CLEARBRIDGE INVESTMENTS, LLC
Latest filing: May 23, 2024 (160 days ago)
AUM
$148,243,821,271
7% change vs. 1 year ago
23% change vs. 3 years ago
14% change vs. 5 years ago
125% change vs. 10 years ago
Employee Count
216
-1% change vs. 1 year ago
5% change vs. 3 years ago
16% change vs. 5 years ago
22% change vs. 10 years ago
Main Office
NEW YORK, NY
620 8TH AVENUE, NEW YORK, NY, UNITED STATES, 10018
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $117.5 |
| Non-Discretionary | $30.8 |
| Total | $148.2 |
| Client | AUM |
|---|---|
| Retail | $38.0 |
| Pooled | $73.5 |
| Institutional | $36.7 |
| Total | $148.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 111,923 | $34.0 |
| Average Individual AUM | $303,704 | |
| HNW | 1,442 | $4.0 |
| Average HNW AUM | $2,768,796 | |
| Retail Total | 113,365 | $38.0 |
| Average Retail AUM | $335,060 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $30.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $74.7 |
| Retail SMA AUM | $38.0 |
| Institutional SMA AUM | $36.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $72.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $2.2 |
| Other | 0% | $0.0 |
| Total | 100% | $74.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| TEMPLETON ASSET MANAGEMENT LTD. | $26.3 | broker-dealer | 111382 |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.6 | 151223 | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| CLEARBRIDGE INVESTMENTS LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO | $0.0 | - | |
| LMP SELECT, LLC | $0.0 | - | |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
| CBI GLOBAL HEALTHCARE INNOVATIONS PARTNERS, LLC | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON JAPAN CO., LTD | $0.0 | - | |
| CBA CDIP FEEDER FUND PARTNERS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
50 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER POTITO | NEW YORK | NY | S63|2003-04-09|S66|2011-03-23 | ||||||
| DANIEL PENROSE | NEW YORK | NY | S66|2003-12-24|S63|2015-09-15 | ||||||
| MICHAEL OCONNELL | NEW YORK | NY | S63|1998-12-22|S65|2005-05-16 | ||||||
| MARK CONROY | NEW YORK | NY | S63|2003-03-21|S66|2005-09-14 | ||||||
| MICHAEL D'ANGELOS | NEW YORK | NY | S66|2008-03-10 | ||||||
| JOSEPH ZURAMSKI | NEW YORK | NY | S66|2018-02-09 | ||||||
| SHAWN SCHAEFER | NEW YORK | NY | S66|2005-06-27 | ||||||
| GEORGE NEOFYTIDIS | NEW YORK | NY | S63|2000-11-10|S65|2004-01-12 | ||||||
| TIMOTHY COFFEY | NEW YORK | NY | S63|1995-08-03|S66|2005-01-07 | ||||||
| JULIET WILLETTS | NEW YORK | NY | S66|2001-11-13 | ||||||
| JOSEPH CIOMBOR | NEW YORK | NY | S63|2010-05-10|S65|2010-12-09 | ||||||
| JEFFREY SCHULZE | NEW YORK | NY | S66|2006-03-23 | ||||||
| KEVIN MCHALE | NEW YORK | NY | S66|2005-11-28 | CHARTERED FINANCIAL CONSULTANT | |||||
| MICHAEL KAGAN | NEW YORK | NY | S66|2005-01-27 | ||||||
| MARSHALL GORDON | NEW YORK | NY | S63|2003-10-22|S65|2007-11-02 | ||||||
| CRAIG METZ | NEW YORK | NY | S66|2014-05-19 | ||||||
| RODNEY ALLAIN | NEW YORK | NY | S63|1997-09-04|S65|2001-07-02 | ||||||
| ROBERT SMITH | NEW YORK | NY | S63|2001-03-16|S65|2005-05-10 | ||||||
| VINCENT LAVERTY | NEW YORK | NY | S63|2003-06-19 | ||||||
| MATTHEW DOYLE | NEW YORK | NY | S63|1995-11-09|S66|2001-06-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $148.2 | $0.0 | 0% | 216 | 0 | 0% |
| 2024-04-02 | $148.2 | $0.0 | 0% | 216 | 0 | 0% |
| 2023-04-04 | $138.3 | $10.0 | 7% | 218 | -2 | -1% |
| 2022-04-01 | $189.7 | -$41.4 | -22% | 216 | 0 | 0% |
| 2021-04-05 | $120.5 | $27.7 | 23% | 206 | 10 | 5% |
| 2020-04-01 | $142.1 | $6.1 | 4% | 208 | 8 | 4% |
| 2019-04-01 | $130.4 | $17.9 | 14% | 186 | 30 | 16% |
| 2018-04-02 | $118.1 | $30.1 | 26% | 182 | 34 | 19% |
| 2017-04-01 | $99.3 | $49.0 | 49% | 178 | 38 | 21% |
| 2016-04-01 | $111.9 | $36.3 | 32% | 180 | 36 | 20% |
| 2015-04-01 | $103.1 | $45.1 | 44% | 178 | 38 | 21% |
| 2014-04-01 | $66.0 | $82.3 | 125% | 177 | 39 | 22% |
| 2013-04-01 | $55.9 | $92.3 | 165% | 156 | 60 | 38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-11/25/2005, AL-11/18/2005, AR-11/22/2005, AZ-11/18/2005, CA-11/18/2005, CO-11/18/2005, CT-11/18/2005, DC-11/18/2005, DE-11/29/2005, FL-11/21/2005, GA-11/18/2005, HI-11/18/2005, IA-11/21/2005, ID-11/18/2005, IL-12/06/2005, IN-11/18/2005, KS-11/18/2005, KY-11/18/2005, LA-11/18/2005, MA-11/18/2005, MD-11/18/2005, ME-11/18/2005, MI-11/18/2005, MN-12/05/2005, MO-11/18/2005, MS-11/18/2005, MT-11/18/2005, NC-11/18/2005, ND-11/18/2005, NE-11/18/2005, NH-11/18/2005, NJ-11/29/2005, NM-11/18/2005, NV-11/18/2005, NY-11/18/2005, OH-11/18/2005, OK-11/18/2005, OR-11/18/2005, PA-11/18/2005, PR-06/20/2008, RI-11/18/2005, SC-11/18/2005, SD-11/30/2005, TN-11/21/2005, TX-11/18/2005, UT-11/18/2005, VA-11/18/2005, VI-06/20/2008, VT-11/18/2005, WA-11/18/2005, WI-11/18/2005, WV-11/18/2005, WY-06/28/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV