AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OSAIC WEALTH, INC. | $94.6 | broker-dealer | 23131 |
| SECURITIES AMERICA ADVISORS, INC. | $40.4 | 110518 | |
| AMERICAN PORTFOLIOS ADVISORS. INC | $13.1 | 112697 | |
| ARBOR POINT ADVISORS, LLC | $6.9 | 165127 | |
| TRIAD HYBRID SOLUTIONS, LLC | $4.9 | 171070 | |
| LADENBURG THALMANN ASSET MANAGEMENT INC | $4.3 | 108604 | |
| OSAIC INSTITUTIONS, INC. | $3.6 | broker-dealer | 35371 |
| TRIAD ADVISORS, LLC | $1.1 | broker-dealer | 25803 |
| BLACK DIAMOND FINANCIAL, LLC | $0.2 | 314622 | |
| PREMIER TRUST, INC. | $0.0 | trust company | - |
| SECURITIES SERVICE NETWORK, INC. | $0.0 | broker-dealer | 13318 |
| SECURITIES AMERICA, INC. | $0.0 | broker-dealer | 10205 |
| HIGHLAND CAPITAL BROKERAGE | $0.0 | - | |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 18487 |
| LADENBURG THALMANN ALTERNATIVE INC. | $0.0 | - | |
| LADENBURG THALMANN & CO. INC. | $0.0 | broker-dealer | 505 |
| OSAIC SERVICES, INC. | $0.0 | broker-dealer | 133763 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
23 active
| Name | Title |
|---|---|
| PRICE, JAMES, DALE | CHAIRMAN, DIRECTOR |
| SCHLUETER, MATTHEW, ADAM | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER, MEMBER, INVESTMENT MANAGER, TRUSTEE |
| SCHMIDT, DAVID, ANDREW | TREASURER |
| NORTHRIP, IRYNA, YAKOVLEVNA | SVP, CHIEF COMPLIANCE OFFICER |
| HODGE, TIMOTHY, ROBERT | CHIEF OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 1,629 | -1,629 | -100% |
| 2022-04-01 | $21.1 | -$21.1 | -100% | 1,925 | -1,925 | -100% |
| 2021-04-05 | $14.2 | -$14.2 | -100% | 1,729 | -1,729 | -100% |
| 2020-04-01 | $9.1 | -$9.1 | -100% | 980 | -980 | -100% |
| 2019-04-01 | $5.6 | -$5.6 | -100% | 924 | -924 | -100% |
| 2018-04-02 | $4.3 | -$4.3 | -100% | 998 | -998 | -100% |
| 2017-04-01 | $2.3 | -$2.3 | -100% | 697 | -697 | -100% |
| 2016-04-01 | $1.5 | -$1.5 | -100% | 831 | -831 | -100% |
| 2015-04-01 | $1.3 | -$1.3 | -100% | 758 | -758 | -100% |
| 2014-04-01 | $0.0 | $0.0 | -100% | 615 | -615 | -100% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 3 | -3 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ, AK-06/21/2010, AL-06/21/2010, AR-06/21/2010, AZ-06/21/2010, CA-06/21/2010, CO-06/21/2010, CT-06/21/2010, DC-06/21/2010, DE-06/29/2010, FL-06/21/2010, GA-06/21/2010, HI-06/21/2010, IA-06/23/2010, ID-06/21/2010, IL-06/21/2010, IN-06/21/2010, KS-06/21/2010, KY-06/21/2010, LA-06/21/2010, MA-06/21/2010, MD-06/21/2010, ME-06/21/2010, MI-06/21/2010, MN-06/21/2010, MO-06/21/2010, MS-06/21/2010, MT-06/21/2010, NC-06/21/2010, ND-06/21/2010, NE-06/21/2010, NH-06/21/2010, NJ-06/29/2010, NM-06/21/2010, NV-06/21/2010, NY-06/21/2010, OH-06/21/2010, OK-06/21/2010, OR-06/21/2010, PA-06/21/2010, PR-06/21/2010, RI-06/21/2010, SC-06/21/2010, SD-06/29/2010, TN-06/21/2010, TX-06/21/2010, UT-06/21/2010, VA-06/21/2010, VI-06/21/2010, VT-06/21/2010, WA-06/21/2010, WI-06/21/2010, WV-06/21/2010, WY-07/06/2017 |
| ADVISER ACTIVITIES |
|
MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV