AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.0 |
Non-Discretionary | $0.0 |
Total | $1.0 |
Client | AUM |
---|---|
Retail | $1.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $1.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 618 | $0.1 |
Average Individual AUM | $220,526 | |
HNW | 1,458 | $0.9 |
Average HNW AUM | $590,839 | |
Retail Total | 2,076 | $1.0 |
Average Retail AUM | $480,602 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.0 |
Retail SMA AUM | $1.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 100% | $1.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NORTHERN TRUST INVESTMENTS, INCORPORATED | $1,016.6 | trust company | 105780 |
NORTHERN TRUST GLOBAL INVESTMENTS LTD | $160.1 | 111900 | |
50 SOUTH CAPITAL ADVISORS, LLC | $12.0 | 174762 | |
NORTHERN TRUST GLOBAL INVESTMENTS JAPAN, K.K. | $0.0 | - | |
THE NORTHERN TRUST COMPANY | $0.0 | trust company | - |
NORTHERN TRUST SECURITIES, LLP | $0.0 | broker-dealer | - |
THE NORTHERN TRUST COMPANY OF HONG KONG LIMITED | $0.0 | - | |
NORTHERN TRUST FUND MANAGERS (IRELAND) LIMITED | $0.0 | - | |
NORTHERN TRUST SECURITIES AUSTRALIA PTY LTD | $0.0 | broker-dealer | - |
NT GLOBAL ADVISORS, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
GRIEWAHN, DEBRA ANN | CHIEF COMPLIANCE OFFICER |
LOGAN, LYLE | DIRECTOR |
ELLIS, KATHERINE THERESE | DIRECTOR |
THORNTON, MITCHELL BLAIR | DIRECTOR |
BLOWERS, DAVID CHARLES | DIRECTOR |
TARDY, ROBIN LISA | DIRECTOR |
CHERRY, JON VINCENT | PRESIDENT |
BURNS, RYAN DOUGLAS | DIRECTOR |
CARBERRY, CRAIG RICHARD | SECRETARY |
MISSIL, KRISTIN ANNE | CHIEF FINANCIAL OFFICER |
PICKETT, MELANIE ZAIRIS | DIRECTOR |
GOFORTH, STEPHANIE ECKERT | DIRECTOR |
ADVDB.CO • SOURCE: SEC
86 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
TRISHA VERGEIRE | CHICAGO | IL | S63|2021-09-28|S66|2023-03-31 | ||||||
DEBRA GRIEWAHN | CHICAGO | IL | S63|1992-06-27|S66|2015-03-30 | ||||||
ASHLEY SETTER | CHICAGO | IL | S66|2022-10-01 | ||||||
ADAM SALTZMAN | CHICAGO | IL | S63|2000-09-22 | CERTIFIED FINANCIAL PLANNER | |||||
MATTHEW CORBITT | CHICAGO | IL | S66|2015-02-05 | ||||||
BARBARA LUIS | CHICAGO | IL | S63|1994-06-30|S66|2015-03-12 | ||||||
KENNETH GUTTENTAG | CHICAGO | IL | S63|1996-10-25|S66|2015-01-28 | ||||||
KIMBERLY UNDERWOOD | CHICAGO | IL | S66|2015-01-28|S63|2001-05-22 | ||||||
KYLE WALTERS | CHICAGO | IL | S66|2015-12-01 | ||||||
GEORGE HURLEY | CHICAGO | IL | S66|2017-10-27 | CERTIFIED FINANCIAL PLANNER | |||||
JOSEPH ANGILERI | CHICAGO | IL | S66|2015-01-21 | CERTIFIED FINANCIAL PLANNER | |||||
CHRIS GALLIANO | CHICAGO | IL | S63|2000-10-27|S65|2002-05-06|S66|2015-01-28 | ||||||
ANDERSON ARIZA | CHICAGO | IL | S63|2003-01-20|S66|2015-04-07 | ||||||
GEORGE ALKHOURY | CHICAGO | IL | S63|2009-05-15|S66|2011-10-10 | ||||||
GEORGE DERNULC | CHICAGO | IL | S63|2003-04-28|S66|2015-05-18 | ||||||
TRAVIS BENNETT | CHICAGO | IL | S66|2024-03-08 | ||||||
DAVID LEONARD | CHICAGO | IL | S63|1997-04-02|S65|1997-04-03|S66|2015-02-06 | ||||||
ANDREA ATENCIO | CHICAGO | IL | S66|2016-04-25 | ||||||
VINCENT TUNSTALL | CHICAGO | IL | S63|1999-08-27|S65|2002-05-24|S66|2015-04-07 | ||||||
ALEXANDRA FURLONG | CHICAGO | IL | S66|2014-09-11 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $1.0 | $0.0 | 0% | 75 | 0 | 0% |
2024-04-02 | $1.0 | $0.0 | 0% | 75 | 0 | 0% |
2023-04-04 | $0.8 | $0.2 | 24% | 72 | 3 | 4% |
2022-04-01 | $0.9 | $0.2 | 19% | 72 | 3 | 4% |
2021-04-05 | $0.6 | $0.4 | 66% | 68 | 7 | 10% |
2020-04-01 | $0.5 | $0.5 | 100% | 75 | 0 | 0% |
2019-04-01 | $0.4 | $0.6 | 169% | 88 | -13 | -15% |
2018-04-02 | $0.3 | $0.7 | 258% | 78 | -3 | -4% |
2017-04-01 | $0.1 | $0.9 | 772% | 77 | -2 | -3% |
2016-04-01 | $0.0 | $1.0 | 2645% | 78 | -3 | -4% |
2015-04-01 | $0.0 | $0.0 | 0% | 78 | -3 | -4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
IL, AZ-01/02/2015, CA-01/02/2015, CO-07/14/2017, CT-06/04/2019, DC-10/15/2020, FL-01/02/2015, GA-09/07/2017, HI-10/31/2022, IA-06/30/2023, IL-01/14/2015, IN-07/14/2017, LA-02/08/2021, MA-07/14/2017, MD-08/02/2017, ME-06/30/2023, MI-07/14/2017, MN-10/05/2021, MO-06/02/2022, NC-07/14/2017, NH-10/11/2023, NJ-03/23/2018, NV-09/07/2017, NY-07/14/2017, OH-06/04/2019, OK-03/21/2024, OR-07/05/2019, PA-01/05/2018, SC-03/12/2021, TN-07/14/2017, TX-01/02/2015, UT-12/16/2022, VA-07/14/2017, VT-06/01/2021, WA-07/14/2017, WI-07/14/2017 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV