CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Latest filing: Dec 20, 2024 (104 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$1,098,805,397,188

0% change vs. 1 year ago

57% change vs. 3 years ago

117% change vs. 5 years ago

311% change vs. 10 years ago

Employee Count

857

0% change vs. 1 year ago

-3% change vs. 3 years ago

59% change vs. 5 years ago

320% change vs. 10 years ago

Main Office

SAN FRANCISCO, CA

211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105

Client AUM

Discretion	AUM
Discretionary	$1,075.9
Non-Discretionary	$22.9
Total	$1,098.8

Client	AUM
Retail	$82.8
Pooled	$1,009.7
Institutional	$6.3
Total	$1,098.8

Retail	Accounts	AUM
Individual	243,873	$47.0
Average Individual AUM		$192,568
HNW	56,938	$35.9
Average HNW AUM		$629,814
Retail Total	300,811	$82.8
Average Retail AUM		$275,331

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$88.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$89.2
Retail SMA AUM	$82.8
Institutional SMA AUM	$6.3

Asset Class	%	AUM
Equity Exch	22%	$19.6
Equity Non-Exch	1%	$0.9
Govt Agency	2%	$1.8
Municipal	16%	$14.3
Sovereign	0%	$0.0
IG Credit	5%	$4.5
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	51%	$45.5
Other Pools	2%	$1.8
Cash	1%	$0.9
Other	0%	$0.0
Total	100%	$89.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
TD AMERITRADE CLEARING, INC.	$0.0	broker-dealer	5633
TD AMERITRADE, INC.	$0.0	broker-dealer	7870
CHARLES SCHWAB PREMIER BANK	$0.0		-
CHARLES SCHWAB & CO., INC.	$0.0	broker-dealer	5393
CHARLES SCHWAB BANK	$0.0		-
SCHWAB WEALTH ADVISORY, INC.	$0.0		159035
CHARLES SCHWAB TRUST COMPANY	$0.0	trust company	-
CHARLES SCHWAB TRUST BANK	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name	Title
WURSTER, RICHARD, A IAPD Broker	DIRECTOR
AGUILAR CHAVEZ, OMAR IAPD Broker	CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER
CRAWFORD, PETER, BROOKS IAPD Broker	DIRECTOR
FISCHER, MARK, DICKHUT IAPD Broker	CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
MCMAHON, WILLIAM, PATRICK IAPD Broker	CHIEF INVESTMENT OFFICER
MACGREGOR, CATHERINE, MARGARET IAPD Broker	CHIEF LEGAL OFFICER
SEIDLITZ, JESSICA, ANN IAPD Broker	CHIEF COMPLIANCE OFFICER
CASSIDY, PATRICK, S IAPD Broker	CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

40 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JAMIE PEEK	SAN FRANCISCO	CA	S65\|2016-10-04
NICHOLAS GLENN	SAN FRANCISCO	CA	S63\|2006-07-28\|S66\|2010-07-27
JEFFREY YUN	SAN FRANCISCO	CA	S63\|1998-09-25\|S65\|2006-04-24
MATTHEW KUSS	SAN FRANCISCO	CA	S63\|1999-08-12\|S65\|2020-11-13
MICHAEL MORIN	SAN FRANCISCO	CA	S63\|2001-01-10\|S65\|2012-05-21
BRADLEY WHITE	SAN FRANCISCO	CA	S63\|2000-03-22\|S65\|2012-11-24
SAM LASHIN	SAN FRANCISCO	CA	S65\|2018-04-20\|S63\|2022-02-01
CHRISTOPHER SHEEHAN	SAN FRANCISCO	CA	S65\|2009-12-16
KELLY JOHNSON	SAN FRANCISCO	CA	S66\|2001-12-04	CHARTERED FINANCIAL ANALYST
NICOLE CALABRESE	SAN FRANCISCO	CA	S65\|2010-06-02
RUTA BRUCKUTE	SAN FRANCISCO	CA	S65\|2014-10-30	CHARTERED FINANCIAL ANALYST
JESSE RENDA	SAN FRANCISCO	CA	S65\|2019-06-13
NICHOLAS RUBINO	SAN FRANCISCO	CA	S65\|2015-08-18
LANDON WRIEDT	SAN FRANCISCO	CA	S66\|2019-03-04
JOHN MAJOROS	SAN FRANCISCO	CA	S63\|1991-11-04
MATHEW PETTY	SAN FRANCISCO	CA	S66\|2009-10-22	CHARTERED FINANCIAL ANALYST
TESS PAPAZIAN	SAN FRANCISCO	CA	S65\|2017-07-10
GREGORY THOMAS	SAN FRANCISCO	CA	S63\|1991-12-13\|S65\|2001-06-06
VIRAJ DESAI	SAN FRANCISCO	CA		CHARTERED FINANCIAL ANALYST
BRIAN DIXON	SAN FRANCISCO	CA	S65\|2009-12-07	CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$1,098.8	$0.0	0%	857	0	0%
2024-04-02	$1,098.8	$0.0	0%	857	0	0%
2023-04-04	$782.6	$316.2	40%	1,007	-150	-15%
2022-04-01	$700.8	$398.0	57%	886	-29	-3%
2021-04-05	$609.9	$488.9	80%	782	75	10%
2020-04-01	$506.3	$592.5	117%	538	319	59%
2019-04-01	$379.3	$719.5	190%	492	365	74%
2018-04-02	$360.7	$738.1	205%	423	434	103%
2017-04-01	$302.2	$796.6	264%	360	497	138%
2016-04-01	$280.2	$818.6	292%	314	543	173%
2015-04-01	$267.5	$831.3	311%	204	653	320%
2014-04-01	$248.5	$850.3	342%	200	657	328%
2013-04-01	$224.5	$874.3	390%	200	657	328%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

CA, AK-10/02/2003, AL-10/02/2003, AR-10/07/2003, AZ-10/02/2003, CA-10/02/2003, CO-10/02/2003, CT-10/02/2003, DC-10/02/2003, DE-11/07/2003, FL-10/06/2003, GA-10/02/2003, HI-10/02/2003, IA-10/02/2003, ID-10/02/2003, IL-11/05/2003, IN-10/02/2003, KS-10/02/2003, KY-10/02/2003, LA-10/02/2003, MA-10/02/2003, MD-10/02/2003, ME-10/02/2003, MI-10/02/2003, MN-10/28/2003, MO-10/02/2003, MS-10/02/2003, MT-10/02/2003, NC-10/02/2003, ND-10/02/2003, NE-10/02/2003, NH-10/02/2003, NJ-10/29/2003, NM-10/02/2003, NV-10/02/2003, NY-10/02/2003, OH-10/02/2003, OK-10/02/2003, OR-10/02/2003, PA-10/02/2003, PR-10/02/2003, RI-10/02/2003, SC-10/02/2003, SD-10/02/2003, TN-10/06/2003, TX-10/02/2003, UT-10/02/2003, VA-10/02/2003, VI-03/28/2013, VT-10/02/2003, WA-10/02/2003, WI-10/02/2003, WV-10/02/2003, WY-03/30/2018

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV