VANGUARD PERSONALIZED INDEXING MANAGEMENT
Latest filing: Jul 31, 2024 (91 days ago)
AUM
$4,346,465,506
59% change vs. 1 year ago
488% change vs. 3 years ago
1971% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
27
8% change vs. 1 year ago
200% change vs. 3 years ago
440% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
OAKLAND, CA
1611 TELEGRAPH AVE., SUITE 1100, OAKLAND, CA, UNITED STATES, 94612
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.3 |
| Non-Discretionary | $0.0 |
| Total | $4.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $4.3 |
| Total | $4.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 34 | $0.0 |
| Average Individual AUM | $293,951 | |
| HNW | 4 | $0.1 |
| Average HNW AUM | $12,828,261 | |
| Retail Total | 38 | $0.1 |
| Average Retail AUM | $1,613,352 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $2.7 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.3 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $4.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $4.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $4.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| THE VANGUARD GROUP, INC. | $7,909.8 | 105958 | |
| VANGUARD GLOBAL ADVISERS, LLC | $432.7 | 164593 | |
| VANGUARD ADVISERS, INC. | $333.1 | municipal advisor | 106715 |
| VGI INSURANCE, INC. | $0.0 | - | |
| VANGUARD FIDUCIARY TRUST COMPANY | $0.0 | trust company | - |
| VANGUARD MARKETING CORPORATION | $0.0 | broker-dealer | 7452 |
| VANGUARD NATIONAL TRUST COMPANY, N.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| BISORDI, JOHN | MANAGER |
| BENCHENER, MATTHEW, JOHN | CHAIRMAN & MANAGER |
| ROLLINGS, MICHAEL, THOMAS | MANAGER |
| RISI, KARIN, ANN | MANAGER |
| BRANCATO, MATTHEW, CLARK | MANAGER |
| STEWART, MARC | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GANJAM RAO | OAKLAND | CA | CHARTERED FINANCIAL ANALYST | ||||||
| ALAN CUMMINGS | OAKLAND | CA | S65|2017-06-06 | ||||||
| JONATHAN HUDACKO | OAKLAND | CA | S65|2016-09-20 | ||||||
| SHERWOOD YUEN | OAKLAND | CA | S63|2002-09-24|S65|2018-10-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $4.3 | $0.0 | 0% | 27 | 0 | 0% |
| 2024-04-02 | $4.3 | $0.0 | 0% | 27 | 0 | 0% |
| 2023-04-04 | $2.7 | $1.6 | 59% | 25 | 2 | 8% |
| 2022-04-01 | $2.0 | $2.4 | 121% | 23 | 4 | 17% |
| 2021-04-05 | $0.7 | $3.6 | 488% | 9 | 18 | 200% |
| 2020-04-01 | $0.4 | $4.0 | 1049% | 5 | 22 | 440% |
| 2019-04-01 | $0.2 | $4.1 | 1971% | 5 | 22 | 440% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/30/2019, IL-07/31/2024, PA-04/20/2021, TX-01/30/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV