AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $160.1 |
Non-Discretionary | $0.0 |
Total | $160.1 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $83.4 |
Institutional | $76.7 |
Total | $160.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $24.0 |
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $21.2 |
JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $14.8 |
STATE STREET CORPORATION | BOSTON-MA-USA | $9.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $76.7 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $76.7 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 88% | $67.5 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 1% | $0.8 |
Municipal | 0% | $0.0 |
Sovereign | 1% | $0.8 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 1% | $0.8 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 8% | $6.1 |
Other | 0% | $0.0 |
Total | 99% | $75.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NORTHERN TRUST INVESTMENTS, INCORPORATED | $1,016.6 | 105780 | |
50 SOUTH CAPITAL ADVISORS, LLC | $12.0 | 174762 | |
NORTHERN TRUST SECURITIES, INC. | $1.0 | broker-dealer | 7927 |
NORTHERN TRUST GLOBAL INVESTMENTS JAPAN K.K. | $0.0 | - | |
NORTHERN TRUST GLOBAL ADVISORS, INC | $0.0 | - | |
NORTHERN TRUST SECURITIES LLP | $0.0 | broker-dealer | - |
THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED | $0.0 | - | |
NORTHERN TRUST ASSET MANGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
THE NORTHERN TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
SHAH, BIMAL | DIRECTOR |
MCILRATH, FRANCES, EMELIA MARY | CHIEF COMPLIANCE OFFICER |
RIPPEY, JAMES, DAVID | DIRECTOR |
BARTHOLOMEW, RICHARD, EDWARD | DIRECTOR |
HALLSWORTH, ADAM, CHARLES SEARLE | CHIEF FINANCIAL OFFICER |
MCCAREINS, JOHN, MARTIN | CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $160.1 | $0.0 | 0% | 94 | 0 | 0% |
2024-04-02 | $160.1 | $0.0 | 0% | 94 | 0 | 0% |
2023-04-04 | $142.9 | $17.1 | 12% | 96 | -2 | -2% |
2022-04-01 | $172.9 | -$12.9 | -7% | 97 | -3 | -3% |
2021-04-05 | $162.2 | -$2.2 | -1% | 78 | 16 | 21% |
2020-04-01 | $146.3 | $13.8 | 9% | 73 | 21 | 29% |
2019-04-01 | $135.8 | $24.3 | 18% | 70 | 24 | 34% |
2018-04-02 | $161.8 | -$1.8 | -1% | 80 | 14 | 18% |
2017-04-01 | $126.8 | $33.3 | 26% | 79 | 15 | 19% |
2016-04-01 | $133.5 | $26.5 | 20% | 67 | 27 | 40% |
2015-04-01 | $170.5 | -$10.5 | -6% | 68 | 26 | 38% |
2014-04-01 | $156.5 | $3.6 | 2% | 65 | 29 | 45% |
2013-04-01 | $119.3 | $40.8 | 34% | 66 | 28 | 42% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV