BROOKSTONE CAPITAL MANAGEMENT LLC
Latest filing: Feb 06, 2025 (64 days ago)
AUM
$10,409,137,908
18% change vs. 1 year ago
24% change vs. 3 years ago
253% change vs. 5 years ago
577% change vs. 10 years ago
Employee Count
395
0% change vs. 1 year ago
10% change vs. 3 years ago
27% change vs. 5 years ago
72% change vs. 10 years ago
Main Office
WHEATON, IL
1745 S. NAPERVILLE ROAD, WHEATON, IL, UNITED STATES, 60189
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $10.4 |
| Non-Discretionary | $0.0 |
| Total | $10.4 |
| Client | AUM |
|---|---|
| Retail | $10.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $10.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 49,700 | $8.9 |
| Average Individual AUM | $178,613 | |
| HNW | 4,810 | $1.4 |
| Average HNW AUM | $300,327 | |
| Retail Total | 54,510 | $10.3 |
| Average Retail AUM | $189,353 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $10.4 |
| Retail SMA AUM | $10.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $5.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.5 |
| Municipal | 1% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 12% | $1.2 |
| HY Credit | 3% | $0.3 |
| Derivatives | 2% | $0.2 |
| Investment Companies | 15% | $1.6 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.2 |
| Other | 5% | $0.5 |
| Total | 100% | $10.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BROOKSTONE ASSET MANAGEMENT, LLC | $0.5 | 153467 | |
| BROOKSTONE WEALTH ADVISORS, LLC | $0.0 | 137658 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| ZAYED, NADIM, "DEAN" | CHIEF EXECUTIVE OFFICER, TRUSTEE |
| LOVETT, MATTHEW, LEE | CHIEF COMPLIANCE OFFICER |
| RONCONI, DARRYL, DESMOND | PRESIDENT AND CHIEF OPERATING OFFICER |
| DIORIO, MARK, WILLIAM | CHIEF INVESTMENT OFFICER |
| CRUMP, JASON, MICHAEL | VP, RELATIONSHIP MANAGER |
| VANWOERKOM, JOEL, GERALD | VP, OPERATIONS |
ADVDB.CO • SOURCE: SEC
Representatives
315 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SUSAN MCNAMARA MUSIL | WHEATON | IL | S63|1979-09-18|S65|2005-08-24 | ||||||
| MATTHEW YOKIE | WHEATON | IL | S65|2006-12-28 | ||||||
| STEPHEN ARNOLD | WHEATON | IL | S63|2006-07-18|S65|2014-07-05 | ||||||
| ANTHONY PAUL | WHEATON | IL | S63|2000-11-02|S65|2015-02-20 | ||||||
| THOMAS MARTIN | WHEATON | IL | S63|2011-11-08|S65|2020-07-23 | ||||||
| MITCHELL KEISER | WHEATON | IL | S65|2023-09-08 | ||||||
| VANESSA RETTER | WHEATON | IL | S65|2021-02-03 | ||||||
| ALAN RAGOVIN | WHEATON | IL | S66|2009-02-26 | CERTIFIED FINANCIAL PLANNER | |||||
| CHESSADA LANEY | WHEATON | IL | S63|1997-03-19|S65|2017-03-30 | ||||||
| CHARLES WINFREY | WHEATON | IL | S63|1999-12-14|S65|2015-04-21 | ||||||
| ANDRES COTA | WHEATON | IL | S66|2016-03-16 | ||||||
| APRIL CREWS | WHEATON | IL | S65|2009-09-08 | ||||||
| JACOB TOMPKINS | WHEATON | IL | S65|2024-02-13 | ||||||
| HOLLY POWELL | WHEATON | IL | CERTIFIED FINANCIAL PLANNER | ||||||
| KYLE PLOTKIN | WHEATON | IL | S65|2013-03-18 | ||||||
| ALEC DERDERIAN | WHEATON | IL | S65|2021-03-01 | ||||||
| AUSTIN LARKIN | WHEATON | IL | S65|2021-10-06 | ||||||
| DANIEL FRENCH | WHEATON | IL | S66|2005-07-15 | ||||||
| ARTHUR TAXIN | WHEATON | IL | |||||||
| MAURO D'AMICO | WHEATON | IL | S63|2002-10-01|S65|2005-12-16 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $10.4 | $0.0 | 0% | 395 | 0 | 0% |
| 2024-04-02 | $8.8 | $1.6 | 18% | 395 | 0 | 0% |
| 2023-04-04 | $7.5 | $2.9 | 39% | 385 | 10 | 3% |
| 2022-04-01 | $8.4 | $2.0 | 24% | 360 | 35 | 10% |
| 2021-04-05 | $3.5 | $6.9 | 193% | 350 | 45 | 13% |
| 2020-04-01 | $3.0 | $7.5 | 253% | 310 | 85 | 27% |
| 2019-04-01 | $2.4 | $8.1 | 343% | 280 | 115 | 41% |
| 2018-04-02 | $2.2 | $8.2 | 370% | 280 | 115 | 41% |
| 2017-04-01 | $1.7 | $8.7 | 517% | 255 | 140 | 55% |
| 2016-04-01 | $1.4 | $9.0 | 625% | 240 | 155 | 65% |
| 2015-04-01 | $1.5 | $8.9 | 577% | 230 | 165 | 72% |
| 2014-04-01 | $1.0 | $9.4 | 967% | 220 | 175 | 80% |
| 2013-04-01 | $0.5 | $9.9 | 1807% | 193 | 202 | 105% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-02/10/2016, AL-04/23/2008, AR-06/20/2007, AZ-06/20/2007, CA-03/20/2007, CO-08/21/2007, CT-07/23/2007, DC-02/27/2008, DE-10/05/2009, FL-07/09/2007, GA-06/09/2008, HI-02/10/2016, IA-11/28/2007, ID-06/29/2009, IL-06/20/2007, IN-06/20/2007, KS-11/06/2007, KY-07/10/2007, LA-06/25/2007, MA-03/17/2011, MD-06/25/2007, ME-07/20/2009, MI-06/20/2007, MN-03/27/2009, MO-06/20/2007, MS-06/20/2007, MT-04/19/2011, NC-06/25/2007, ND-09/10/2008, NE-10/14/2008, NH-04/02/2013, NJ-07/19/2007, NM-04/02/2013, NV-06/20/2007, NY-06/20/2007, OH-06/20/2007, OK-06/20/2007, OR-03/02/2009, PA-06/20/2007, PR-11/02/2022, RI-07/23/2007, SC-03/26/2008, SD-04/02/2013, TN-06/20/2007, TX-06/20/2007, UT-06/20/2007, VA-06/20/2007, VT-03/18/2011, WA-06/20/2007, WI-06/20/2007, WV-09/25/2009 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV