AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $8.8 |
Non-Discretionary | $0.0 |
Total | $8.8 |
Client | AUM |
---|---|
Retail | $8.8 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $8.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 48,600 | $7.9 |
Average Individual AUM | $162,080 | |
HNW | 3,700 | $0.9 |
Average HNW AUM | $236,622 | |
Retail Total | 52,300 | $8.8 |
Average Retail AUM | $167,353 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $8.8 |
Retail SMA AUM | $8.8 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 55% | $4.9 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 5% | $0.4 |
Municipal | 1% | $0.1 |
Sovereign | 0% | $0.0 |
IG Credit | 12% | $1.1 |
HY Credit | 3% | $0.3 |
Derivatives | 2% | $0.2 |
Investment Companies | 15% | $1.3 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.2 |
Other | 5% | $0.4 |
Total | 100% | $8.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
BROOKSTONE ASSET MANAGEMENT, LLC | $0.4 | 153467 | |
BROOKSTONE WEALTH ADVISORS, LLC | $0.0 | 137658 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
19 active
Name | Title |
---|---|
ZAYED, NADIM, "DEAN" | CHIEF EXECUTIVE OFFICER, TRUSTEE |
LOVETT, MATTHEW, LEE | CHIEF COMPLIANCE OFFICER |
RONCONI, DARRYL, DESMOND | PRESIDENT AND CHIEF OPERATING OFFICER |
DIORIO, MARK, WILLIAM | CHIEF INVESTMENT OFFICER |
CRUMP, JASON, MICHAEL | VP, RELATIONSHIP MANAGER |
VANWOERKOM, JOEL, GERALD | VP, OPERATIONS |
ADVDB.CO • SOURCE: SEC
315 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
ROBERT SEILER | WHEATON | IL | S63|1990-12-10|S65|2015-03-23 | ||||||
JOHN HARRIS | WHEATON | IL | S63|1998-05-26|S65|2018-06-08 | ||||||
JEREMY WECHSLER | WHEATON | IL | S65|2019-06-12 | ||||||
DAVID EVANS | WHEATON | IL | CHARTERED FINANCIAL CONSULTANT | ||||||
RAYMOND WINSLOW | WHEATON | IL | S65|2012-09-18 | ||||||
LUANN BARNES | WHEATON | IL | S63|1999-04-09|S65|2012-12-06 | ||||||
KENNETH ORENSTEIN | WHEATON | IL | S63|1987-07-01|S65|2019-06-13 | ||||||
DUSTIN MUNDORF | WHEATON | IL | S63|2003-04-23|S65|2016-05-16 | ||||||
RAY CROFF | WHEATON | IL | S63|2004-10-02 | CHARTERED FINANCIAL CONSULTANT | |||||
NAVID SHEYDAEI | WHEATON | IL | S65|2015-02-14 | ||||||
MATTHEW HOWARD | WHEATON | IL | S65|2021-08-24 | ||||||
TYLER JORDAN-TAYLOR | WHEATON | IL | S63|2014-06-13|S65|2020-12-16 | ||||||
MELODY PINKSTON | WHEATON | IL | S65|2020-10-23 | ||||||
MATTHEW BURKLUND | WHEATON | IL | S63|2008-01-25|S65|2008-03-20 | ||||||
THOMAS MARTIN | WHEATON | IL | S63|2011-11-08|S65|2020-07-23 | ||||||
RALPH GRAUSO | WHEATON | IL | S65|2010-06-08 | ||||||
JAMES LEGGOTT | WHEATON | IL | S63|2003-01-23|S65|2016-01-05 | ||||||
RICHARD PUCCIARELLI | WHEATON | IL | S65|2009-12-29 | ||||||
NANCY SCHILREFF | WHEATON | IL | S65|2014-11-08 | ||||||
MICHAEL LEMAICH | WHEATON | IL | S63|1998-06-13|S65|2012-06-30 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $8.8 | $0.0 | 0% | 395 | 0 | 0% |
2024-04-02 | $8.8 | $0.0 | 0% | 395 | 0 | 0% |
2023-04-04 | $7.5 | $1.3 | 18% | 385 | 10 | 3% |
2022-04-01 | $8.4 | $0.4 | 5% | 360 | 35 | 10% |
2021-04-05 | $3.5 | $5.3 | 149% | 350 | 45 | 13% |
2020-04-01 | $3.0 | $5.9 | 200% | 310 | 85 | 27% |
2019-04-01 | $2.4 | $6.5 | 276% | 280 | 115 | 41% |
2018-04-02 | $2.2 | $6.6 | 299% | 280 | 115 | 41% |
2017-04-01 | $1.7 | $7.2 | 424% | 255 | 140 | 55% |
2016-04-01 | $1.4 | $7.4 | 516% | 240 | 155 | 65% |
2015-04-01 | $1.5 | $7.3 | 475% | 230 | 165 | 72% |
2014-04-01 | $1.0 | $7.9 | 806% | 220 | 175 | 80% |
2013-04-01 | $0.5 | $8.3 | 1520% | 193 | 202 | 105% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
IL, AK-02/10/2016, AL-04/23/2008, AR-06/20/2007, AZ-06/20/2007, CA-03/20/2007, CO-08/21/2007, CT-07/23/2007, DC-02/27/2008, DE-10/05/2009, FL-07/09/2007, GA-06/09/2008, HI-02/10/2016, IA-11/28/2007, ID-06/29/2009, IL-06/20/2007, IN-06/20/2007, KS-11/06/2007, KY-07/10/2007, LA-06/25/2007, MA-03/17/2011, MD-06/25/2007, ME-07/20/2009, MI-06/20/2007, MN-03/27/2009, MO-06/20/2007, MS-06/20/2007, MT-04/19/2011, NC-06/25/2007, ND-09/10/2008, NE-10/14/2008, NH-04/02/2013, NJ-07/19/2007, NM-04/02/2013, NV-06/20/2007, NY-06/20/2007, OH-06/20/2007, OK-06/20/2007, OR-03/02/2009, PA-06/20/2007, PR-11/02/2022, RI-07/23/2007, SC-03/26/2008, SD-04/02/2013, TN-06/20/2007, TX-06/20/2007, UT-06/20/2007, VA-06/20/2007, VT-03/18/2011, WA-06/20/2007, WI-06/20/2007, WV-09/25/2009 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV