CHARLES SCHWAB & CO., INC.

Latest filing: Sep 25, 2024 (35 days ago)

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

29,350
10% change vs. 1 year ago
52% change vs. 3 years ago
76% change vs. 5 years ago
117% change vs. 10 years ago

Main Office

SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC $1,098.8 106753
CHARLES SCHWAB BANK, SSB $0.0 -
SCHWAB WEALTH ADVISORY, INC. $0.0 159035
CHARLES SCHWAB TRUST BANK $0.0 -
CHARLES SCHWAB PREMIER BANK, SSB $0.0 -
CHARLES SCHWAB TRUST COMPANY $0.0 trust company -
CHARLES SCHWAB FUTURES AND FOREX LLC $0.0 -
CHARLES SCHWAB, U.K., LIMITED $0.0 broker-dealer -
TD AMERITRADE, INC. $0.0 broker-dealer 7870
TD AMERITRADE CLEARING, INC. $0.0 broker-dealer 5633
CHARLES SCHWAB, HONG KONG, LIMITED $0.0 broker-dealer -
CHARLES SCHWAB TRUST COMPANY OF DELAWARE $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
ARMELI, BARBARA JEAN MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER
CRAWFORD, PETER BROOKS MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER
HOWARD, DENNIS WILLARD MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER
STARR, JEFFREY HAROLD MANAGING DIRECTOR, OPERATIONAL SERVICES
WURSTER, RICHARD A PRESIDENT
NICHOLS, CHARLES MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

6,104 active representatives found, showing 20 random

Name City State Exams Designations
MICHAEL GONDEK SAN FRANCISCO CA S66|2003-08-25
RICHARD FITZGERALD SAN FRANCISCO CA S63|1994-02-25|S65|1994-03-14
ROVENA QIRKO SAN FRANCISCO CA S63|2006-12-11|S66|2021-02-18
JENS HALLE SAN FRANCISCO CA S66|2003-04-02
GINO CAMPANA SAN FRANCISCO CA S66|2017-07-12
JAMES PRYOR SAN FRANCISCO CA S63|1987-08-07
RICHARD HELLER SAN FRANCISCO CA S63|1988-12-19
NAMAL DE SILVA SAN FRANCISCO CA S66|2010-02-24
EMMANUEL SIFUENTES SAN FRANCISCO CA S66|2020-05-22
KEVIN ZOUL SAN FRANCISCO CA S66|2017-09-01
TODD CALDWELL SAN FRANCISCO CA S63|1993-06-28|S65|1998-09-04 CERTIFIED FINANCIAL PLANNER
EDWARD BUDD SAN FRANCISCO CA S63|1993-11-06|S65|2008-09-18
RICHARD FLYNN SAN FRANCISCO CA S66|2016-07-25
ASTRID HALL SAN FRANCISCO CA S66|2017-11-19
MICHAEL DEVITO SAN FRANCISCO CA S63|2015-10-02|S66|2021-08-18
MICHAEL FORAL SAN FRANCISCO CA S63|2017-01-30|S66|2018-09-21 CERTIFIED FINANCIAL PLANNER
PETER ESPIRITU SAN FRANCISCO CA S63|2002-05-03|S66|2005-10-28
LUKE DERFUS SAN FRANCISCO CA S63|2018-11-30|S66|2021-03-20
CHRISTOPHER BYGRAVE SAN FRANCISCO CA S66|2020-02-29
NICOLE ST JEAN SAN FRANCISCO CA S63|2021-02-11|S65|2021-12-13

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 29,350 0 0%
2024-04-02 $0.0 $0.0 0% 29,350 0 0%
2023-04-04 $0.0 $0.0 0% 26,596 2,754 10%
2022-04-01 $0.0 $0.0 0% 22,914 6,436 28%
2021-04-05 $0.0 $0.0 0% 19,268 10,082 52%
2020-04-01 $0.0 $0.0 0% 17,325 12,025 69%
2019-04-01 $0.0 $0.0 0% 16,709 12,641 76%
2018-04-02 $0.0 $0.0 0% 14,879 14,471 97%
2017-04-01 $0.0 $0.0 0% 13,313 16,037 120%
2016-04-01 $0.0 $0.0 0% 12,717 16,633 131%
2015-04-01 $0.0 $0.0 0% 12,038 17,312 144%
2014-04-01 $0.0 $0.0 0% 13,500 15,850 117%
2013-04-01 $0.0 $0.0 0% 12,300 17,050 139%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-08/18/1987, AL-03/10/1991, AR-08/04/1989, AZ-03/31/2023, CA-07/08/1997, CO-01/01/1999, CT-12/24/1997, DC-12/24/1993, DE-01/24/2011, FL-11/05/1987, GA-01/07/1990, HI-04/02/2002, IA-01/01/1999, ID-11/08/1995, IL-07/02/1987, IN-02/06/2001, KS-02/10/1998, KY-01/12/1999, LA-10/01/2001, MD-03/05/1991, ME-04/06/1995, MI-01/04/2008, MN-09/21/1987, MO-12/01/1997, MS-04/05/2002, MT-12/15/1995, NC-01/16/2001, ND-04/05/2002, NE-01/01/2002, NH-06/27/1988, NJ-03/14/1996, NM-01/27/1988, NV-12/05/1990, NY-11/10/1987, OH-01/01/2000, OK-01/01/1998, OR-01/04/2008, PA-01/04/2008, PR-09/14/1988, RI-03/26/1996, SC-09/23/2003, SD-09/17/1987, TN-03/31/2004, TX-09/02/1983, UT-11/17/1993, VA-07/15/1987, VI-03/30/2012, VT-02/07/1995, WA-06/27/1988, WI-05/16/1996, WV-09/03/1987, WY-07/10/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV