VANGUARD PERSONALIZED INDEXING MANAGEMENT

Latest filing: Jul 31, 2024 (91 days ago)

AUM

$4,346,465,506
59% change vs. 1 year ago
488% change vs. 3 years ago
1971% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

27
8% change vs. 1 year ago
200% change vs. 3 years ago
440% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

OAKLAND, CA
1611 TELEGRAPH AVE., SUITE 1100, OAKLAND, CA, UNITED STATES, 94612

Client AUM

Discretion AUM
Discretionary $4.3
Non-Discretionary $0.0
Total $4.3
Client AUM
Retail $0.1
Pooled $0.0
Institutional $4.3
Total $4.3
Retail Accounts AUM
Individual 34 $0.0
Average Individual AUM $293,951
HNW 4 $0.1
Average HNW AUM $12,828,261
Retail Total 38 $0.1
Average Retail AUM $1,613,352

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. WESTLAKE-TX-USA $2.7
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $1.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $4.3
Retail SMA AUM $0.1
Institutional SMA AUM $4.3
Asset Class % AUM
Equity Exch 97% $4.2
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 2% $0.1
Other Pools 0% $0.0
Cash 1% $0.0
Other 0% $0.0
Total 100% $4.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
THE VANGUARD GROUP, INC. $7,909.8 105958
VANGUARD GLOBAL ADVISERS, LLC $432.7 164593
VANGUARD ADVISERS, INC. $333.1 municipal advisor 106715
VGI INSURANCE, INC. $0.0 -
VANGUARD FIDUCIARY TRUST COMPANY $0.0 trust company -
VANGUARD MARKETING CORPORATION $0.0 broker-dealer 7452
VANGUARD NATIONAL TRUST COMPANY, N.A. $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
BISORDI, JOHN MANAGER
BENCHENER, MATTHEW, JOHN CHAIRMAN & MANAGER
ROLLINGS, MICHAEL, THOMAS MANAGER
RISI, KARIN, ANN MANAGER
BRANCATO, MATTHEW, CLARK MANAGER
STEWART, MARC CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

4 active representatives found

Name City State Exams Designations
GANJAM RAO OAKLAND CA CHARTERED FINANCIAL ANALYST
ALAN CUMMINGS OAKLAND CA S65|2017-06-06
JONATHAN HUDACKO OAKLAND CA S65|2016-09-20
SHERWOOD YUEN OAKLAND CA S63|2002-09-24|S65|2018-10-25

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $4.3 $0.0 0% 27 0 0%
2024-04-02 $4.3 $0.0 0% 27 0 0%
2023-04-04 $2.7 $1.6 59% 25 2 8%
2022-04-01 $2.0 $2.4 121% 23 4 17%
2021-04-05 $0.7 $3.6 488% 9 18 200%
2020-04-01 $0.4 $4.0 1049% 5 22 440%
2019-04-01 $0.2 $4.1 1971% 5 22 440%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, CA-01/30/2019, IL-07/31/2024, PA-04/20/2021, TX-01/30/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV