BROOKSTONE WEALTH ADVISORS, LLC

Latest filing: Mar 07, 2024 (237 days ago)

View on IAPD

Adviser Website

AUM

0% change vs. 1 year ago

-100% change vs. 3 years ago

-100% change vs. 5 years ago

-100% change vs. 10 years ago

Employee Count

225

14% change vs. 1 year ago

24% change vs. 3 years ago

19% change vs. 5 years ago

971% change vs. 10 years ago

Main Office

WHEATON, IL

1745 S NAPERVILLE RD, WHEATON, IL, UNITED STATES, 60189

Client AUM

Discretion	AUM
Discretionary	$0.0
Non-Discretionary	$0.0
Total	$0.0

Client	AUM
Retail	$0.0
Pooled	$0.0
Institutional	$0.0
Total	$0.0

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	0	$0.0
Average Retail AUM		$0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$0.0
Retail SMA AUM	$0.0
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	0%	$0.0
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	0%	$0.0
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	0%	$0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
BROOKSTONE CAPITAL MANAGEMENT LLC	$8.8		141413
BROOKSTONE ASSET MANAGEMENT, LLC	$0.4		153467

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name	Title
CRUMP, JASON, MICHAEL IAPD Broker	VP, RELATIONSHIP MANAGER
VANWOERKOM, JOEL, GERALD IAPD Broker	VP OF OPERATIONS
ZAYED, NADIM, "DEAN" IAPD Broker	CHIEF EXECUTIVE OFFICER
RONCONI, DARRYL, DESMOND IAPD Broker	PRESIDENT AND CHIEF OPERATING OFFICER
LOVETT, MATTHEW, LEE IAPD Broker	CHIEF COMPLIANCE OFFICER
DIORIO, MARK, WILLIAM IAPD Broker	CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

231 active representatives found, showing 20 random

Name	City	State	Exams	Designations
CHRISTOPHER LESTER	WHEATON	IL	S63\|1998-03-06	CHARTERED FINANCIAL CONSULTANT
RICHARD MILELLA	WHEATON	IL	S63\|1988-08-09	CHARTERED FINANCIAL CONSULTANT
JEREMIAH NOLEN	WHEATON	IL	S63\|2007-07-19\|S65\|2022-07-01
GEORGE REPASKY	WHEATON	IL	S63\|2017-01-18\|S65\|2019-02-07
JAMES WINTHER	WHEATON	IL	S66\|2008-10-09
JASON WECKEL	WHEATON	IL	S65\|2011-10-19
JIMMY HERNANDEZ	WHEATON	IL	S65\|2019-06-18
DAVID MEHLER	WHEATON	IL	S63\|2015-07-17\|S65\|2022-09-16
ANITA LESTER	WHEATON	IL	S63\|2001-11-29\|S66\|2007-10-01
JAMIE CLIMER	WHEATON	IL	S63\|2003-03-31\|S66\|2015-06-05
JESSICA BURCH	WHEATON	IL	S65\|2015-06-29
WILLIS HESLEP	WHEATON	IL	S63\|2014-06-26\|S65\|2016-07-13
JOSHUA HIPP	WHEATON	IL	S65\|2019-03-16
KIMSEY HOLLIFIELD	WHEATON	IL	S65\|2019-04-06
STEPHEN AGRISTA	WHEATON	IL	S63\|1988-07-07\|S65\|1998-09-30
ANDRZEJ MITKOWSKI	WHEATON	IL	S65\|2022-05-27
STANLEY STANEK	WHEATON	IL	S63\|2013-12-13\|S65\|2016-10-28
CHRISTOPHER CUMMINGS	WHEATON	IL	S65\|2022-02-11
WILLIAM PORTI	WHEATON	IL	S65\|2023-04-26
MEGAN JANTZ	WHEATON	IL	S63\|2013-10-15\|S65\|2016-08-30

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2024-10-01	$0.0	$0.0	0%	225	0	0%
2024-04-02	$0.0	$0.0	0%	225	0	0%
2023-04-04	$0.0	$0.0	0%	198	27	14%
2022-04-01	$0.0	$0.0	-100%	162	63	39%
2021-04-05	$2.2	-$2.2	-100%	181	44	24%
2020-04-01	$2.0	-$2.0	-100%	223	2	1%
2019-04-01	$2.0	-$2.0	-100%	189	36	19%
2018-04-02	$1.7	-$1.7	-100%	189	36	19%
2017-04-01	$1.0	-$1.0	-100%	173	52	30%
2016-04-01	$0.7	-$0.7	-100%	125	100	80%
2015-04-01	$0.5	-$0.5	-100%	99	126	127%
2014-04-01	$0.1	-$0.1	-100%	21	204	971%
2013-04-01	$0.1	-$0.1	-100%	12	213	1775%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

IL, AK-03/02/2015, AL-03/02/2015, AR-03/02/2015, AZ-11/13/2013, CA-07/22/2010, CO-04/14/2014, CT-05/28/2014, DC-03/02/2015, DE-03/02/2015, FL-10/11/2013, GA-05/06/2014, HI-06/27/2014, IA-05/06/2014, ID-09/25/2014, IL-03/25/2013, IN-05/30/2014, KS-03/02/2015, KY-10/23/2014, LA-04/11/2012, MA-11/13/2013, MD-08/11/2014, ME-03/02/2015, MI-03/16/2007, MN-08/07/2014, MO-03/10/2014, MS-03/02/2015, MT-03/02/2015, NC-02/25/2014, ND-03/02/2015, NE-05/14/2014, NH-10/07/2014, NJ-06/04/2014, NM-04/11/2012, NV-05/06/2014, NY-01/21/2014, OH-02/25/2014, OK-03/02/2015, OR-03/02/2015, PA-10/16/2013, PR-03/21/2017, RI-03/02/2015, SC-07/29/2014, SD-03/02/2015, TN-05/12/2014, TX-07/10/2007, UT-04/25/2014, VA-09/09/2013, VT-03/02/2015, WA-05/22/2014, WI-07/25/2014, WV-03/02/2015, WY-09/18/2018

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV