WESTERN ASSET MANAGEMENT COMPANY
Latest filing: Dec 20, 2023 (337 days ago)
AUM
$313,817,320,287
-2% change vs. 1 year ago
-21% change vs. 3 years ago
-10% change vs. 5 years ago
-14% change vs. 10 years ago
Employee Count
563
0% change vs. 1 year ago
-12% change vs. 3 years ago
-12% change vs. 5 years ago
-14% change vs. 10 years ago
Main Office
PASADENA, CA
385 E. COLORADO BLVD., PASADENA, CA, UNITED STATES, 91101
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $308.5 |
| Non-Discretionary | $5.3 |
| Total | $313.8 |
| Client | AUM |
|---|---|
| Retail | $11.0 |
| Pooled | $141.9 |
| Institutional | $160.9 |
| Total | $313.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 32,294 | $7.7 |
| Average Individual AUM | $238,267 | |
| HNW | 934 | $3.3 |
| Average HNW AUM | $3,529,975 | |
| Retail Total | 33,228 | $11.0 |
| Average Retail AUM | $330,793 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK | NEW YORK-NY-USA | $135.0 |
| STATE STREET BANK & TRUST CO. | BOSTON-MA-USA | $59.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $171.9 |
| Retail SMA AUM | $11.0 |
| Institutional SMA AUM | $160.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 10% | $17.2 |
| Municipal | 5% | $8.6 |
| Sovereign | 3% | $5.2 |
| IG Credit | 33% | $56.7 |
| HY Credit | 6% | $10.3 |
| Derivatives | 1% | $1.7 |
| Investment Companies | 1% | $1.7 |
| Other Pools | 3% | $5.2 |
| Cash | 18% | $30.9 |
| Other | 22% | $37.8 |
| Total | 102% | $175.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
| WESTERN ASSET MANAGEMENT COMPANY LTD | $3.4 | 143388 | |
| FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO | $0.0 | - | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $313.8 | $0.0 | 0% | 563 | 0 | 0% |
| 2024-04-02 | $313.8 | $0.0 | 0% | 563 | 0 | 0% |
| 2023-04-04 | $320.0 | -$6.2 | -2% | 563 | 0 | 0% |
| 2022-04-01 | $419.5 | -$105.7 | -25% | 567 | -4 | -1% |
| 2021-04-05 | $397.8 | -$83.9 | -21% | 638 | -75 | -12% |
| 2020-04-01 | $358.6 | -$44.8 | -12% | 637 | -74 | -12% |
| 2019-04-01 | $348.0 | -$34.2 | -10% | 637 | -74 | -12% |
| 2018-04-02 | $225.2 | $88.6 | 39% | 637 | -74 | -12% |
| 2017-04-01 | $359.1 | -$45.2 | -13% | 637 | -74 | -12% |
| 2016-04-01 | $371.1 | -$57.3 | -15% | 638 | -75 | -12% |
| 2015-04-01 | $379.4 | -$65.5 | -17% | 547 | 16 | 3% |
| 2014-04-01 | $364.0 | -$50.2 | -14% | 654 | -91 | -14% |
| 2013-04-01 | $343.0 | -$29.2 | -9% | 686 | -123 | -18% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-06/29/2007, AL-06/29/2007, AR-06/29/2007, AZ-06/29/2007, CA-03/26/1990, CO-06/29/2007, CT-01/04/1999, DC-06/29/2007, DE-06/30/2003, FL-07/02/2007, GA-06/30/2006, HI-06/29/2007, IA-07/02/2007, ID-06/30/2006, IL-07/05/2006, IN-06/29/2007, KS-06/29/2007, KY-06/29/2007, LA-06/29/2007, MA-06/30/2006, MD-06/29/2007, ME-06/29/2007, MI-06/29/2007, MN-12/11/2000, MO-06/29/2007, MS-06/29/2007, MT-06/29/2007, NC-06/29/2007, ND-06/29/2007, NE-06/29/2007, NH-06/29/2007, NJ-07/18/2007, NM-06/29/2007, NV-06/29/2007, NY-06/30/2006, OH-06/29/2007, OK-06/29/2007, OR-06/29/2007, PA-06/29/2007, PR-06/29/2007, RI-06/29/2007, SC-06/29/2007, SD-07/02/2007, TN-07/02/2007, TX-06/30/2006, UT-06/29/2007, VA-06/29/2007, VI-06/29/2007, VT-06/29/2007, WA-06/30/2006, WI-06/29/2007, WV-06/29/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV