SCHWAB WEALTH ADVISORY, INC.

Latest filing: Oct 04, 2024 (48 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
-100% change vs. 5 years ago
-100% change vs. 10 years ago

Employee Count

941
-1% change vs. 1 year ago
35% change vs. 3 years ago
46% change vs. 5 years ago
113% change vs. 10 years ago

Main Office

SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105-1901

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC $1,098.8 106753
CHARLES SCHWAB BANK, SSB $0.0 -
CHARLES SCHWAB, HONG KONG, LIMITED $0.0 broker-dealer -
TD AMERITRADE CLEARING, INC. $0.0 broker-dealer 5633
CHARLES SCHWAB TRUST COMPANY $0.0 trust company -
CHARLES SCHWAB, U.K., LIMITED $0.0 broker-dealer -
CHARLES SCHWAB TRUST COMPANY OF DELAWARE $0.0 trust company -
CHARLES SCHWAB FUTURES AND FOREX LLC $0.0 -
CHARLES SCHWAB TRUST BANK $0.0 -
CHARLES SCHWAB & CO., INC. $0.0 broker-dealer 5393
CHARLES SCHWAB PREMIER BANK, SSB $0.0 -
TD AMERITRADE, INC. $0.0 broker-dealer 7870

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

5 active

Name Title
OLSON, BRYAN, LARRY PRESIDENT
WALDRON, KRISTEN, CLEO CHIEF COMPLIANCE OFFICER
HALL, STEVEN, JAMES CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

924 active representatives found, showing 20 random

Name City State Exams Designations
ANDREW COCCHIA SAN FRANCISCO CA S63|2004-05-04|S66|2022-03-21 CERTIFIED FINANCIAL PLANNER
MATTHEW BEAM SAN FRANCISCO CA S66|2021-05-17 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
MARK WILSON SAN FRANCISCO CA S63|2005-08-10|S66|2015-06-01
DANIEL MARTIN SAN FRANCISCO CA S63|2015-03-27|S66|2016-08-09
TYLER KUNZLER SAN FRANCISCO CA S63|2018-05-10|S66|2021-07-14
COURTNEY HOLT SAN FRANCISCO CA S63|2016-01-29|S65|2016-09-13
JESSE KELLAR SAN FRANCISCO CA S63|2017-04-26|S66|2019-06-20
TANYA BLACK SAN FRANCISCO CA S63|2001-03-05|S66|2007-10-01
SHERESE CALVERT SAN FRANCISCO CA S63|2012-05-18|S66|2016-09-30
ELKIN CASTILLO SAN FRANCISCO CA S63|2008-08-11|S66|2012-11-29
ROBERT JACKSON SAN FRANCISCO CA S63|2007-05-31|S65|2020-11-10
JULIEANNE BRITTAIN SAN FRANCISCO CA S66|2014-12-19
PATRICK WHITLEY SAN FRANCISCO CA S63|1996-03-11|S66|2003-01-24
KYLE BOSWORTH SAN FRANCISCO CA S66|2022-07-26
TREVA ZIEMBA SAN FRANCISCO CA S63|1997-05-07|S65|2004-09-13 CERTIFIED FINANCIAL PLANNER
MARK STAMPER SAN FRANCISCO CA S63|1999-05-18|S66|2001-08-10 CERTIFIED FINANCIAL PLANNER
ANGELA HAWK SAN FRANCISCO CA S63|2000-10-30|S66|2006-11-09 CERTIFIED FINANCIAL PLANNER
MATTHEW BEAUREGARD SAN FRANCISCO CA S63|2011-10-03|S66|2015-09-29
MICHAEL BRENNAN SAN FRANCISCO CA S65|2007-07-06|S63|2013-11-01|S66|2022-04-23
LAUREN FONSECA SAN FRANCISCO CA S66|2016-07-22

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $0.0 $0.0 0% 941 0 0%
2024-04-02 $0.0 $0.0 0% 941 0 0%
2023-04-04 $0.0 $0.0 0% 948 -7 -1%
2022-04-01 $0.0 $0.0 0% 825 116 14%
2021-04-05 $0.0 $0.0 0% 699 242 35%
2020-04-01 $0.0 $0.0 0% 656 285 43%
2019-04-01 $91.1 -$91.1 -100% 646 295 46%
2018-04-02 $90.0 -$90.0 -100% 598 343 57%
2017-04-01 $74.4 -$74.4 -100% 568 373 66%
2016-04-01 $67.8 -$67.8 -100% 515 426 83%
2015-04-01 $64.9 -$64.9 -100% 460 481 105%
2014-04-01 $58.3 -$58.3 -100% 441 500 113%
2013-04-01 $45.6 -$45.6 -100% 450 491 109%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-12/09/2011, AL-12/09/2011, AR-12/09/2011, AZ-01/26/2012, CA-12/09/2011, CO-12/09/2011, CT-12/09/2011, DC-01/03/2012, DE-12/19/2011, FL-12/09/2011, GA-12/09/2011, HI-12/09/2011, IA-12/09/2011, ID-12/09/2011, IL-12/09/2011, IN-12/09/2011, KS-12/09/2011, KY-12/09/2011, LA-12/09/2011, MA-01/26/2012, MD-12/09/2011, ME-12/09/2011, MI-12/09/2011, MN-12/09/2011, MO-12/09/2011, MS-12/09/2011, MT-12/09/2011, NC-12/09/2011, ND-12/09/2011, NE-12/09/2011, NH-12/09/2011, NJ-01/26/2012, NM-12/09/2011, NV-12/09/2011, NY-12/09/2011, OH-12/09/2011, OK-12/09/2011, OR-12/09/2011, PA-12/09/2011, PR-12/09/2011, RI-12/09/2011, SC-12/09/2011, SD-12/09/2011, TN-12/09/2011, TX-12/09/2011, UT-12/09/2011, VA-12/09/2011, VI-06/29/2022, VT-12/09/2011, WA-12/09/2011, WI-12/09/2011, WV-12/09/2011, WY-07/18/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV