AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $12.3 |
Non-Discretionary | $0.0 |
Total | $12.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $11.3 |
Institutional | $1.0 |
Total | $12.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | WILMINGTON-DE-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $1.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 1% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 16% | $0.2 |
Derivatives | 1% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 1% | $0.0 |
Cash | 3% | $0.0 |
Other | 81% | $0.8 |
Total | 103% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
UBS FINANCIAL SERVICES INC. | $702.4 | broker-dealer | 8174 |
UBS ASSET MANAGEMENT (AMERICAS) INC. | $477.9 | 106838 | |
CREDIT SUISSE ASSET MANAGEMENT, LLC | $59.9 | 106012 | |
UBS REALTY INVESTORS LLC | $2.7 | 107758 | |
UBS AG | $0.0 | broker-dealer | - |
UBS ASSET MANAGEMENT LIFE LTD | $0.0 | - | |
UBS ASSET MANAGEMENT (UK) LTD | $0.0 | - | |
UBS AG LONDON BRANCH | $0.0 | broker-dealer | - |
CREDIT SUISSE AG | $0.0 | broker-dealer | - |
UBS HEDGE FUND SOLUTIONS LLC | $0.0 | 131034 | |
UBS SECURITIES LLC | $0.0 | broker-dealer | 7654 |
UBS FUND SERVICES (USA) LLC | $0.0 | broker-dealer | 41848 |
CREDIT SUISSE (UK) LTD | $0.0 | broker-dealer | - |
UBS OCONNOR LLC | $0.0 | 108754 | |
UBS FARMLAND INVESTORS LLC | $0.0 | 107754 | |
UBS ASSET MANAGEMENT (US) INC. | $0.0 | broker-dealer | 583 |
CREDIT SUISSE (LUXEMBOURG) S.A | $0.0 | - | |
CREDIT SUISSE FUND MANAGEMENT S.A | $0.0 | - | |
CREDIT SUISSE INTERNATIONAL | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
Name | Title |
---|---|
HARE, PAUL, EDWARD | COMPANY SECRETARY |
BERRYMAN, MARC | CHIEF OPERATING OFFICER & DIRECTOR |
HALE, IAN, MICHAEL | NON EXECUTIVE DIRECTOR |
GILLOTT, JUSTIN | EXECUTIVE DIRECTOR |
VEITCH, AMY, LOUISE | INTERIM CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $12.3 | $0.0 | 0% | 39 | 0 | 0% |
2024-04-02 | $12.3 | $0.0 | 0% | 39 | 0 | 0% |
2023-04-04 | $11.6 | $0.7 | 6% | 71 | -32 | -45% |
2022-04-01 | $12.1 | $0.2 | 2% | 62 | -23 | -37% |
2021-04-05 | $11.2 | $1.2 | 11% | 60 | -21 | -35% |
2020-04-01 | $9.8 | $2.5 | 26% | 60 | -21 | -35% |
2019-04-01 | $12.0 | $0.4 | 3% | 50 | -11 | -22% |
2018-04-02 | $9.2 | $3.2 | 35% | 61 | -22 | -36% |
2017-04-01 | $3.5 | $8.9 | 254% | 53 | -14 | -26% |
2016-04-01 | $2.6 | $9.8 | 376% | 57 | -18 | -32% |
2015-04-01 | $2.6 | $9.7 | 370% | 54 | -15 | -28% |
2014-04-01 | $2.8 | $9.5 | 333% | 65 | -26 | -40% |
2013-04-01 | $3.8 | $8.5 | 222% | 94 | -55 | -59% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV