAN FLYNN MALVERN PA S66|2022-08-30
REBECCA MAUTZ MALVERN PA S66|2018-07-31
ROBERT CHERRY MALVERN PA S63|2022-04-05|S66|2023-05-23
ISIAH SANDERS MALVERN PA S66|2018-01-29
CAROLINE MATTHEWS MALVERN PA S63|2016-09-19|S66|2020-07-08
JAMES MCGUIRE MALVERN PA S63|1998-04-22|S66|2006-02-22|S65|2016-05-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $333.1 $0.0 0% 2,107 0 0%
2024-04-02 $333.1 $0.0 0% 2,107 0 0%
2023-04-04 $299.2 $33.9 11% 2,124 -17 -1%
2022-04-01 $338.9 -$5.8 -2% 1,932 175 9%
2021-04-05 $276.5 $56.5 20% 1,866 241 13%
2020-04-01 $221.0 $112.0 51% 1,682 425 25%
2019-04-01 $160.9 $172.1 107% 984 1,123 114%
2018-04-02 $151.1 $182.0 120% 878 1,229 140%
2017-04-01 $107.8 $225.3 209% 659 1,448 220%
2016-04-01 $79.9 $253.2 317% 558 1,549 278%
2015-04-01 $54.5 $278.6 512% 295 1,812 614%
2014-04-01 $36.2 $296.8 819% 311 1,796 577%
2013-04-01 $26.2 $306.8 1169% 290 1,817 627%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AK-04/14/2009, AL-04/14/2009, AR-04/14/2009, AZ-04/14/2009, CA-04/14/2009, CO-04/14/2009, CT-04/14/2009, DC-04/14/2009, DE-03/29/1996, FL-04/14/2009, GA-04/14/2009, HI-04/14/2009, IA-04/15/2009, ID-04/14/2009, IL-04/25/1996, IN-04/14/2009, KS-04/14/2009, KY-04/14/2009, LA-04/14/2009, MA-04/14/2009, MD-04/14/2009, ME-04/14/2009, MI-04/14/2009, MN-04/14/2009, MO-04/14/2009, MS-04/14/2009, MT-04/14/2009, NC-04/14/2009, ND-04/14/2009, NE-04/14/2009, NH-04/14/2009, NJ-04/14/2009, NM-04/14/2009, NV-04/14/2009, NY-04/14/2009, OH-04/14/2009, OK-01/01/1998, OR-04/14/2009, PA-09/13/1996, PR-04/14/2009, RI-04/14/2009, SC-04/14/2009, SD-04/15/2009, TN-04/30/1996, TX-06/07/1996, UT-04/14/2009, VA-04/14/2009, VI-04/14/2009, VT-04/14/2009, WA-04/14/2009, WI-04/14/2009, WV-04/14/2009, WY-03/29/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
MUNICIPAL ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV