BROOKSTONE WEALTH ADVISORS, LLC

Latest filing: Feb 04, 2025 (59 days ago)

View on IAPD

Adviser Website

AUM

0% change vs. 1 year ago

-100% change vs. 3 years ago

-100% change vs. 5 years ago

-100% change vs. 10 years ago

Employee Count

244

8% change vs. 1 year ago

51% change vs. 3 years ago

9% change vs. 5 years ago

146% change vs. 10 years ago

Main Office

WHEATON, IL

1745 S NAPERVILLE RD, WHEATON, IL, UNITED STATES, 60189

Client AUM

Discretion	AUM
Discretionary	$0.0
Non-Discretionary	$0.0
Total	$0.0

Client	AUM
Retail	$0.0
Pooled	$0.0
Institutional	$0.0
Total	$0.0

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	0	$0.0
Average Retail AUM		$0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$0.0
Retail SMA AUM	$0.0
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	0%	$0.0
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	0%	$0.0
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	0%	$0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
BROOKSTONE CAPITAL MANAGEMENT LLC	$10.4		141413
BROOKSTONE ASSET MANAGEMENT, LLC	$0.5		153467

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name	Title
CRUMP, JASON, MICHAEL IAPD Broker	VP, RELATIONSHIP MANAGER
VANWOERKOM, JOEL, GERALD IAPD Broker	VP OF OPERATIONS
ZAYED, NADIM, "DEAN" IAPD Broker	CHIEF EXECUTIVE OFFICER
RONCONI, DARRYL, DESMOND IAPD Broker	PRESIDENT AND CHIEF OPERATING OFFICER
LOVETT, MATTHEW, LEE IAPD Broker	CHIEF COMPLIANCE OFFICER
DIORIO, MARK, WILLIAM IAPD Broker	CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

231 active representatives found, showing 20 random

Name	City	State	Exams	Designations
MICHAEL MCGREGOR	WHEATON	IL	S63\|1992-08-25\|S65\|1999-11-18
SCOTT SANDEFUR	WHEATON	IL	S63\|2008-07-03\|S65\|2017-12-01
ROBERT ALLAMON	WHEATON	IL	S65\|2012-12-01
JOSHUA BREITMAIER	WHEATON	IL	S65\|2022-05-17
BRYAN USELDING	WHEATON	IL	S63\|2006-10-05\|S65\|2010-06-10
MICHAEL BAKER	WHEATON	IL	S63\|1987-12-18\|S65\|2022-03-21
LIES RUSTICUS	WHEATON	IL	S65\|2012-06-01
NICHOLAS BUNIO	WHEATON	IL	S65\|2017-05-16	CERTIFIED FINANCIAL PLANNER
RICHARD MILELLA	WHEATON	IL	S63\|1988-08-09	CHARTERED FINANCIAL CONSULTANT
JAMES WAGNER	WHEATON	IL	S63\|2004-03-31\|S65\|2014-05-14
CHRISTOPHER HAMMOND	WHEATON	IL	S65\|2013-02-11
KEVIN O'BRIEN	WHEATON	IL	S65\|2023-06-01
ERICA HUNTER	WHEATON	IL	S65\|2024-03-21
MILES SMITH	WHEATON	IL	S63\|2022-11-14\|S65\|2023-04-01
JOSEPH DURBIN	WHEATON	IL	S63\|1993-07-16\|S65\|2017-11-10
DOUGLAS GIGNAC	WHEATON	IL	S65\|2018-07-20
DYLAN SCHROEDER	WHEATON	IL	S65\|2023-05-16
SEAN ROBERTSON	WHEATON	IL	S63\|2002-03-07\|S66\|2004-08-27
CLARE BOERSCHLEIN HARE	WHEATON	IL	S65\|2022-04-13
JOSHUA WILLIAMSON	WHEATON	IL	S63\|2007-11-24\|S65\|2011-06-02

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$0.0	$0.0	0%	244	0	0%
2024-04-02	$0.0	$0.0	0%	225	19	8%
2023-04-04	$0.0	$0.0	0%	198	46	23%
2022-04-01	$0.0	$0.0	-100%	162	82	51%
2021-04-05	$2.2	-$2.2	-100%	181	63	35%
2020-04-01	$2.0	-$2.0	-100%	223	21	9%
2019-04-01	$2.0	-$2.0	-100%	189	55	29%
2018-04-02	$1.7	-$1.7	-100%	189	55	29%
2017-04-01	$1.0	-$1.0	-100%	173	71	41%
2016-04-01	$0.7	-$0.7	-100%	125	119	95%
2015-04-01	$0.5	-$0.5	-100%	99	145	146%
2014-04-01	$0.1	-$0.1	-100%	21	223	1062%
2013-04-01	$0.1	-$0.1	-100%	12	232	1933%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

IL, AK-03/02/2015, AL-03/02/2015, AR-03/02/2015, AZ-11/13/2013, CA-07/22/2010, CO-04/14/2014, CT-05/28/2014, DC-03/02/2015, DE-03/02/2015, FL-10/11/2013, GA-05/06/2014, HI-06/27/2014, IA-05/06/2014, ID-09/25/2014, IL-03/25/2013, IN-05/30/2014, KS-03/02/2015, KY-10/23/2014, LA-04/11/2012, MA-11/13/2013, MD-08/11/2014, ME-03/02/2015, MI-03/16/2007, MN-08/07/2014, MO-03/10/2014, MS-03/02/2015, MT-03/02/2015, NC-02/25/2014, ND-03/02/2015, NE-05/14/2014, NH-10/07/2014, NJ-06/04/2014, NM-04/11/2012, NV-05/06/2014, NY-01/21/2014, OH-02/25/2014, OK-03/02/2015, OR-03/02/2015, PA-10/16/2013, PR-03/21/2017, RI-03/02/2015, SC-07/29/2014, SD-03/02/2015, TN-05/12/2014, TX-07/10/2007, UT-04/25/2014, VA-09/09/2013, VT-03/02/2015, WA-05/22/2014, WI-07/25/2014, WV-03/02/2015, WY-09/18/2018

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV