AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $2.5 |
Non-Discretionary | $0.0 |
Total | $2.6 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $2.3 |
Institutional | $0.3 |
Total | $2.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 2 | $0.0 |
Average Individual AUM | $233,484 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 2 | $0.0 |
Average Retail AUM | $233,484 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
JP MORGAN CHASE BANK NA | COLUMBUS-OH-USA | $0.2 |
THE NORTHERN TRUST COMPANY, CANADA BRANCH | TORONTO--CAN | $0.1 |
RAYMOND JAMES & ASSOCIATES INC. | ST. PETERSBURG-FL-USA | $0.0 |
STATE STREET GLOBAL MARKETS, LLC | BOSTON-MA-USA | $0.0 |
LPL FINANCIAL LLC | FORT MILL-SC-USA | $0.0 |
ROBERT W. BAIRD & CO. INCORPORATED | MILWAUKEE-WI-USA | $0.0 |
PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 97% | $0.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
CLEARBRIDGE INVESTMENTS LIMITED | $0.0 | - | |
FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $2.6 | $0.0 | 0% | 0 | 0 | 0% |
2024-04-02 | $2.6 | $0.0 | 0% | 0 | 0 | 0% |
2023-04-04 | $1.5 | $1.1 | 69% | 0 | 0 | 0% |
2022-04-01 | $1.3 | $1.2 | 94% | 0 | 0 | 0% |
2021-04-05 | $0.9 | $1.6 | 178% | 0 | 0 | 0% |
2020-04-01 | $0.8 | $1.8 | 214% | 0 | 0 | 0% |
2019-04-01 | $1.0 | $1.6 | 166% | 48 | -48 | -100% |
2018-04-02 | $2.1 | $0.4 | 20% | 47 | -47 | -100% |
2017-04-01 | $2.0 | $0.6 | 28% | 51 | -51 | -100% |
2016-04-01 | $2.5 | $0.1 | 4% | 51 | -51 | -100% |
2015-04-01 | $1.9 | $0.7 | 35% | 41 | -41 | -100% |
2014-04-01 | $1.6 | $0.9 | 57% | 38 | -38 | -100% |
2013-04-01 | $0.9 | $1.7 | 197% | 32 | -32 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV