AMERICAN PORTFOLIOS ADVISORS, INC

Latest filing: Aug 01, 2024 (253 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$13,083,636,201

56% change vs. 1 year ago

25% change vs. 3 years ago

102% change vs. 5 years ago

435% change vs. 10 years ago

Employee Count

700

15% change vs. 1 year ago

1173% change vs. 3 years ago

1173% change vs. 5 years ago

83% change vs. 10 years ago

Main Office

HOLBROOK, NY

4250 VETERAN'S MEMORIAL HIGHWAY, HOLBROOK, NY, UNITED STATES, 11741

Client AUM

Discretion	AUM
Discretionary	$9.5
Non-Discretionary	$3.6
Total	$13.1

Client	AUM
Retail	$12.2
Pooled	$0.0
Institutional	$0.9
Total	$13.1

Retail	Accounts	AUM
Individual	25,477	$5.1
Average Individual AUM		$198,410
HNW	9,053	$7.1
Average HNW AUM		$785,999
Retail Total	34,530	$12.2
Average Retail AUM		$352,462

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
PERSHING LLC	JERSEY CITY-NJ-USA	$9.9
ENI CORPORATION	WESTLAKE-TX-USA	$2.8

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$13.1
Retail SMA AUM	$12.2
Institutional SMA AUM	$0.9

Asset Class	%	AUM
Equity Exch	23%	$3.0
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$0.3
Municipal	2%	$0.3
Sovereign	0%	$0.0
IG Credit	2%	$0.3
HY Credit	2%	$0.3
Derivatives	0%	$0.0
Investment Companies	63%	$8.2
Other Pools	0%	$0.0
Cash	6%	$0.8
Other	0%	$0.0
Total	100%	$13.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
SECURITIES AMERICA ADVISORS, INC.	$40.4		110518
ARBOR POINT ADVISORS, LLC	$6.9		165127
TRIAD HYBRID SOLUTIONS, LLC	$4.9		171070
LADENBURG THALMANN ASSET MANAGEMENT INC	$4.3		108604
OSAIC INSTITUTIONS, INC.	$3.6	broker-dealer	35371
TRIAD ADVISORS, LLC	$1.1	broker-dealer	25803
BLACK DIAMOND FINANCIAL, LLC	$0.2		314622
HIGHLAND CAPITAL BROKERAGE	$0.0		-
LADENBURG THALMANN & CO. INC.	$0.0	broker-dealer	505
WOODBURY FINANCIAL SERVICES, INC.	$0.0	broker-dealer	421
FSC SECURITIES CORPORATION	$0.0	broker-dealer	7461
VISION2020 WEALTH MANAGEMENT CORP.	$0.0		154149
SECURITIES AMERICA, INC.	$0.0	broker-dealer	10205
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	$0.0	broker-dealer	18487
PREMIER TRUST, INC.	$0.0	trust company	-
OSAIC SERVICES, INC.	$0.0	broker-dealer	133763

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

17 active

Name	Title
DOLBER, LON, TERRY IAPD Broker	CHIEF EXECUTIVE OFFICER
GORDON, GARY, BRUCE IAPD Broker	PRESIDENT
DOLBERGRAPPONE, MELISSA, ANN IAPD Broker	VICE PRESIDENT OF MARKETING & CORPORATE COMMUNICATIONS
JOYNER, DAMON, BRADLEY IAPD Broker	CHIEF FINANCIAL OFFICER
PRICE, JAMES, DALE IAPD Broker	CHAIRMAN
SCHLUETER, MATTHEW, ADAM IAPD Broker	EXECUTIVE VICE PRESIDENT
MCKENNA, NINA IAPD Broker	ASSISTANT SECRETARY
SEIFFERT, SCOTT, ROBERT IAPD Broker	CHIEF ACCOUNTING OFFICER
HENIG, ABBY IAPD Broker	ASSISTANT SECRETARY
SCHMIDT, DAVID, ANDREW IAPD Broker	TREASURER
MYERS, MICHAELA, DALE IAPD Broker	CCO

ADVDB.CO • SOURCE: SEC

Representatives

517 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOHN MCDONOUGH	HOLBROOK	NY	S63\|2005-06-30\|S65\|2005-10-19
MICHAEL CHARLETON	HOLBROOK	NY	S63\|1985-08-27\|S65\|1999-12-28	CERTIFIED FINANCIAL PLANNER
JAMES GOEDTKE	HOLBROOK	NY	S63\|1989-09-28\|S66\|2010-06-04
JOSHUA DEJOHN	HOLBROOK	NY	S63\|2003-02-11\|S66\|2020-05-26
THOMAS MCLEAN	HOLBROOK	NY	S63\|1994-02-11\|S65\|2004-09-23
JEFFREY SULTAN	HOLBROOK	NY	S63\|1984-04-23\|S65\|2008-06-03
ADRIAN YOUNG	HOLBROOK	NY	S66\|2002-09-26
RICHARD RUSSO	HOLBROOK	NY	S63\|1999-05-21\|S65\|1999-08-19	CERTIFIED FINANCIAL PLANNER
MICHAEL STEWART	HOLBROOK	NY	S63\|1992-06-02\|S65\|1996-09-06
STEPHANIE HOHENSHELL	HOLBROOK	NY	S66\|2023-09-11
VINCENT ESPARZA	HOLBROOK	NY	S63\|1985-07-26\|S65\|1999-05-14	CERTIFIED FINANCIAL PLANNER
CONNER HARTMAN	HOLBROOK	NY	S63\|2017-08-01\|S65\|2020-11-24
NAGENDRA SINGH	HOLBROOK	NY	S63\|2006-08-14	CERTIFIED FINANCIAL PLANNER
G DIDDEL	HOLBROOK	NY	S63\|1988-08-17\|S65\|1997-05-23
HOWARD DOUGLAS	HOLBROOK	NY	S63\|1998-06-08\|S66\|2001-12-15	CHARTERED FINANCIAL CONSULTANT
ANUBHAV MULLICK	HOLBROOK	NY	S66\|2013-11-07
MARK HAWALD	HOLBROOK	NY	S66\|2007-10-24
ROBERT ENGELHARDT	HOLBROOK	NY	S63\|1997-10-23\|S65\|1999-06-22
THOMAS HUDEPOHL	HOLBROOK	NY	S63\|2003-11-04\|S66\|2004-03-15	CERTIFIED FINANCIAL PLANNER
GEORGE BELLISH	HOLBROOK	NY	S63\|1999-04-08\|S66\|2008-12-12

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NY, AK-09/13/2010, AL-10/10/2003, AR-10/13/2006, AZ-04/18/2002, CA-09/16/2003, CO-07/31/2002, CT-04/18/2002, DC-12/12/2003, DE-12/08/2004, FL-04/18/2002, GA-10/10/2003, HI-03/16/2007, IA-11/03/2005, ID-03/27/2006, IL-04/18/2002, IN-10/21/2003, KS-01/24/2006, KY-07/11/2003, LA-02/08/2006, MA-07/31/2002, MD-08/23/2002, ME-08/30/2002, MI-08/15/2003, MN-03/05/2007, MO-01/24/2006, MS-07/24/2006, MT-12/12/2003, NC-11/03/2003, ND-11/09/2009, NE-09/04/2009, NH-03/03/2003, NJ-09/10/2001, NM-11/03/2009, NV-10/28/2005, NY-04/18/2002, OH-09/29/2003, OK-04/01/2011, OR-09/03/2003, PA-07/31/2002, PR-07/28/2014, RI-11/23/2009, SC-07/13/2006, SD-11/08/2010, TN-10/12/2003, TX-02/12/2002, UT-09/13/2010, VA-07/22/2003, VT-08/14/2003, WA-12/12/2003, WI-03/10/2005, WV-04/22/2002, WY-08/21/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
NEWSLETTERS
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV