AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.3 |
Non-Discretionary | $2.1 |
Total | $3.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $3.0 |
Institutional | $0.4 |
Total | $3.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
MASTER TRUST BANK OF JAPAN | TOKYO--JPN | $2.7 |
CUSTODY BANK OF JAPAN, LTD | TOKYO--JPN | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.4 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.4 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 23% | $0.1 |
Municipal | 35% | $0.1 |
Sovereign | 8% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 1% | $0.0 |
Other Pools | 10% | $0.0 |
Cash | 22% | $0.1 |
Other | 1% | $0.0 |
Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
WESTERN ASSET MANAGEMENT COMPANY, LLC | $313.8 | 110441 | |
FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO | $0.0 | - | |
FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.4 | $0.0 | 0% | 24 | 0 | 0% |
2024-04-02 | $3.4 | $0.0 | 0% | 24 | 0 | 0% |
2023-04-04 | $3.9 | -$0.5 | -13% | 25 | -1 | -4% |
2022-04-01 | $5.6 | -$2.2 | -39% | 25 | -1 | -4% |
2021-04-05 | $5.8 | -$2.3 | -40% | 23 | 1 | 4% |
2020-04-01 | $6.0 | -$2.6 | -43% | 24 | 0 | 0% |
2019-04-01 | $8.7 | -$5.3 | -61% | 24 | 0 | 0% |
2018-04-02 | $7.0 | -$3.5 | -51% | 25 | -1 | -4% |
2017-04-01 | $8.8 | -$5.4 | -61% | 23 | 1 | 4% |
2016-04-01 | $11.0 | -$7.6 | -69% | 23 | 1 | 4% |
2015-04-01 | $14.4 | -$10.9 | -76% | 30 | -6 | -20% |
2014-04-01 | $19.4 | -$15.9 | -82% | 30 | -6 | -20% |
2013-04-01 | $24.0 | -$20.6 | -86% | 32 | -8 | -25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV