BROOKSTONE WEALTH ADVISORS, LLC

Latest filing: Mar 07, 2024 (237 days ago)

AUM

$0
0% change vs. 1 year ago
-100% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

225
14% change vs. 1 year ago
24% change vs. 3 years ago
19% change vs. 5 years ago
971% change vs. 10 years ago

Main Office

WHEATON, IL
1745 S NAPERVILLE RD, WHEATON, IL, UNITED STATES, 60189

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
BROOKSTONE CAPITAL MANAGEMENT LLC $8.8 141413
BROOKSTONE ASSET MANAGEMENT, LLC $0.4 153467

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
CRUMP, JASON, MICHAEL VP, RELATIONSHIP MANAGER
VANWOERKOM, JOEL, GERALD VP OF OPERATIONS
ZAYED, NADIM, "DEAN" CHIEF EXECUTIVE OFFICER
RONCONI, DARRYL, DESMOND PRESIDENT AND CHIEF OPERATING OFFICER
LOVETT, MATTHEW, LEE CHIEF COMPLIANCE OFFICER
DIORIO, MARK, WILLIAM CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

231 active representatives found, showing 20 random

Name City State Exams Designations
CHRISTOPHER LESTER WHEATON IL S63|1998-03-06 CHARTERED FINANCIAL CONSULTANT
RICHARD MILELLA WHEATON IL S63|1988-08-09 CHARTERED FINANCIAL CONSULTANT
JEREMIAH NOLEN WHEATON IL S63|2007-07-19|S65|2022-07-01
GEORGE REPASKY WHEATON IL S63|2017-01-18|S65|2019-02-07
JAMES WINTHER WHEATON IL S66|2008-10-09
JASON WECKEL WHEATON IL S65|2011-10-19
JIMMY HERNANDEZ WHEATON IL S65|2019-06-18
DAVID MEHLER WHEATON IL S63|2015-07-17|S65|2022-09-16
ANITA LESTER WHEATON IL S63|2001-11-29|S66|2007-10-01
JAMIE CLIMER WHEATON IL S63|2003-03-31|S66|2015-06-05
JESSICA BURCH WHEATON IL S65|2015-06-29
WILLIS HESLEP WHEATON IL S63|2014-06-26|S65|2016-07-13
JOSHUA HIPP WHEATON IL S65|2019-03-16
KIMSEY HOLLIFIELD WHEATON IL S65|2019-04-06
STEPHEN AGRISTA WHEATON IL S63|1988-07-07|S65|1998-09-30
ANDRZEJ MITKOWSKI WHEATON IL S65|2022-05-27
STANLEY STANEK WHEATON IL S63|2013-12-13|S65|2016-10-28
CHRISTOPHER CUMMINGS WHEATON IL S65|2022-02-11
WILLIAM PORTI WHEATON IL S65|2023-04-26
MEGAN JANTZ WHEATON IL S63|2013-10-15|S65|2016-08-30

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 225 0 0%
2024-04-02 $0.0 $0.0 0% 225 0 0%
2023-04-04 $0.0 $0.0 0% 198 27 14%
2022-04-01 $0.0 $0.0 -100% 162 63 39%
2021-04-05 $2.2 -$2.2 -100% 181 44 24%
2020-04-01 $2.0 -$2.0 -100% 223 2 1%
2019-04-01 $2.0 -$2.0 -100% 189 36 19%
2018-04-02 $1.7 -$1.7 -100% 189 36 19%
2017-04-01 $1.0 -$1.0 -100% 173 52 30%
2016-04-01 $0.7 -$0.7 -100% 125 100 80%
2015-04-01 $0.5 -$0.5 -100% 99 126 127%
2014-04-01 $0.1 -$0.1 -100% 21 204 971%
2013-04-01 $0.1 -$0.1 -100% 12 213 1775%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, AK-03/02/2015, AL-03/02/2015, AR-03/02/2015, AZ-11/13/2013, CA-07/22/2010, CO-04/14/2014, CT-05/28/2014, DC-03/02/2015, DE-03/02/2015, FL-10/11/2013, GA-05/06/2014, HI-06/27/2014, IA-05/06/2014, ID-09/25/2014, IL-03/25/2013, IN-05/30/2014, KS-03/02/2015, KY-10/23/2014, LA-04/11/2012, MA-11/13/2013, MD-08/11/2014, ME-03/02/2015, MI-03/16/2007, MN-08/07/2014, MO-03/10/2014, MS-03/02/2015, MT-03/02/2015, NC-02/25/2014, ND-03/02/2015, NE-05/14/2014, NH-10/07/2014, NJ-06/04/2014, NM-04/11/2012, NV-05/06/2014, NY-01/21/2014, OH-02/25/2014, OK-03/02/2015, OR-03/02/2015, PA-10/16/2013, PR-03/21/2017, RI-03/02/2015, SC-07/29/2014, SD-03/02/2015, TN-05/12/2014, TX-07/10/2007, UT-04/25/2014, VA-09/09/2013, VT-03/02/2015, WA-05/22/2014, WI-07/25/2014, WV-03/02/2015, WY-09/18/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV