LADENBURG THALMANN ASSET MANAGEMENT INC

Latest filing: Nov 19, 2024 (143 days ago)
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AUM

$4,318,838,175
0% change vs. 1 year ago
16% change vs. 3 years ago
40% change vs. 5 years ago
123% change vs. 10 years ago

Employee Count

37
0% change vs. 1 year ago
19% change vs. 3 years ago
0% change vs. 5 years ago
-16% change vs. 10 years ago

Main Office

NEW YORK, NY
640 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10019

Client AUM

Discretion AUM
Discretionary $1.3
Non-Discretionary $3.0
Total $4.3
Client AUM
Retail $1.0
Pooled $0.4
Institutional $2.8
Total $4.3
Retail Accounts AUM
Individual 2,631 $0.5
Average Individual AUM $208,122
HNW 219 $0.5
Average HNW AUM $2,227,657
Retail Total 2,850 $1.0
Average Retail AUM $363,307

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC NEW YORK-NY-USA $0.6
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.9
Retail SMA AUM $1.0
Institutional SMA AUM $2.8
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 98% $3.8
Other Pools 0% $0.0
Cash 2% $0.1
Other 0% $0.0
Total 100% $3.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
OSAIC WEALTH, INC. $94.6 broker-dealer 23131
SECURITIES AMERICA ADVISORS, INC. $40.4 110518
AMERICAN PORTFOLIOS ADVISORS. INC $13.1 112697
ARBOR POINT ADVISORS, LLC $6.9 165127
OSAIC ADVISORY SERVICES, LLC $4.9 171070
OSAIC INSTITUTIONS, INC. $3.6 broker-dealer 35371
TRIAD ADVISORS, LLC $1.1 broker-dealer 25803
BLACK DIAMOND FINANCIAL, LLC $0.2 314622
PREMIER TRUST, INC. $0.0 trust company -
LADENBURG THALMANN & CO. INC. $0.0 broker-dealer 505
HIGHLAND CAPITAL BROKERAGE $0.0 -
VISION2020 WEALTH MANAGEMENT CORP. $0.0 154149
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. $0.0 broker-dealer 18487
SECURITIES AMERICA, INC. $0.0 broker-dealer 10205
OSAIC SERVICES, INC. $0.0 broker-dealer 133763

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

26 active

Name Title
GIOVANNIELLO, JOSEPH SVP
BLANCATO, PHILIP, SALVATORE PRESIDENT, CEO & DIRECTOR
DESMOND, JAIME, LYNN CHIEF OPERATIONS OFFICER
RUTINEL, MADELINE, YAHAIRA CHIEF COMPLIANCE OFFICER
MCKENNA, NINA SECRETARY
BERLINSKI, MILTON, RALPH GENERAL PARTNER, MEMBER, INVESTMENT MANAGER, TRUSTEE
SCHLUETER, MATTHEW, ADAM EVP
PRICE, JAMES, DALE CHAIRMAN
SEIFFERT, SCOTT, ROBERT CHIEF FINANCIAL OFFICER
SCHMIDT, DAVID, ANDREW TREASURER

ADVDB.CO • SOURCE: SEC

Representatives

21 active representatives found, showing 20 random

Name City State Exams Designations
JAIME DESMOND NEW YORK NY S63|2001-06-19|S66|2003-03-14
RICHARD SONKIN NEW YORK NY S63|1982-09-29|S65|2005-09-23
ROBERT SCHAFFER NEW YORK NY S63|2003-12-24|S66|2007-11-15
BRUCE SIEGEL NEW YORK NY S63|1994-01-03|S65|2004-09-21
SCOTT SMITH NEW YORK NY S63|1995-12-07|S66|2004-09-10
MARC WEINBERGER NEW YORK NY S63|1994-08-20|S65|2022-08-23
TIMOTHY ENG NEW YORK NY S63|2018-09-07|S66|2022-11-01
DAN DALEY NEW YORK NY S63|2022-12-02|S66|2023-06-09
ROBERT BAISCH NEW YORK NY S63|1994-09-27|S65|2018-06-30
AUDREY TRELOAR NEW YORK NY S63|2020-10-21|S66|2023-08-31
PHILIP BLANCATO NEW YORK NY S63|1997-02-21|S65|2003-11-07
JEFFREY KLINGE NEW YORK NY S66|2005-09-15
MADELINE RUTINEL NEW YORK NY S66|2019-11-30
ALEXANDER BRESLIN NEW YORK NY S63|1995-11-30|S65|2004-08-23
JOSEPHINE PARIBELLO NEW YORK NY S63|2011-10-03|S66|2013-03-04
FRED BOY NEW YORK NY S66|2017-08-30 CHARTERED FINANCIAL ANALYST
STEVEN ZEITCHICK NEW YORK NY S63|1997-11-24|S66|2004-05-24
DAVID RICCIO NEW YORK NY S66|2004-01-13
BRUCE SILVER NEW YORK NY S63|1988-09-07|S65|2004-11-18
MICHAEL MEECHAN NEW YORK NY S66|2019-10-05

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $4.3 $0.0 0% 37 0 0%
2024-04-02 $4.3 $0.0 0% 37 0 0%
2023-04-04 $3.4 $0.9 26% 35 2 6%
2022-04-01 $3.7 $0.6 16% 31 6 19%
2021-04-05 $3.1 $1.2 37% 38 -1 -3%
2020-04-01 $3.1 $1.2 40% 37 0 0%
2019-04-01 $2.3 $2.0 86% 42 -5 -12%
2018-04-02 $2.0 $2.3 116% 40 -3 -8%
2017-04-01 $2.0 $2.3 116% 40 -3 -8%
2016-04-01 $2.0 $2.3 116% 44 -7 -16%
2015-04-01 $1.9 $2.4 123% 44 -7 -16%
2014-04-01 $1.6 $2.7 167% 43 -6 -14%
2013-04-01 $1.1 $3.3 308% 42 -5 -12%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/16/2004, AL-07/15/2004, AR-07/19/2004, AZ-08/01/2002, CA-04/27/2004, CO-07/15/2004, CT-07/15/2004, DC-07/15/2004, DE-03/30/2020, FL-04/28/2004, GA-07/15/2004, HI-03/30/2020, IA-03/30/2020, ID-07/15/2004, IL-07/16/2004, IN-07/15/2004, KS-07/15/2004, KY-07/15/2004, LA-07/15/2004, MA-07/15/2004, MD-07/15/2004, ME-07/15/2004, MI-07/15/2004, MN-08/03/2004, MO-07/15/2004, MS-07/15/2004, MT-03/29/2019, NC-07/15/2004, ND-03/30/2020, NE-07/15/2004, NH-07/15/2004, NJ-08/04/2004, NM-07/15/2004, NV-07/15/2004, NY-03/28/2001, OH-04/27/2004, OK-07/15/2004, OR-07/15/2004, PA-03/14/2002, PR-03/31/2021, RI-07/15/2004, SC-08/01/2002, SD-03/29/2019, TN-07/16/2004, TX-07/15/2004, UT-03/29/2019, VA-07/15/2004, VI-12/15/2015, VT-07/15/2004, WA-07/15/2004, WI-07/15/2004, WV-07/31/2020, WY-03/29/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV