CHARLES SCHWAB & CO., INC.
Latest filing: Feb 14, 2025 (49 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
29,350
0% change vs. 1 year ago
28% change vs. 3 years ago
69% change vs. 5 years ago
144% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | $1,098.8 | 106753 | |
| CHARLES SCHWAB BANK, SSB | $0.0 | - | |
| SCHWAB WEALTH ADVISORY, INC. | $0.0 | 159035 | |
| CHARLES SCHWAB TRUST BANK | $0.0 | - | |
| CHARLES SCHWAB PREMIER BANK, SSB | $0.0 | - | |
| CHARLES SCHWAB TRUST COMPANY | $0.0 | trust company | - |
| CHARLES SCHWAB FUTURES AND FOREX LLC | $0.0 | - | |
| CHARLES SCHWAB, U.K., LIMITED | $0.0 | broker-dealer | - |
| TD AMERITRADE, INC. | $0.0 | broker-dealer | 7870 |
| TD AMERITRADE CLEARING, INC. | $0.0 | broker-dealer | 5633 |
| CHARLES SCHWAB, HONG KONG, LIMITED | $0.0 | broker-dealer | - |
| CHARLES SCHWAB TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| ARMELI, BARBARA JEAN | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER |
| CRAWFORD, PETER BROOKS | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, OPERATIONAL SERVICES |
| WURSTER, RICHARD A | PRESIDENT |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
6,104 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER CURCURO | SAN FRANCISCO | CA | S63|1994-11-28|S65|1996-11-22 | CERTIFIED FINANCIAL PLANNER | |||||
| THOMAS MCKINSTRY | SAN FRANCISCO | CA | S63|2019-01-15|S66|2020-02-28 | ||||||
| RONDA LAHEY | SAN FRANCISCO | CA | S63|2000-03-31|S66|2003-03-04 | ||||||
| RILEY STONE | SAN FRANCISCO | CA | S63|2021-01-25|S66|2021-11-26 | ||||||
| ERIC MERTZ | SAN FRANCISCO | CA | S66|2023-09-02 | ||||||
| SCOTT FREE | SAN FRANCISCO | CA | S63|2014-04-01|S65|2015-08-12 | ||||||
| ALVIN CONCHOLAR | SAN FRANCISCO | CA | S63|1997-03-07|S65|2010-08-24 | ||||||
| WADE CHEATHAM | SAN FRANCISCO | CA | S63|2008-07-21|S66|2011-10-25 | CERTIFIED FINANCIAL PLANNER | |||||
| JAY GENTRY | SAN FRANCISCO | CA | S63|1995-12-18 | CERTIFIED FINANCIAL PLANNER | |||||
| STEVEN HAEFELE | SAN FRANCISCO | CA | S63|2004-09-01|S66|2006-09-15 | ||||||
| SAMUEL WHALEN | SAN FRANCISCO | CA | S63|2019-08-12|S65|2019-09-04 | ||||||
| MARY ANN MANAHAN | SAN FRANCISCO | CA | S63|2007-01-12|S65|2009-12-12|S66|2017-05-23 | ||||||
| DAVID AYLOR | SAN FRANCISCO | CA | S63|2015-05-22|S66|2017-01-23 | ||||||
| MARTIN CUNNINGHAM | SAN FRANCISCO | CA | S63|2006-05-30|S66|2021-01-25 | ||||||
| JEFFREY GLASER | SAN FRANCISCO | CA | S63|2011-08-12|S66|2013-07-15 | ||||||
| BROOKE WOODSON | SAN FRANCISCO | CA | S63|2018-07-10|S66|2019-08-12 | ||||||
| NEELY THOMSEN | SAN FRANCISCO | CA | S63|1999-01-29|S66|2006-07-21 | ||||||
| MATTHEW PARMELEE | SAN FRANCISCO | CA | S66|2017-12-21 | ||||||
| ESTEVAN TROCHE | SAN FRANCISCO | CA | S63|2019-06-24|S66|2020-12-07 | ||||||
| MICHAEL CARPIO | SAN FRANCISCO | CA | S66|2011-09-30 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.0 | $0.0 | 0% | 29,350 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 29,350 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 26,596 | 2,754 | 10% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 22,914 | 6,436 | 28% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 19,268 | 10,082 | 52% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 17,325 | 12,025 | 69% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 16,709 | 12,641 | 76% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 14,879 | 14,471 | 97% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 13,313 | 16,037 | 120% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 12,717 | 16,633 | 131% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 12,038 | 17,312 | 144% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 13,500 | 15,850 | 117% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 12,300 | 17,050 | 139% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-08/18/1987, AL-03/10/1991, AR-08/04/1989, AZ-03/31/2023, CA-07/08/1997, CO-01/01/1999, CT-12/24/1997, DC-12/24/1993, DE-01/24/2011, FL-11/05/1987, GA-01/07/1990, HI-04/02/2002, IA-01/01/1999, ID-11/08/1995, IL-07/02/1987, IN-02/06/2001, KS-02/10/1998, KY-01/12/1999, LA-10/01/2001, MD-03/05/1991, ME-04/06/1995, MI-01/04/2008, MN-09/21/1987, MO-12/01/1997, MS-04/05/2002, MT-12/15/1995, NC-01/16/2001, ND-04/05/2002, NE-01/01/2002, NH-06/27/1988, NJ-03/14/1996, NM-01/27/1988, NV-12/05/1990, NY-11/10/1987, OH-01/01/2000, OK-01/01/1998, OR-01/04/2008, PA-01/04/2008, PR-09/14/1988, RI-03/26/1996, SC-09/23/2003, SD-09/17/1987, TN-03/31/2004, TX-09/02/1983, UT-11/17/1993, VA-07/15/1987, VI-03/30/2012, VT-02/07/1995, WA-06/27/1988, WI-05/16/1996, WV-09/03/1987, WY-07/10/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV