BROOKSTONE ASSET MANAGEMENT, LLC

Latest filing: Mar 05, 2024 (239 days ago)

AUM

$384,902,333
75% change vs. 1 year ago
-89% change vs. 3 years ago
-88% change vs. 5 years ago
580% change vs. 10 years ago

Employee Count

6
0% change vs. 1 year ago
-80% change vs. 3 years ago
-95% change vs. 5 years ago
20% change vs. 10 years ago

Main Office

WHEATON, IL
1745 S NAPERVILLE RD, WHEATON, IL, UNITED STATES, 60189

Client AUM

Discretion AUM
Discretionary $0.4
Non-Discretionary $0.0
Total $0.4
Client AUM
Retail $0.0
Pooled $0.4
Institutional $0.0
Total $0.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BROOKSTONE CAPITAL MANAGEMENT LLC $8.8 141413
BROOKSTONE WEALTH ADVISORS, LLC $0.0 137658

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
CRUMP, JASON, MICHAEL VP, RELATIONSHIP MANAGER
VANWOERKOM, JOEL, GERALD VP OF OPERATIONS
ZAYED, NADIM, "DEAN" CHIEF EXECUTIVE OFFICER
RONCONI, DARRYL, DESMOND PRESIDENT AND CHIEF OPERATING OFFICER
LOVETT, MATTHEW, LEE CHIEF COMPLIANCE OFFICER
DIORIO, MARK, WILLIAM CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.4 $0.0 0% 6 0 0%
2024-04-02 $0.4 $0.0 0% 6 0 0%
2023-04-04 $0.2 $0.2 75% 6 0 0%
2022-04-01 $0.5 -$0.1 -21% 6 0 0%
2021-04-05 $3.5 -$3.1 -89% 30 -24 -80%
2020-04-01 $3.1 -$2.8 -88% 86 -80 -93%
2019-04-01 $3.2 -$2.8 -88% 114 -108 -95%
2018-04-02 $2.7 -$2.3 -86% 69 -63 -91%
2017-04-01 $1.4 -$1.0 -73% 42 -36 -86%
2016-04-01 $0.9 -$0.5 -59% 30 -24 -80%
2015-04-01 $0.5 -$0.2 -29% 29 -23 -79%
2014-04-01 $0.1 $0.3 580% 5 1 20%
2013-04-01 $0.1 $0.3 442% 4 2 50%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, IL-07/30/2014, MI-11/28/2011
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV