BLACKROCK INVESTMENT MANAGEMENT, LLC

Latest filing: Sep 20, 2024 (40 days ago)

AUM

$458,191,510,749
14% change vs. 1 year ago
33% change vs. 3 years ago
78% change vs. 5 years ago
11% change vs. 10 years ago

Employee Count

1,483
28% change vs. 1 year ago
13% change vs. 3 years ago
-9% change vs. 5 years ago
-25% change vs. 10 years ago

Main Office

PRINCETON, NJ
1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ, UNITED STATES, 08540

Client AUM

Discretion AUM
Discretionary $360.7
Non-Discretionary $97.5
Total $458.2
Client AUM
Retail $52.9
Pooled $237.4
Institutional $167.9
Total $458.2
Retail Accounts AUM
Individual 6,299 $12.8
Average Individual AUM $2,025,557
HNW 3,952 $40.2
Average HNW AUM $10,162,278
Retail Total 10,251 $52.9
Average Retail AUM $5,162,453

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BANK OF AMERICA N.A. CHARLOTTE-NC-USA $45.9
BANK OF NEW YORK MELLON, N.A. NEW YORK-NY-USA $22.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $220.8
Retail SMA AUM $52.9
Institutional SMA AUM $167.9
Asset Class % AUM
Equity Exch 26% $57.4
Equity Non-Exch 0% $0.0
Govt Agency 11% $24.3
Municipal 30% $66.2
Sovereign 0% $0.0
IG Credit 15% $33.1
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 4% $8.8
Other Pools 0% $0.0
Cash 3% $6.6
Other 7% $15.5
Total 96% $212.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BLACKROCK FUND ADVISORS $3,047.3 105247
BLACKROCK FINANCIAL MANAGEMENT, INC $1,288.5 107105
BLACKROCK ADVISORS, LLC $869.7 106614
BLACKROCK CAPITAL MANAGEMENT, INC. $110.9 108069
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED $96.9 165482
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC $50.7 290336
BLACKROCK (SINGAPORE) LIMITED $50.7 164594
BLACKROCK INTERNATIONAL LIMITED $48.1 106843
BLACKROCK ALTERNATIVES MANAGEMENT, LLC $14.6 288041
TENNENBAUM CAPITAL PARTNERS, LLC $6.1 113203
BLACKROCK REALTY ADVISORS INC $2.1 109457
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG $1.3 161987
SVOF/MM, LLC $0.2 132205
BAA REAL ASSETS (GENPAR), LLC $0.0 -
GID PROGRAM US GP LLC $0.0 -
BLACKROCK CREDIT ALPHA (GENPAR), L.L.C. $0.0 -
BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK CASCADE OPPORTUNITIES FUND (GENPAR), LLC $0.0 -
BLACKROCK SECURITIZED INVESTORS (GENPAR), LLC $0.0 -
BLACKROCK FUND MANAGEMENT COMPANY S.A. $0.0 -
PRIVATE EQUITY PARTNERS VII GP (US) L.P. $0.0 -
FM PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK ASSET MANAGEMENT CANADA LIMITED / GESTION D'ACTIFS BLK $0.0 162262
CAPITOL HILL CO-INVESTMENT FUND (GENPAR), LLC $0.0 -
BLACKROCK BRASIL GESTORA DE INVESTTIMENTOS LTDA. $0.0 -
BL LEPUS GENPAR LLC $0.0 -
BLACKROCK PROPERTY FRANCE SARL $0.0 -
BLACKROCK DIVPEP I, LLC $0.0 -
BLACKROCK GP VI LTD $0.0 -
BLACKROCK INVESTMENTS, LLC $0.0 broker-dealer 38642
BLACKROCK ASSET MANAGEMENT DEUTSCHLAND AG $0.0 broker-dealer -
TENNENBAUM ENERGY OPPORTUNITIES GP, LLC $0.0 -
BAA PRIVATE CAPITAL II (GENPAR), LLC $0.0 -
BLK2018 PRIVATE OPPORTUNITIES GP, LLC $0.0 -
TCP DIRECT LENDING MM VIII-T, LLC $0.0 -
BLACKROCK LIFE LIMITED $0.0 -
PORTFOLIO ADMINISTRATION & MANAGEMENT LTD. $0.0 -
BLACKROCK POF III (GP), LLC $0.0 -
BOPA1 (GENPAR), LLC $0.0 -
BV PE OPPORTUNITIES GP S.A R.L. $0.0 -
BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK POF IV (GP), LLC $0.0 -
BLACKROCK MEXICO INFRAESTRUCTURA II, S. DE R.L. DE C.V. $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR) LLP $0.0 -
BOARDWALK I (GENPAR), LLC $0.0 -
SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) IV, LLC $0.0 -
PROJECT GLOW CO-INVESTMENT FUND (GENPAR), L.L.C. $0.0 -
MIDDLE MARKET SENIOR FUND GP S.A.R.L. $0.0 -
BLACKROCK EXECUTION SERVICES $0.0 broker-dealer 39438
BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR) S.À R.L. $0.0 -
BLUE PENINSULA FUND (GENPAR), LLC $0.0 -
GID PROGRAM GENERAL PARTNER S.A.R.L. $0.0 -
TENNENBAUM HEARTLAND GP, LLC $0.0 -
EUROPEAN HEDGE FUND (GENPAR), LLC $0.0 -
BLACKROCK GROWTH EQUITY FUND (GENPAR), LLC $0.0 -
BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK PRIVATE EQUITY, L.P. $0.0 -
BLACKROCK BROADWAY FUND (GENPAR), LLC $0.0 -
GCO II FUND A GP SARL $0.0 -
BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.À R.L. $0.0 -
BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC, $0.0 -
FONOA (GENPAR) LLC $0.0 -
CAMP BAY FUND (GENPAR), LLC $0.0 -
BLACKROCK PRIVATE INCOME SOLUTIONS (GENPAR), LLC $0.0 -
GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C. $0.0 -
FV GP, LLC $0.0 -
BLACKROCK INVESTMENT MANAGEMENT (TAIWAN) LIMITED $0.0 -
VFL CO INVEST PARTNERS GP, LLC $0.0 -
GLOBAL ENERGY & POWER INFRASTRUCTURE GP, L.P. $0.0 -
LINCOLN PENSION PRIVATE EQUITY GP, LLC $0.0 -
BLACKROCK MCKINNEY OPPORTUNITIES GP, LLC $0.0 -
ASIA-PACIFIC PRIVATE CREDIT OPPORTUNITIES FUND I (GENPAR), L.P. $0.0 -
EMPIREPM B 2017-10 (GENPAR), LLC $0.0 -
BLACKROCK PRIVATE EQUITY AK, LLC $0.0 -
TCP DIRECT LENDING VIII MM, LLC $0.0 -
BLK2020 PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK ALTERNATIVE ADVISORS (GENPAR), LLC $0.0 -
BLACKROCK NTR RENEWABLE POWER FUND (GENPAR), L.P. $0.0 -
ORANGE PEP GP, LLC $0.0 -
BLACKROCK OPERATIONS (LUXEMBOURG) S.A R.L. $0.0 -
BLACKROCK MÉXICO MANAGER II, S. DE R.L. DE C.V. $0.0 -
HIGH ROCK GP, LLC $0.0 -
BAA CO-INVESTMENT FUND V (GENPAR), LLC $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), L.P. $0.0 -
BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.A R.L. $0.0 -
BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), S.A R.L. $0.0 -
BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) LLC $0.0 -
BLACKROCK MSV PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BAA PRIVATE CAPITAL 2002 (GENPAR), LLC $0.0 -
APERIO GROUP, LLC $0.0 -
BAA PRIVATE CAPITAL III (GENPAR), LLC $0.0 -
COIN PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK MD PRIVATE OPPORTUNITIES GP, LLC $0.0 -
GCO LUX GP SARL $0.0 -
HR US INFRA EQUITY (GENPAR), LLC $0.0 -
BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) S.À R.L $0.0 -
BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR), LLC $0.0 -
SULLIVAN WAY PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND III (LUX GENPAR), S.A R.L. $0.0 -
GCO II FUND B GP S.à R.L. $0.0 -
OAK MARSH GLOBAL OPPORTUNITIES FUND (GENPAR), LLC $0.0 -
BLACKROCK IMPACT OPPORTUNITIES (GENPAR), LLC $0.0 -
GEPIF III (GENPAR), LLC $0.0 -
TFO PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLK2019 PRIVATE OPPORTUNITIES GP, LLC $0.0 -
RED RIVER PRIVATE EQUITY II, LLC $0.0 -
BLACKROCK DIVPEP V, LLC $0.0 -
BLACKROCK PRIVATE EQUITY NM II, LLC $0.0 -
TENNENBAUM SENIOR LOAN MM V, LLC $0.0 -
APO GLOBAL HEALTHCARE GP S.A R.L. $0.0 -
HIGH CEDAR GP, LLC $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND II (GENPAR), L.P. $0.0 -
FONOA (GENPAR), LLC $0.0 -
BLACKROCK RRR (GENPAR), LLC $0.0 -
BLACKROCK JAPAN CO., LTD. $0.0 broker-dealer -
COASTLINE FUND (GENPAR), LLC $0.0 -
LONG TERM PRIVATE CAPITAL GP S.A R.L. $0.0 -
BLACKROCK INVESTMENT MANAGEMENT (DUBLIN) LIMITED $0.0 -
BAA CO-INVESTMENT FUND (GENPAR), LLC $0.0 -
BLACKROCK DIVPEP II, LLC $0.0 -
BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR) S.À.R.L. $0.0 -
BAA REAL ASSETS II (GENPAR), LLC $0.0 -
BLACKROCK GEMINI PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK LISI CREDIT FUND GP, LLC $0.0 -
BLACKROCK HAJAR PRIVATE OPPORTUNITIES GP, LLC $0.0 -
HIGH STREET GP, LLC $0.0 -
BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II GP, LLC $0.0 -
DIVPEP V, LLC $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), LLC $0.0 -
PROJECT TETL INVESTCO (GENPAR), LLC $0.0 -
BLACKROCK DIVPEP III LLC $0.0 -
BLACKROCK MEXICO INFRAESTRUCTURA I, S. DE R.L. DE C.V. $0.0 -
BLACKROCK DIVPEP IV LLC $0.0 -
FAIR (GENPAR), LLC $0.0 -
TENNENBAUM SPECIAL SITUATIONS IX-S GP, LLC $0.0 -
BAA CUSTOM PARTNERSHIPS (GENPAR), LLC $0.0 -
BR/OV GP, LLC $0.0 -
GCO II FUND A GP S.À R.L. $0.0 -
MULTI-ALTERNATIVE OPPORTUNITIES FUND (GENPAR), LLC $0.0 -
1824 PRIVATE EQUITY GP, LLC $0.0 -
BLACKROCK (NETHERLANDS) B.V. $0.0 -
BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR), LLC $0.0 -
BLACKROCK BOWLING GREEN (GENPAR), LLC $0.0 -
BLACKROCK SPECIAL OPPORTUNITIES GP, LLC $0.0 -
BAA CO-INVESTMENT FUND III (GENPAR), LLC $0.0 -
BLACKROCK POF I, L.P. $0.0 -
BLACKROCK (CHANNEL ISLANDS) LIMITED $0.0 -
ISHARES DELAWARE TRUST SPONSOR LLC $0.0 -
BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK INFRASTRUCTURE MANAGEMENT I, LLC $0.0 -
HEATHROW FOREST OPPORTUNITIES FUND GP $0.0 -
BLACKROCK PA2014 GP, LLC $0.0 -
BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC. $0.0 -
TENNENBAUM IX-O SLP, LLC $0.0 -
TENNENBAUM IX-C SLP, LLC $0.0 -
BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II, GP, LLC $0.0 -
BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR), S.Ã? R.L $0.0 -
GCO LUX GP S.A.R.L. $0.0 -
BLACKROCK DIVERSIFIED PRIVATE DEBT FUND GP LTD $0.0 -
BAA GAIA IMC (GENPAR), LLC $0.0 -
BLACKROCK MEXICO MANAGER III, S. DE R.L. DE C.V. $0.0 -
BLACKROCK MEXICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION $0.0 -
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. $0.0 trust company, municipal advisor -
BLACKROCK PROPERTY CONSULTING (BEIJING) CO., LTD. $0.0 -
BLACKROCK INVESTMENT MANAGEMENT (KOREA) LIMITED $0.0 -
PROJECT FINALE CO-INVESTMENT FUND (GENPAR), L.L.C. $0.0 -
RED RIVER PRIVATE EQUITY, LLC $0.0 -
MERCURY CARRY COMPANY LIMITED $0.0 -
TCP DIRECT LENDING FUND VIII-A MM, LLC $0.0 -
BR CO-INVESTMENT ALFA BETA GP, LLC $0.0 -
BLACKROCK MEXICO INFRAESTRUCTURA III, S DE R.L. DE C.V. $0.0 -
BLACKROCK US COMMERCIAL REAL ESTATE WHOLE LOAN FUND (GENPAR), LTD. $0.0 -
CO-INVESTMENT INCOME FUND (GENPAR), LLC $0.0 -
BLACKROCK HOF (GP), LLC, $0.0 -
BLACKROCK (LUXEMBOURG) S.A. $0.0 -
ORANGE 2015 DISLOCREDIT FUND (GENPAR), LLC $0.0 -
MP AVIATION HOLDINGS (GENPAR), LLC $0.0 -
TENNENBAUM SENIOR LOAN GP IV-B, LLC $0.0 -
BLACKROCK PRIVATE EQUITY WY, LLC $0.0 -
NEIL ENHANCED OPPORTUNITIES FUND (GENPAR), LLC $0.0 -
TOTAL ALTERNATIVES FUND (GENPAR), LLC $0.0 -
FIXED INCOME OPPORTUNITIES NERO (GENPAR), LLC $0.0 -
FACULTAS FUND (GENPAR), LLC $0.0 -
BLACKROCK MASTER HEDGE FUND (GENPAR), LLC $0.0 -
TENNENBAUM WATERMAN GP, LLC $0.0 -
FAIR LANE INVESTMENT PARTNERS (GENPAR), LLC $0.0 -
BLK2021 PRIVATE OPPORTUNITIES GP, LLC $0.0 -
MARKWOOD PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK ADVISORS (UK) LIMITED $0.0 162380
TENNENBAUM SPECIAL SITUATIONS MM IX, LLC $0.0 -
TOPANGA PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK FUND MANAGERS LIMITED $0.0 -
GLOBAL ENERGY & POWER INFRASTRUCTURE GP II, L.P. $0.0 -
BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES GP, LLC $0.0 -
TENNENBAUM SPECIAL SITUATIONS MM IX-A, LLC $0.0 -
SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) II, LLC $0.0 -
BLACKROCK ASF PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR) LLC $0.0 -
ISHARES (DE) I INVESTMENTAKTIENGESELLSCHAFT MIT TEILGESELLSCHAFTSVERMAGEN $0.0 broker-dealer -
BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), LLC $0.0 -
NMERB SIERRA BLANCA GP, LLC, $0.0 -
TENNENBAUM SENIOR LOAN GP II, LLC $0.0 -
TENNENBAUM SENIOR LOAN GP IV-A, LLC $0.0 -
TENNENBAUM ENHANCED YIELD MM I, LLC $0.0 -
TCP DIRECT LENDING MM VIII-S, LLC $0.0 -
BLACKROCK MÉXICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION $0.0 -
NC GARNET FUND (GENPAR), LLC $0.0 -
RED RIVER PRIVATE EQUITY III, LLC $0.0 -
BAA CO-INVESTMENT FUND IV (GENPAR), LLC $0.0 -
AVIATION HOLDINGS III (GENPAR) LLC $0.0 -
MIDDLE MARKET SENIOR FUND GP S.À R.L. $0.0 -
POF IV GP S.A.R.L. $0.0 -
PRIVATE EQUITY PARTNERS GPLP VII, L.P. $0.0 -
AVIATION HOLDINGS III (GENPAR), LLC $0.0 -
BLACKROCK ASSET MANAGEMENT INTERNATIONAL INC. $0.0 -
BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR) S.A R.L. $0.0 -
GLOBAL CREDIT OPPORTUNITIES FUND (GENPAR), LLC $0.0 -
HEATHROW FOREST OPPORTUNITIES GP, LLC $0.0 -
1885 PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BLACKROCK GSA PRIVATE OPPORTUNITIES GP, LLC $0.0 -
AVIATION HOLDINGS GENPAR, LLC $0.0 -
BLK 2019 EVERGREEN GP S.A.R.L. $0.0 -
BLACKROCK DIRECT LENDING IX GP, LLC $0.0 -
TOTAL ALTERNATIVES FUND (GENPAR) LLC $0.0 -
BLACKROCK ALTERNATIVE FUNDS GP S.A.R.L. $0.0 -
DECARBONIZATION PARTNERS (GENPAR) LLC $0.0 -
FACULTAS FUND 2 (GENPAR) LLC $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR), LLP $0.0 -
BLK2018 CORE PRIVATE EQUITY GP, LLC $0.0 -
CAMPS BAY FUND (GENPAR), LLC $0.0 -
NMERB SIERRA BLANCA GP, LLC $0.0 -
BLACKROCK GROWTH EQUITY FUND (GENPAR) S.à R.L $0.0 -
DECARBONIZATION PARTNERS GP S.Ã.R.L $0.0 -
GCO II FUND A GP S.à R.L. $0.0 -
BLACKROCK GLOBAL RENEWABLE POWER FUND III (LUX GENPAR), S.A.R.L. $0.0 -
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED $0.0 162379
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED $0.0 -
SPECIAL CREDIT OPPORTUNITIES (GENPAR), LLC $0.0 -
FUTUREADVISOR, INC. $0.0 154604
SCALA GP S.A R.L. $0.0 -
BLACKROCK INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED $0.0 -
BLACKROCK PRIVATE EQUITY ERB GP, LLC $0.0 -
TENNENBAUM SENIOR LOAN GP III, LLC $0.0 -
TSCL PRIVATE MARKETS GP, LLC $0.0 -
GCO LUX MULTI-FEEDER GP S.A.R.L. $0.0 -
BLACKROCK HOMESTEAD PRIVATE OPPORTUNITIES GP, LLC $0.0 -
BIS BRAZOS INFRASTRUCTURE GP, LLC $0.0 -
TANGO CAPITAL OPPORTUNITIES GP, LLC $0.0 -
FACULTAS FUND 2 (GENPAR), LLC $0.0 -
BLACKROCK ENERGY OPPORTUNITY FUND GP, LLC $0.0 -
GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C. $0.0 -
BLACKROCK PRIVATE EQUITY NM, LLC $0.0 -
BLACKROCK LUXEMBOURG MULTI-ALTERNATIVE INCOME G.P. S.A R.L. $0.0 -
NDSIB PRIVATE OPPORTUNITIES GP, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
FINK, LAURENCE, DOUGLAS CHIEF EXECUTIVE OFFICER
KAPITO, ROBERT, STEVEN PRESIDENT
MEADE, CHRISTOPHER, JOSEPH GENERAL COUNSEL, CHIEF LEGAL OFFICER, AND SENIOR MANAGING DIRECTOR
SHEDLIN, GARY, STEPHEN CHIEF FINANCIAL OFFICER AND SENIOR MANAGING DIRECTOR
GOLDSTEIN, ROBERT, LAWRENCE CHIEF OPERATING OFFICER AND SENIOR MANAGING DIRECTOR
PARK, CHARLES, CHOON SIK CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

685 active representatives found, showing 20 random

Name City State Exams Designations
CHAD SLAWNER PRINCETON NJ S66|2015-05-28
ROBERT STANLEY PRINCETON NJ S66|2017-11-21
MUZAMIL AKRAM PRINCETON NJ S66|2007-03-15
CHARLES HAMMEL PRINCETON NJ S66|2017-04-27
JEFFREY GLATTFELDER PRINCETON NJ S63|2005-05-20|S65|1998-03-03 CHARTERED FINANCIAL ANALYST
LAWRENCE SHEW PRINCETON NJ S63|1993-12-09|S65|2021-12-20
PEDRAM OVEISSI PRINCETON NJ S66|2012-04-03
DAVID FRISCH PRINCETON NJ S66|2007-11-15
DAVID ATKINSON PRINCETON NJ S63|2006-02-22|S65|2017-03-09
CHRISTINA QUINN PRINCETON NJ S63|2001-04-04|S66|2003-02-20
JENELLE BALDIE PRINCETON NJ S66|2023-11-09
CLAUDETTE GRANT PRINCETON NJ S65|2015-10-16|S63|2018-01-12
ROBERT FAKHRY PRINCETON NJ S66|2009-05-08
ABIGAIL SMITH PRINCETON NJ S66|2018-01-05
RYAN STORBRAUCK PRINCETON NJ S66|2010-08-30
LAWRENCE BEVIR PRINCETON NJ S66|2019-05-20
ROSEMARY MATTAM PRINCETON NJ S66|2011-08-23
MATTHEW CZUJ PRINCETON NJ S63|2017-05-26|S65|2018-07-17
NOAH BERNSTEIN PRINCETON NJ S66|2020-10-26
MATTHEW FIORENTINO PRINCETON NJ S65|2014-09-19|S63|2014-07-09 CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $458.2 $0.0 0% 1,483 0 0%
2024-04-02 $458.2 $0.0 0% 1,428 55 4%
2023-04-04 $402.9 $55.3 14% 1,157 326 28%
2022-04-01 $418.0 $40.2 10% 1,453 30 2%
2021-04-05 $343.8 $114.4 33% 1,316 167 13%
2020-04-01 $314.9 $143.3 45% 1,314 169 13%
2019-04-01 $257.3 $200.9 78% 1,626 -143 -9%
2018-04-02 $255.2 $203.0 80% 1,582 -99 -6%
2017-04-01 $227.0 $231.1 102% 1,631 -148 -9%
2016-04-01 $202.7 $255.5 126% 1,810 -327 -18%
2015-04-01 $212.7 $245.5 115% 2,008 -525 -26%
2014-04-01 $411.2 $47.0 11% 1,973 -490 -25%
2013-04-01 $380.0 $78.2 21% 1,789 -306 -17%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NJ, AK-09/15/2006, AL-09/21/2006, AR-09/13/2006, AZ-09/11/2006, CA-09/11/2006, CO-09/11/2006, CT-09/11/2006, DC-09/11/2006, DE-10/12/2006, FL-09/12/2006, GA-09/11/2006, HI-09/11/2006, IA-09/11/2006, ID-09/11/2006, IL-09/29/2006, IN-08/09/2005, KS-09/11/2006, KY-09/11/2006, LA-09/11/2006, MA-09/11/2006, MD-09/11/2006, ME-09/11/2006, MI-09/11/2006, MN-09/20/2006, MO-09/11/2006, MS-09/11/2006, MT-09/11/2006, NC-09/11/2006, ND-09/11/2006, NE-09/11/2006, NH-09/11/2006, NJ-10/02/2006, NM-09/11/2006, NV-09/11/2006, NY-09/11/2006, OH-09/11/2006, OK-09/11/2006, OR-09/11/2006, PA-09/11/2006, PR-09/11/2006, RI-09/11/2006, SC-09/11/2006, SD-10/10/2006, TN-09/12/2006, TX-09/11/2006, UT-09/11/2006, VA-09/11/2006, VI-05/19/2010, VT-09/11/2006, WA-09/11/2006, WI-09/11/2006, WV-09/11/2006, WY-08/28/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV