SCHWAB WEALTH ADVISORY, INC.

Latest filing: Dec 02, 2024 (123 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

941
0% change vs. 1 year ago
14% change vs. 3 years ago
43% change vs. 5 years ago
105% change vs. 10 years ago

Main Office

SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105-1901

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC $1,098.8 106753
CHARLES SCHWAB BANK, SSB $0.0 -
CHARLES SCHWAB, HONG KONG, LIMITED $0.0 broker-dealer -
TD AMERITRADE CLEARING, INC. $0.0 broker-dealer 5633
CHARLES SCHWAB TRUST COMPANY $0.0 trust company -
CHARLES SCHWAB, U.K., LIMITED $0.0 broker-dealer -
CHARLES SCHWAB TRUST COMPANY OF DELAWARE $0.0 trust company -
CHARLES SCHWAB FUTURES AND FOREX LLC $0.0 -
CHARLES SCHWAB TRUST BANK $0.0 -
CHARLES SCHWAB & CO., INC. $0.0 broker-dealer 5393
CHARLES SCHWAB PREMIER BANK, SSB $0.0 -
TD AMERITRADE, INC. $0.0 broker-dealer 7870

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

5 active

Name Title
OLSON, BRYAN, LARRY PRESIDENT
WALDRON, KRISTEN, CLEO CHIEF COMPLIANCE OFFICER
HALL, STEVEN, JAMES CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

924 active representatives found, showing 20 random

Name City State Exams Designations
ROBERT MERFELD SAN FRANCISCO CA S63|2000-11-07|S66|2007-04-30
ROBERT FORT SAN FRANCISCO CA S65|2005-10-21|S66|2016-04-04|S63|2022-09-29 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
ABIGAIL CHAVEZ SAN FRANCISCO CA S66|2002-01-25 CERTIFIED FINANCIAL PLANNER
JASON TAMANI SAN FRANCISCO CA S66|2016-01-26|S63|2014-05-02
BRETT DECKER SAN FRANCISCO CA S66|2015-06-25|S63|2015-03-26 CERTIFIED FINANCIAL PLANNER
SHARON MARKOVITZ SAN FRANCISCO CA S63|2000-08-21|S66|2004-10-12
ASHLEY MONTEVERDE SAN FRANCISCO CA S63|2014-11-21|S66|2021-07-19
CARLOS SOLANO MONESTEL SAN FRANCISCO CA S63|2015-11-19|S65|2017-01-17 CERTIFIED FINANCIAL PLANNER
WILLIAM O'NEIL SAN FRANCISCO CA S63|1995-11-20|S66|2003-07-24 CERTIFIED FINANCIAL PLANNER
JULIA ACER SAN FRANCISCO CA S63|2011-01-26|S66|2011-08-13
BRANDON BRINDLEY SAN FRANCISCO CA S63|2021-01-19|S66|2024-04-24
DANIELA SIERRA CASTANEDA SAN FRANCISCO CA S66|2022-11-14
JASON TIMPE SAN FRANCISCO CA S66|2010-04-08 CERTIFIED FINANCIAL PLANNER
JENNIFER FANELLI-ZASTROW SAN FRANCISCO CA S63|2008-02-13|S66|2015-12-18
DALE ROTTSCHAFER SAN FRANCISCO CA S66|2023-06-22 CHARTERED FINANCIAL ANALYST
CORTNEY KHAN SAN FRANCISCO CA S66|2020-10-21
DOUGLAS SMITH SAN FRANCISCO CA S63|2000-10-09|S66|2016-05-25
DAVID SKELDING SAN FRANCISCO CA S63|2012-10-08|S66|2019-05-06
JEREMY STONE SAN FRANCISCO CA S63|2005-10-14|S66|2007-02-02 CERTIFIED FINANCIAL PLANNER
NATHANIEL JUNG SAN FRANCISCO CA S63|2009-11-23|S66|2016-01-21

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $0.0 $0.0 0% 941 0 0%
2024-04-02 $0.0 $0.0 0% 941 0 0%
2023-04-04 $0.0 $0.0 0% 948 -7 -1%
2022-04-01 $0.0 $0.0 0% 825 116 14%
2021-04-05 $0.0 $0.0 0% 699 242 35%
2020-04-01 $0.0 $0.0 0% 656 285 43%
2019-04-01 $91.1 -$91.1 -100% 646 295 46%
2018-04-02 $90.0 -$90.0 -100% 598 343 57%
2017-04-01 $74.4 -$74.4 -100% 568 373 66%
2016-04-01 $67.8 -$67.8 -100% 515 426 83%
2015-04-01 $64.9 -$64.9 -100% 460 481 105%
2014-04-01 $58.3 -$58.3 -100% 441 500 113%
2013-04-01 $45.6 -$45.6 -100% 450 491 109%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-12/09/2011, AL-12/09/2011, AR-12/09/2011, AZ-01/26/2012, CA-12/09/2011, CO-12/09/2011, CT-12/09/2011, DC-01/03/2012, DE-12/19/2011, FL-12/09/2011, GA-12/09/2011, HI-12/09/2011, IA-12/09/2011, ID-12/09/2011, IL-12/09/2011, IN-12/09/2011, KS-12/09/2011, KY-12/09/2011, LA-12/09/2011, MA-01/26/2012, MD-12/09/2011, ME-12/09/2011, MI-12/09/2011, MN-12/09/2011, MO-12/09/2011, MS-12/09/2011, MT-12/09/2011, NC-12/09/2011, ND-12/09/2011, NE-12/09/2011, NH-12/09/2011, NJ-01/26/2012, NM-12/09/2011, NV-12/09/2011, NY-12/09/2011, OH-12/09/2011, OK-12/09/2011, OR-12/09/2011, PA-12/09/2011, PR-12/09/2011, RI-12/09/2011, SC-12/09/2011, SD-12/09/2011, TN-12/09/2011, TX-12/09/2011, UT-12/09/2011, VA-12/09/2011, VI-06/29/2022, VT-12/09/2011, WA-12/09/2011, WI-12/09/2011, WV-12/09/2011, WY-07/18/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV