AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $12.0 |
Non-Discretionary | $0.0 |
Total | $12.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $11.1 |
Institutional | $0.8 |
Total | $12.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.8 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.8 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 100% | $0.8 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NORTHERN TRUST INVESTMENTS, INCORPORATED | $1,016.6 | trust company | 105780 |
NORTHERN TRUST GLOBAL INVESTMENTS LTD | $160.1 | 111900 | |
NORTHERN TRUST SECURITIES, INC. | $1.0 | broker-dealer | 7927 |
THE NORTHERN TRUST COMPANY | $0.0 | trust company | - |
NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED | $0.0 | - | |
50 SOUTH CAPITAL (CAYMAN) GP, L.P. | $0.0 | - | |
NT GLOBAL ADVISORS, INC | $0.0 | - | |
NORTHERN TRUST GLOBAL INVESTMENTS JAPAN, K.K. | $0.0 | - | |
DISTRESSED CREDIT OPPORTUNITIES FUND GP, L.P. | $0.0 | - | |
PESOF V GP, L.P. | $0.0 | - | |
PRIVATE EQUITY CORE FUND XI GP, L.P. | $0.0 | - | |
GLOBAL VENTURE CAPITAL OPPORTUNITIES II GP, L.P. | $0.0 | - | |
DIRECT CO-INVESTMENT FUND GP, L.P. | $0.0 | - | |
PRIVATE EQUITY CORE FUND X GP, L.P. | $0.0 | - | |
NORTHERN TRUST ASSET MANAGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
1818 CO-INVESTMENT FUND GP, L.P. | $0.0 | - | |
DIVERSIFIED G.P. | $0.0 | - | |
1889 GROWTH FUND GP, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
MORGAN, ROBERT, PAUL | CHIEF EXECUTIVE OFFICER/ELECTED MANAGER |
BUTH, JEFFREY, RAY | CHIEF FINANCIAL OFFICER/ELECTED MANAGER |
MCINERNEY, JOSEPH, WALLACE | ELECTED MANAGER |
MANIOUDAKIS, ANGELO, GEORGE | ELECTED MANAGER |
REDEKER, JUSTIN, RYAN | GENERAL COUNSEL |
KUMAR, ARCHANA | ELECTED MANAGER |
MUINOS, ANTONIO | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-11-01 | $12.0 | $0.0 | 0% | 54 | 0 | 0% |
2024-04-02 | $12.0 | $0.0 | 0% | 54 | 0 | 0% |
2023-04-04 | $12.1 | -$0.1 | -1% | 50 | 4 | 8% |
2022-04-01 | $9.9 | $2.1 | 21% | 43 | 11 | 26% |
2021-04-05 | $8.0 | $4.0 | 49% | 41 | 13 | 32% |
2020-04-01 | $6.4 | $5.5 | 86% | 38 | 16 | 42% |
2019-04-01 | $8.6 | $3.4 | 39% | 33 | 21 | 64% |
2018-04-02 | $7.4 | $4.6 | 62% | 31 | 23 | 74% |
2017-04-01 | $7.0 | $5.0 | 71% | 30 | 24 | 80% |
2016-04-01 | $5.4 | $6.6 | 121% | 25 | 29 | 116% |
2015-04-01 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
IL, CA-03/31/2022, CT-03/30/2020, IL-04/08/2015, IN-03/30/2020, ND-03/31/2022 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV